DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• V•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$726M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$726M as of Mar 30, 2026
Mar 28, 2013$657M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)9 as of Mar 30, 2026
Mar 28, 201311 then
Private funds4 as of Mar 30, 2026
Mar 28, 201311 then
RAUM +0.4% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $182MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$726M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••••• E•• I• L• | Private Equity Fund | $657M | 4 | Sep 19, 2022 |
| M••••• N•• C•••••••• L•no longer reported | Private Equity Fund | $42.0M | 13 | Mar 31, 2014 |
| H•• L•••••• L• | Private Equity Fund | $33.0M | 4 | Aug 3, 2018 |
| T•••••••• C•••••••• L•no longer reported | Private Equity Fund | $26.5M | 13 | Feb 13, 2012 |
| I••• C•••••••• L•no longer reported | Private Equity Fund | $26.5M | 11 | Mar 28, 2013 |
| H••••••••• E••••• P••••••• I•• L• | Private Equity Fund | $19.3M | 63 | Feb 13, 2012 |
| E••••••• C•••••••• I• L•no longer reported | Private Equity Fund | $12.1M | 7 | Mar 28, 2013 |
| E••••••• C•••••••• L•no longer reported | Private Equity Fund | $6.8M | 7 | Feb 13, 2012 |
| H••••••••• E••••• P••••••• I• L• | Private Equity Fund | $6.7M | 28 | Feb 13, 2012 |
| H•• I• C•••••••• L• | Private Equity Fund | $22,180 | 5 | Mar 28, 2013 |
| H••••••••• E••••• P••••••• ••••• L•no longer reported | Private Equity Fund | $1,000 | 2 | Feb 13, 2012 |
| H••••••••• E••••• P••••••• L•no longer reported | Private Equity Fund | $1,000 | 9 | Feb 13, 2012 |
| H••••••••• E••••• P••••••• I• L•no longer reported | Private Equity Fund | $1,000 | 10 | Feb 13, 2012 |
| H•• I• A•• L• | Private Equity Fund | $300 | 1 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- J••••• J••••• C••••••••• · Managing Director And Managing Membercontrolsince 08/1998 · owns 10% to 25%
- J••••• M••••••• S•••• · Managing Director And Managing Membercontrolsince 10/2000 · owns less than 5%
- L••• J••••• K• O• · Managing Directorcontrolsince 07/2021 · owns 10% to 25%
- P•••• S•••••• H•••••• · Managing Directorcontrolsince 07/2021 · owns 10% to 25%
- S••••• J•••• A• · Managing Director And Managing Membercontrolsince 08/1998 · owns 25% to 50%
- J••••• J••••• C••••••••• · Trusteecontrolsince 07/2021 · owns F of L•••• L• J•••• F••••• T••••• J•••• C••••••••• J•••• T•••
- L•••••• S•••••• C•••••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Entity owners
- L•••• L• J•••• F••••• T••••• J•••• C••••••••• J•••• T••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- H••••••••• V••••••• I••• L••pooled vehicle sponsory
- H••••••••• V••••••• I• G•• L••pooled vehicle sponsory
- H• I• C•••••••• G•• L••pooled vehicle sponsory
- J•••• C••••••••• J••••pooled vehicle sponsory
- J••• S••••pooled vehicle sponsory
- M•••••• S•••• J••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 6 to 4Mar 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $723M to $726MMar 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $723M to $726MMar 14, 2025 to Mar 30, 2026
- RAUM · $723M to $726MMar 14, 2025 to Mar 30, 2026
- Accounts · 6 to 4Mar 29, 2024 to Mar 14, 2025
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 14, 2025
- Assets in custody · 3500000.0 to unsetMar 29, 2024 to Mar 14, 2025
- Custody of client assets · true to falseMar 29, 2024 to Mar 14, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 14, 2025
- Private funds · 6 to 4Mar 29, 2024 to Mar 14, 2025
- Discretionary RAUM · $716M to $723MMar 29, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $716M to $723MMar 29, 2024 to Mar 14, 2025
- RAUM · $716M to $723MMar 29, 2024 to Mar 14, 2025
- Assets in custody · $690M to $3.5MMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $716MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $716MMar 30, 2023 to Mar 29, 2024
- RAUM · $1.1B to $716MMar 30, 2023 to Mar 29, 2024
- Assets in custody · $707M to $690MSep 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.2B to $1.1BSep 19, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $1.1BSep 19, 2022 to Mar 30, 2023
- RAUM · $1.2B to $1.1BSep 19, 2022 to Mar 30, 2023
- Accounts · 5 to 6Mar 30, 2022 to Sep 19, 2022
- Pooled vehicle clients · 5 to 6Mar 30, 2022 to Sep 19, 2022
- Assets in custody · $460M to $707MMar 30, 2022 to Sep 19, 2022
- Private funds · 5 to 6Mar 30, 2022 to Sep 19, 2022
- Discretionary RAUM · $464M to $1.2BMar 30, 2022 to Sep 19, 2022
- Pooled vehicle RAUM · $464M to $1.2BMar 30, 2022 to Sep 19, 2022
- RAUM · $464M to $1.2BMar 30, 2022 to Sep 19, 2022
- Assets in custody · $367M to $460MFeb 1, 2022 to Mar 30, 2022
- Employees · 8 to 9Feb 1, 2022 to Mar 30, 2022
- Discretionary RAUM · $374M to $464MFeb 1, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $374M to $464MFeb 1, 2022 to Mar 30, 2022
- RAUM · $374M to $464MFeb 1, 2022 to Mar 30, 2022
- Assets in custody · $374M to $367MMar 25, 2020 to Mar 31, 2021
- Discretionary RAUM · $384M to $374MMar 25, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $384M to $374MMar 25, 2020 to Mar 31, 2021
- RAUM · $384M to $374MMar 25, 2020 to Mar 31, 2021
- Assets in custody · $417M to $374MMar 25, 2019 to Mar 25, 2020
- Discretionary RAUM · $433M to $384MMar 25, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $433M to $384MMar 25, 2019 to Mar 25, 2020
Signals
4 dated events
- H••••••••• V•••••••• L•• reported RAUM $716.1M, down 37% from $1.1B (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- H••••••••• V•••••••• L•• reported RAUM $1.2B, up 148% from $464.0M (2022-03-30 to 2022-09-19)Sep 19, 2022 · RAUM change · derived
- Kaon James Lam (Managing Director) appeared on Schedule A of H••••••••• V•••••••• L••Aug 11, 2021 · Control person joined · fact
- Howland Samuel Pyne (Managing Director) appeared on Schedule A of H••••••••• V•••••••• L••Aug 11, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H••••••••• V•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••••• V•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/haddingtonventuresreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.h••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-532-7992reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026