DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

E••• P•••••••• A•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 158273SEC 801-74056websiteIAPD
Latest filing Apr 30, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 30, 2012
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
10
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.1B as of Apr 30, 2026
Mar 27, 2013$604M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 27, 20130 then
Employees (5.A)11 as of Apr 30, 2026
Mar 27, 201317 then
Private funds10 as of Apr 30, 2026
Mar 27, 20137 then
RAUM n/a over the last fiscal year-8.5% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$93.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.1B, 12 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
12reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 12 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••• P•••••••• I••••••••• I• P•• L•••Real Estate Fund$396M8Mar 29, 2019
      E••• P•••••••• I••••••••• I•• L•••Real Estate Fund$312M124Mar 29, 2019
      E•• R••••••••• C••••••••• L•••Real Estate Fund$288M29Mar 31, 2021
      E••• C••• I••••••••• I• L••Real Estate Fund$120M3Mar 29, 2018
      E••• P•••••••• I••••••••• I••• L•••Real Estate Fund$104M73Mar 26, 2015
      A•••••• C•••••••• I• L•••no longer reportedPrivate Equity Fund$102M3Mar 27, 2013
      E••• R••••••••• C••••••••• L•••Real Estate Fund$92.8M51Mar 29, 2019
      A•••••• I••••••••• P••••••• D••••••••• O••••••••• L•••no longer reportedPrivate Equity Fund$36.8M6Feb 14, 2012
      E••• P•••••••• I••••••••• I•• L•••Real Estate Fund$35.8M43Feb 14, 2012
      E•• R••••••••• C•••••••• L•••Real Estate Fund$28.3M31Mar 30, 2020
      E••• P•••••••• I••••••••• L•••no longer reportedReal Estate Fund$24.5M32Feb 14, 2012
      E••• K••• I••••••••• I• L•••Real Estate Fund$17.4M14Mar 29, 2018
      E••• P•••••••• I••••••••• I•• P•• L•••Real Estate Fund$9.7M13Mar 29, 2016
      E••• G•• I••••••••• L•••no longer reportedReal Estate Fund$5.4M16Jan 23, 2014
      E••• P••• • C•••• C•••••••• L•••no longer reportedReal Estate Fund$5.1M18Feb 14, 2012
      E••• 8• A•••• C••••••••• L•••Real Estate Fund$1.1M32Mar 29, 2018
      E••• V•••• I• L•••no longer reportedReal Estate Fund$301,1337Feb 14, 2012
      E••• V•••• I•• L•••no longer reportedReal Estate Fund$31,88112Feb 14, 2012
      A•••••• I••••••••• P••••••• I•••• L•no longer reportedPrivate Equity Fund$00Nov 13, 2013
      A•••••• I••••••••• P••••••• I•• L•no longer reportedPrivate Equity Fund$00Nov 13, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • E••••••••• S•••••• B•••••• · Executive Vice President, Taxcontrol
        since 09/2015 · owns less than 5%
      • K••••••• D•••••• S•••••• · Executive Vice President - E••• P•••••••• A•••••••• L••control
        since 03/2008 · owns less than 5%
      • M•••••• E•••• M•••••• · P•••••••• - E••• P•••••••• A•••••••• L••control
        since 03/2008 · owns less than 5%
      • N••••• J•••••••• R••••• · Chief Financial Officercontrol
        since 03/2020 · owns less than 5%
      • R•••• M••••••• S•••• · Managing Directorcontrol
        since 03/2021 · owns less than 5%
      • T•••••• J••••• S•••• · Treasurercontrol
        since 03/2020 · owns less than 5%
      • W•••• J••••••• P••• · General Counsel And Chief Compliance Officercontrol
        since 02/2012 · owns less than 5%
      • W•••••• J••••••• •••• · P•••••••• - E••• P•••••••• A•••••••• L••control
        since 03/2008 · owns less than 5%
      • S••••• P•••• •••• · Member/Owner And Manager Of T•••• Captial Partners, LLCcontrol
        since 12/2019 · owns 25% to 50% of T•••• C•••••• P•••••••• L••
      • S••••• T•••••••• Z••••• · Member/Owner Of T•••• C•••••• P•••••••• L••control
        since 12/2019 · owns 25% to 50% of T•••• C•••••• P•••••••• L••
      Entity owners
      • T•••• C•••••• P•••••••• L•• · Member/Owner - E••• P•••••••• A•••••••• L••
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • B••• E••••• M••••••••• L••
        bankpooled vehicle sponsorn
      • E••• 8• A•••• C•••••••• G•• L••
        pooled vehicle sponsorn
      • E••• C••• P••••••• I• L••
        pooled vehicle sponsorn
      • E••• K••• P••••••• I• L••
        pooled vehicle sponsorn
      • E••• P•••••••• P••••••• I•• L••
        pooled vehicle sponsorn
      • E••• P•••••••• P••••••• I••• L••
        bankpooled vehicle sponsorn
      • E••• P•••••••• P••••••• I•• L••
        bankpooled vehicle sponsorn
      • E•• P•••••••• L••
        bankpooled vehicle sponsorn
      • G••••••• E••••• M••••••••• L••
        bankpooled vehicle sponsorn
      • L• P•••• E••••• A•••••••• L••
        investment advisernRAUM $13B
      • L• P•••• F••• I•• G•• L••
        pooled vehicle sponsorn
      • L• P•••• F••• I• G•• L••
        pooled vehicle sponsorn
      • L• P•••• F••• V• G•• L••
        bankpooled vehicle sponsorn
      • L• P•••• P••••••• I••• L•••
        pooled vehicle sponsorn
      • L• P•••• P••••••• I•• L•••
        bankpooled vehicle sponsorn
      • L• P•••• P••••••• V• L•••
        bankpooled vehicle sponsorn
      • V••• E••••• G•• L••
        bankpooled vehicle sponsorn
