DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• P•••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 37 filings
SEC status approved since Mar 30, 2012
RAUM
$20B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
102
65 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
39
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$20B as of Mar 30, 2026
Mar 27, 2013$2.0B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)102 as of Mar 30, 2026
Mar 27, 201331 then
Private funds39 as of Mar 30, 2026
Mar 27, 20139 then
RAUM +2.2% over the last fiscal year-2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $431MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $14B, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B100%
- Insurance companies$32.6M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 41 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
52 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• P••••••• I• ••••••••• L••• | Private Equity Fund | $3.5B | 115 | Mar 31, 2022 |
| H•••••• P••••••• V•••• L••• | Private Equity Fund | $2.9B | 85 | Mar 30, 2019 |
| H•••••• P••••••• V••• L••• | Private Equity Fund | $2.7B | 110 | Mar 30, 2016 |
| H•••••• P••••••• V••• ••••••••• L••• | Private Equity Fund | $2.6B | 90 | Mar 30, 2019 |
| H•••••• P••••••• I•• L••• | Private Equity Fund | $2.0B | 62 | Mar 31, 2022 |
| H•••••• P••••••• V•• ••••••••• L••• | Private Equity Fund | $1.1B | 55 | Mar 30, 2016 |
| H•••••• P••••••• S••••••••• C•••••• F••• I•• ••••••••• L••• | Private Equity Fund | $900M | 15 | Mar 31, 2021 |
| H•••••• P••••••• S••••••••• C•••••• F••• I•• L••• | Private Equity Fund | $876M | 35 | Mar 30, 2018 |
| H•••••• P••••••• S••••••••• C•••••• F••• I••• L••• | Private Equity Fund | $701M | 29 | Mar 31, 2021 |
| P•• S••• L••• | Private Equity Fund | $571M | 45 | Mar 31, 2022 |
| S• C• F•••• L• | Private Equity Fund | $474M | 2 | Mar 30, 2023 |
| H•••••• V•• C••••••••• F•••• L••• | Private Equity Fund | $411M | 2 | Mar 31, 2022 |
| H•••••• P••••••• S••••••••• C•••••• F•••• L••• | Private Equity Fund | $362M | 36 | Mar 30, 2015 |
| H•••••• P••••••• S••••••••• C•••••• F••• I• ••••••••• L••• | Private Equity Fund | $310M | 7 | Mar 30, 2019 |
| N• S••• L••• | Private Equity Fund | $300M | 40 | Mar 31, 2022 |
| H• V• A•• •• L•••no longer reported | Private Equity Fund | $176M | 11 | Feb 14, 2012 |
| H•••••• P••••••• A••••• ••••••••• L••• | Private Equity Fund | $125M | 5 | Mar 30, 2023 |
| H•••••• P••••••• V•• L••• | Private Equity Fund | $101M | 63 | Feb 14, 2012 |
| H• S•• I• C••••• A••••• L••• | Private Equity Fund | $82.8M | 35 | Mar 30, 2019 |
| H• V• A••••• L••• | Private Equity Fund | $66.9M | 38 | Mar 31, 2017 |
| H• V• A••••• L••• | Private Equity Fund | $54.0M | 40 | Mar 30, 2016 |
| H•••••• P••••••• A•••••• L••• | Private Equity Fund | $52.7M | 2 | Mar 30, 2023 |
| H•••••• S•••••••• A••••••••• V••• L••• | Private Equity Fund | $52.3M | 65 | Mar 31, 2017 |
| H•••••• S•••••••• A••••••••• V•••• L••• | Private Equity Fund | $43.3M | 63 | Mar 30, 2019 |
| H•••••• S•••••••• A••••••••• I•• L••• | Private Equity Fund | $33.7M | 63 | Mar 29, 2024 |
| H• V• A••••• L••• | Private Equity Fund | $32.4M | 25 | Mar 31, 2017 |
| H•••••• S• C••••••••• L••• | Private Equity Fund | $31.4M | 5 | Mar 31, 2021 |
| H• S•• I• ••••••••• C••••• A••••• L••• | Private Equity Fund | $30.6M | 7 | Mar 30, 2019 |
| H•••••• S•••••••• A••••••••• S••••••••• C•••••• F••• I••• L••• | Private Equity Fund | $28.6M | 52 | Mar 31, 2022 |
| H• V• A•••••• L••• | Private Equity Fund | $19.8M | 23 | Mar 30, 2016 |
| H•••••• S•••••••• A••••••••• S••••••••• C•••••• F••• I•• L••• | Private Equity Fund | $17.3M | 42 | Mar 30, 2019 |
| H••••••• H• S•• I•• A••• L•••no longer reported | Private Equity Fund | $15.0M | 2 | Mar 31, 2021 |
