DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$9.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
35 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
31
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$9.5B as of Mar 30, 2026
Mar 28, 2013$764M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)49 as of Mar 30, 2026
Mar 28, 201314 then
Private funds31 as of Mar 30, 2026
Mar 28, 20138 then
RAUM +19% over the last fiscal year+2.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• C•••••• F••• I••• L• | Private Equity Fund | $2.8B | 64 | Aug 4, 2015 |
| G••••••• C•••••• F••• I•• L••• | Private Equity Fund | $1.8B | 57 | Mar 30, 2020 |
| G••••••• C•••••• F••• V• L••• | Private Equity Fund | $1.4B | 94 | Mar 31, 2022 |
| G••••••• C•••••• ••••••••• F••• I•• L••• | Private Equity Fund | $1.0B | 31 | Mar 30, 2020 |
| G••••••• C•••••• ••••••••• F••• V• L••• | Private Equity Fund | $619M | 38 | Mar 31, 2022 |
| V••• E••••• I••••••••• L• | Private Equity Fund | $359M | 33 | Mar 31, 2023 |
| C• E••••• I••••••••• L• | Private Equity Fund | $268M | 11 | Mar 30, 2020 |
| G•• E••••• I••••••••• L•• | Private Equity Fund | $247M | 21 | Mar 30, 2021 |
| G••••••• C•••••• F••• I•• L••• | Private Equity Fund | $196M | 55 | Feb 14, 2012 |
| A•••• E••••• I••••••••• L••• | Private Equity Fund | $189M | 19 | Mar 30, 2021 |
| G••••••• S•••••••• A••••••• F••• I•• L• | Private Equity Fund | $85.9M | 75 | Mar 30, 2020 |
| G••••••• S•••••••• A••••••• F••• V• L••• | Private Equity Fund | $82.5M | 103 | Mar 31, 2022 |
| G••••••• C••••••••• V• L•• | Private Equity Fund | $78.3M | 32 | Mar 31, 2022 |
| G••••••• C••••••••• I•• L•• | Private Equity Fund | $63.7M | 20 | Mar 30, 2020 |
| V•• E••••• I••••••••• L• | Private Equity Fund | $56.0M | 14 | Mar 31, 2023 |
| J•• E••••• I•••••••• L• | Private Equity Fund | $54.5M | 14 | Mar 30, 2020 |
| G••••••• C••••••••• I••• L•• | Private Equity Fund | $54.3M | 17 | Oct 29, 2015 |
| R•• E••••• I•••••••• L•• | Private Equity Fund | $52.0M | 10 | Mar 30, 2020 |
| G••••••• S•••••••• A••••••• F••• I••• L• | Private Equity Fund | $33.4M | 33 | Mar 30, 2016 |
| G••••••• S•••••••• A••••••• F••• I•• L••• | Private Equity Fund | $2.6M | 19 | Feb 14, 2012 |
| G••• E••••• I••••••••• L• | Private Equity Fund | $2.4M | 5 | Mar 31, 2023 |
| G••••••• C••••••••• I•• L•• | Private Equity Fund | $1.9M | 11 | Feb 14, 2012 |
| D•• E••••• I••••••••• L••• | Private Equity Fund | $1.1M | 25 | Mar 30, 2016 |
| G• F••• I• E•• C•• L• | Private Equity Fund | $650,432 | 1 | Mar 31, 2022 |
| P•• E••••• I••••••••• L••• | Private Equity Fund | $353,144 | 27 | Mar 28, 2013 |
| G• F••• I• D• C•• L• | Private Equity Fund | $191,857 | 1 | Mar 30, 2021 |
| G••••••• C•••••• F•••• L••• | Private Equity Fund | $172,397 | 54 | Feb 14, 2012 |
| G••••••• S•••••••• A••••••• F•••• L• | Private Equity Fund | $86,915 | 9 | Feb 14, 2012 |
| G••••••• C••••••••• L•• | Private Equity Fund | $29,875 | 8 | Feb 14, 2012 |
| R• E••••• I••••••••• L••• | Private Equity Fund | $0 | 16 | Mar 30, 2018 |
| G••••••• L•• I••••••••• L••no longer reported | Private Equity Fund | $0 | 6 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•• T•••••• A••• · Managing Partnercontrolsince 01/2005 · owns less than 5%
- C•••••• J•• E•••••• P••• · Membercontrolsince 01/2005 · owns 25% to 50%
- H•••••••• S••••• C••••••••• · Chief Operating Officercontrolsince 03/2013 · owns less than 5%
- J••••••• K••••• M•••••• · Managing Partnercontrolsince 03/2018 · owns less than 5%
- K••••• J••••••• P•••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- B•••••• J•• T•••••• A••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of G••••••• M••••••••• H•••••••• L•
- B•••••• J•• T•••••• A••• · Sole Membercontrolsince 10/2023 · owns 75% or more of G••••••• U••••••• M•••••••• H•••••••• L••
- J••••••• K••••• M•••••• · Limited Partnercontrolsince 10/2023 · owns 25% to 50% of G••••••• M••••••••• H•••••••• L•
Entity owners
- G••••••• M••••••••• H•••••••• L• · Managing Memberdirect · owns 50% to 75%