      Advisers that list E••• P•••••••• A•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • San Francisco, CA2 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 12 to 11
        Dec 8, 2025 to Mar 27, 2026
      • Assets in custody · $1.3B to $1.1B
        Dec 8, 2025 to Mar 27, 2026
      • Employees · 13 to 11
        Dec 8, 2025 to Mar 27, 2026
      • Discretionary RAUM · $1.3B to $1.1B
        Dec 8, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $1.3B to $1.1B
        Dec 8, 2025 to Mar 27, 2026
      • RAUM · $1.3B to $1.1B
        Dec 8, 2025 to Mar 27, 2026
      • Other offices · 3 to 2
        Oct 31, 2025 to Dec 8, 2025
      • Other offices · 1 to 3
        May 1, 2025 to Oct 31, 2025
      • Accounts · 13 to 12
        Apr 24, 2024 to May 1, 2025
      • Advisory employees · 13 to 12
        Apr 24, 2024 to May 1, 2025
      • Pooled vehicle clients · 13 to 12
        Apr 24, 2024 to May 1, 2025
      • Assets in custody · $1.4B to $1.3B
        Apr 24, 2024 to May 1, 2025
      • Employees · 14 to 13
        Apr 24, 2024 to May 1, 2025
      • Financial planning clients · unset to
        Apr 24, 2024 to May 1, 2025
      • Private funds · 11 to 10
        Apr 24, 2024 to May 1, 2025
      • Discretionary RAUM · $1.4B to $1.3B
        Apr 24, 2024 to May 1, 2025
      • Pooled vehicle RAUM · $1.4B to $1.3B
        Apr 24, 2024 to May 1, 2025
      • RAUM · $1.4B to $1.3B
        Apr 24, 2024 to May 1, 2025
      • Advisory employees · 17 to 13
        Apr 26, 2023 to Mar 29, 2024
      • Assets in custody · $1.5B to $1.4B
        Apr 26, 2023 to Mar 29, 2024
      • Employees · 19 to 14
        Apr 26, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.5B to $1.4B
        Apr 26, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.5B to $1.4B
        Apr 26, 2023 to Mar 29, 2024
      • RAUM · $1.5B to $1.4B
        Apr 26, 2023 to Mar 29, 2024
      • Accounts · 14 to 13
        Apr 27, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 14 to 13
        Apr 27, 2022 to Mar 30, 2023
      • Assets in custody · $1.5B to $1.5B
        Apr 27, 2022 to Mar 30, 2023
      • Private funds · 12 to 11
        Apr 27, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.5B to $1.5B
        Apr 27, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.5B to $1.5B
        Apr 27, 2022 to Mar 30, 2023
      • RAUM · $1.5B to $1.5B
        Apr 27, 2022 to Mar 30, 2023
      • Advisory employees · 16 to 17
        Apr 28, 2021 to Mar 30, 2022
      • Assets in custody · $1.3B to $1.5B
        Apr 28, 2021 to Mar 30, 2022
      • Employees · 18 to 19
        Apr 28, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.3B to $1.5B
        Apr 28, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.3B to $1.5B
        Apr 28, 2021 to Mar 30, 2022
      • RAUM · $1.3B to $1.5B
        Apr 28, 2021 to Mar 30, 2022
      • Accounts · 12 to 14
        Apr 29, 2020 to Mar 31, 2021
      • Advisory employees · 13 to 16
        Apr 29, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 12 to 14
        Apr 29, 2020 to Mar 31, 2021
      Signals
      12 dated events
      • Scott Matthew Ross (Managing Director) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 30, 2022 · Control person joined · fact
      • Josue Noel Gonzalez (Tax Manager) no longer on Schedule A of E••• P•••••••• A•••••••• L•• (listed 2020-04-29, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Josue Noel Gonzalez (Tax Manager) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • Scott James Tansey (Treasurer) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • (Nmn) Radion Segal (Trustee) no longer on Schedule A of E••• P•••••••• A•••••••• L•• (listed 2019-05-02, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • (Nmn) Mark Brennan (Treasurer) no longer on Schedule A of E••• P•••••••• A•••••••• L•• (listed 2019-05-02, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Lynn Jobey Eddleman (Assistant Treasurer) no longer on Schedule A of E••• P•••••••• A•••••••• L•• (listed 2019-05-02, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Rosiak Jennifer Neill (Senior Vice President & Chief Accounting Officer, Private Equity) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • Zellie Theodore Segal (Member/Owner Of Timber Capital Partners) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 30, 2020 · Control person joined · fact
      • (Nmn) Mark Brennan (Treasurer) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 29, 2019 · Control person joined · fact
      • E••• P•••••••• A•••••••• L•• reported RAUM $1.3B, up 49% from $877.9M (2018-04-30 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Bezalel Shimon Edelstein (Executive Vice President, Tax) appeared on Schedule A of E••• P•••••••• A•••••••• L••
        Mar 29, 2019 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      E•••PE.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-547-4380reportedpublic record, Form ADV, Apr 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      E••• P•••••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

      Checking your plan…