| H• S•• I• ••••••••• D••••••• A•• 1• L••• | Private Equity Fund | $12.8M | 2 | Mar 30, 2020 |
| S•••••• R••• A••• L••• | Private Equity Fund | $10.2M | 2 | Mar 31, 2021 |
| H•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $6.3M | 48 | Feb 14, 2012 |
| H• V• A••••• L•••no longer reported | Private Equity Fund | $4.2M | 40 | Mar 30, 2015 |
| H• V• A•• • 2• L•••no longer reported | Private Equity Fund | $3.4M | 60 | Feb 14, 2012 |
| H•••••• P••••••• V• L•••no longer reported | Private Equity Fund | $3.3M | 61 | Feb 14, 2012 |
| H• V• A•••••• L•••no longer reported | Private Equity Fund | $3.1M | 49 | Mar 30, 2015 |
| H•••••• S•••••••• A••••••••• V•• L••• | Private Equity Fund | $3.1M | 40 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• T•••••• W••••• · Partnercontrolsince 04/2006 · owns less than 5%
- D•••••••• M••••••• B•••••• · Partnercontrolsince 04/2006 · owns less than 5%
- E••••••••• S••••••• •••• · Partnercontrolsince 04/2006 · owns less than 5%
- K•••••••• I••• D•••• · Partnercontrolsince 04/2006 · owns less than 5%
- S••••••••• L••••• •••• · Chief Financial Officercontrolsince 12/2021 · owns less than 5%
- T•••••••• J••••• E•••••••• · Chief Compliance Officer / General Counsel / Chief Operating Officer / Partnercontrolsince 02/2020 · owns less than 5%
- A••••• T•••••• W••••• · Membercontrolsince 04/2006 · owns F of H• H••••••• L•• ••• I••• A••••••••• L•••
- D•••••••• M••••••• B•••••• · Limited Partnercontrolsince 01/2024 · owns 25% to 50% of H•••••• G•••• H•••••••• L•••
- D•••••••• M••••••• B•••••• · Membercontrolsince 04/2006 · owns F of H• H••••••• L•• ••• I••• A••••••••• L•••
- E••••••••• S••••••• •••• · Membercontrolsince 04/2006 · owns F of H• H••••••• L•• ••• I••• A••••••••• L•••
- K•••••••• I••• D•••• · Membercontrolsince 04/2006 · owns F of H• H••••••• L•• ••• I••• A••••••••• L•••
Entity owners
- H•••••• M••••••••• H•••••••• L••• · Limited Partnerdirect · owns 75% or more
- H• H••••••• L•• ••• I••• A••••••••• L••• · General Partnerdirect · owns less than 5%
- H• H••••••• L•• ••• I••• A••••••••• L••• · General Partnerindirect · owns F of H•••••• G•••• H•••••••• L•••
- H• H••••••• L•• ••• I••• A••••••••• L••• · General Partnerindirect · owns F of H•••••• M••••••••• H•••••••• L•••
- H•••••• G•••• H•••••••• L••• · Limited Partnerindirect · owns 75% or more of H•••••• M••••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- H•••••• A••••••••• I•• L•••pooled vehicle sponsorn
- H•••••• A••••••••• S•• I• •••••••• L•••pooled vehicle sponsorn
- H•••••• A••••••••• S•• I•• L•••pooled vehicle sponsorn
- H•••••• A••••••••• S•• I••• L•••pooled vehicle sponsorn
- H•••••• A••••••••• S••• L•••pooled vehicle sponsorn
- H•••••• A••••••••• S• C••••••••• L•••••pooled vehicle sponsorn
- H•••••• A••••••••• V•• L•••••pooled vehicle sponsorn
- H•••••• A••••••••• V•• L•pooled vehicle sponsorn
- H•••••• A••••••••• V••• L••pooled vehicle sponsorn
- H•••••• A••••••••• V••• L•pooled vehicle sponsorn
- H•••••• A••••••••• V•••• L•••pooled vehicle sponsorn
- H•••••• P••••••• A••••• A••••••••• L••pooled vehicle sponsorn
- H•••••• P••••••• C•••••• L•pooled vehicle sponsorn
- N• S•• G•• L•••••pooled vehicle sponsorn
- N• S•• G•• L•••pooled vehicle sponsorn
- P•• S•• G•• L•••••pooled vehicle sponsorn
- P•• S•• G•• L•••pooled vehicle sponsorn
- S• C• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL1 employees
- Palo Alto, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 44 to 47Jan 9, 2026 to Mar 30, 2026
- Advisory employees · 64 to 65Jan 9, 2026 to Mar 30, 2026
- Pooled vehicle clients · 42 to 45Jan 9, 2026 to Mar 30, 2026
- Assets in custody · $14B to $14BJan 9, 2026 to Mar 30, 2026
- Employees · 99 to 102Jan 9, 2026 to Mar 30, 2026
- Private funds · 36 to 39Jan 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $19B to $20BJan 9, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $958M to $704MJan 9, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $20B to $20BJan 9, 2026 to Mar 30, 2026