- G••••••• U••••••• M•••••••• H•••••••• L•• · General Partnerindirect · owns F of G••••••• M••••••••• H•••••••• L•
Related persons
Schedule D 7.A
- A•••• G• 2••• M••••••••• L••pooled vehicle sponsorn
- C• G• 2••• M••••••••• L••pooled vehicle sponsorn
- D•• G• 2••• M••••••••• L••pooled vehicle sponsorn
- G••• G• 2••• M••••••••• L••pooled vehicle sponsorn
- G••••••• G• I•• L••pooled vehicle sponsorn
- G••••••• G• I••• L••pooled vehicle sponsorn
- G••••••• G• I•• L••bankpooled vehicle sponsorn
- G••••••• G• V• L••bankpooled vehicle sponsorn
- G••••••• G•• L••pooled vehicle sponsorn
- G•• G• 2••• M••••••••• L••pooled vehicle sponsorn
- J•• G• M••••••••• 2•••• L••pooled vehicle sponsorn
- V•• G• 2••• M••••••••• L••pooled vehicle sponsorn
- V••• G• 2••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 31Nov 7, 2025 to Mar 30, 2026
- Advisory employees · 28 to 35Nov 7, 2025 to Mar 30, 2026
- Pooled vehicle clients · 24 to 31Nov 7, 2025 to Mar 30, 2026
- Employees · 43 to 49Nov 7, 2025 to Mar 30, 2026
- Private funds · 24 to 31Nov 7, 2025 to Mar 30, 2026
- Discretionary RAUM · $8.0B to $9.5BNov 7, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $8.0B to $9.5BNov 7, 2025 to Mar 30, 2026
- RAUM · $8.0B to $9.5BNov 7, 2025 to Mar 30, 2026
- Accounts · 28 to 24May 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 28 to 24May 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 22, 2024 to Mar 31, 2025
- Private funds · 28 to 24May 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $9.5B to $8.0BMay 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $9.5B to $8.0BMay 22, 2024 to Mar 31, 2025
- RAUM · $9.5B to $8.0BMay 22, 2024 to Mar 31, 2025
- Accounts · 30 to 28Nov 10, 2023 to Mar 29, 2024
- Advisory employees · 25 to 28Nov 10, 2023 to Mar 29, 2024
- Pooled vehicle clients · 30 to 28Nov 10, 2023 to Mar 29, 2024
- Employees · 37 to 43Nov 10, 2023 to Mar 29, 2024
- Private funds · 30 to 28Nov 10, 2023 to Mar 29, 2024
- Discretionary RAUM · $8.7B to $9.5BNov 10, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $8.7B to $9.5BNov 10, 2023 to Mar 29, 2024
- RAUM · $8.7B to $9.5BNov 10, 2023 to Mar 29, 2024
- Accounts · 27 to 30Jul 29, 2022 to Mar 31, 2023
- Advisory employees · 23 to 25Jul 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 27 to 30Jul 29, 2022 to Mar 31, 2023
- Employees · 32 to 37Jul 29, 2022 to Mar 31, 2023
- Private funds · 27 to 30Jul 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.3B to $8.7BJul 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $6.3B to $8.7BJul 29, 2022 to Mar 31, 2023
- RAUM · $6.3B to $8.7BJul 29, 2022 to Mar 31, 2023
- Accounts · 23 to 27Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 22 to 23Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 23 to 27Mar 30, 2021 to Mar 31, 2022
- Employees · 29 to 32Mar 30, 2021 to Mar 31, 2022
- Private funds · 23 to 27Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $5.5B to $6.3BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $5.5B to $6.3BMar 30, 2021 to Mar 31, 2022
- RAUM · $5.5B to $6.3BMar 30, 2021 to Mar 31, 2022
- Related bank · false to trueMar 30, 2021 to Mar 31, 2022
Signals
4 dated events
- G••••••• C••••••• L•• reported RAUM $8.7B, up 39% from $6.3B (2022-07-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Cooper Ashleigh Swayze (Chief Compliance Officer) no longer on Schedule A of G••••••• C••••••• L•• (listed 2020-03-30, absent 2020-05-15)May 15, 2020 · Control person left · inference
- G••••••• C••••••• L•• reported RAUM $4.6B, up 121% from $2.1B (2019-03-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Jessica Parkhurst (Chief Financial Officer) appeared on Schedule A of G••••••• C••••••• L••Mar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- G••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gridiron-capital-partners-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-972-1100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026