- RAUM · $20B to $20BJan 9, 2026 to Mar 30, 2026
- Accounts · 45 to 44Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 62 to 64Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 43 to 42Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $0 to $14BMar 29, 2024 to Mar 31, 2025
- Employees · 96 to 99Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 38 to 36Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $20B to $19BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $958M to $958MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $21B to $20BMar 29, 2024 to Mar 31, 2025
- RAUM · $21B to $20BMar 29, 2024 to Mar 31, 2025
- Accounts · 40 to 45May 11, 2023 to Mar 29, 2024
- Advisory employees · 57 to 62May 11, 2023 to Mar 29, 2024
- Pooled vehicle clients · 38 to 43May 11, 2023 to Mar 29, 2024
- Employees · 87 to 96May 11, 2023 to Mar 29, 2024
- Private funds · 37 to 38May 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $21B to $20BMay 11, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $648M to $958MMay 11, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $21B to $21BMay 11, 2023 to Mar 29, 2024
- RAUM · $22B to $21BMay 11, 2023 to Mar 29, 2024
- Accounts · 37 to 40Feb 9, 2023 to Mar 30, 2023
- Advisory employees · 48 to 57Feb 9, 2023 to Mar 30, 2023
- Advisory activities · 1 to 2Feb 9, 2023 to Mar 30, 2023
- Pooled vehicle clients · 37 to 38Feb 9, 2023 to Mar 30, 2023
- Employees · 67 to 87Feb 9, 2023 to Mar 30, 2023
- Discretionary RAUM · $19B to $21BFeb 9, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $401M to $648MFeb 9, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $19B to $21BFeb 9, 2023 to Mar 30, 2023
- RAUM · $19B to $22BFeb 9, 2023 to Mar 30, 2023
- Discretionary RAUM · $19B to $19BMar 31, 2022 to May 12, 2022
Signals
12 dated events
- Campbell John Wilkins (Partner) no longer on Schedule A of H•••••• P•••••••• L• (listed 2022-09-27, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- H•••••• P•••••••• L• reported RAUM $19.1B, up 57% from $12.2B (2021-12-21 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Louis Sciarretta (Chief Financial Officer) appeared on Schedule A of H•••••• P•••••••• L•Dec 21, 2021 · Control person joined · fact
- D. Fabia Decrescenzo (Acting Chief Financial Officer) no longer on Schedule A of H•••••• P•••••••• L• (listed 2021-07-26, absent 2021-12-21)Dec 21, 2021 · Control person left · inference
- D. Fabia Decrescenzo (Acting Chief Financial Officer) appeared on Schedule A of H•••••• P•••••••• L•Jul 26, 2021 · Control person joined · fact
- R. (Mi Only) John Scerbo (Interim Chief Financial Officer) no longer on Schedule A of H•••••• P•••••••• L• (listed 2021-04-20, absent 2021-07-26)Jul 26, 2021 · Control person left · inference
- R. (Mi Only) John Scerbo (Interim Chief Financial Officer) appeared on Schedule A of H•••••• P•••••••• L•Jan 28, 2021 · Control person joined · fact
- Alan Marc Unger (Chief Financial Officer, Partner) no longer on Schedule A of H•••••• P•••••••• L• (listed 2020-11-03, absent 2021-01-06)Jan 6, 2021 · Control person left · inference
- H•••••• P•••••••• L• reported RAUM $9.9B, up 42% from $7.0B (2020-01-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Elizabeth Jamie Toothman (Chief Compliance Officer/General Counsel) appeared on Schedule A of H•••••• P•••••••• L•Jan 31, 2020 · Control person joined · fact
- Christopher Mark Smith (Chief Compliance Officer/General Counsel) no longer on Schedule A of H•••••• P•••••••• L• (listed 2019-03-30, absent 2020-01-31)Jan 31, 2020 · Control person left · inference
- H•••••• P•••••••• L• reported RAUM $7.0B, up 37% from $5.1B (2018-11-07 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- H•••••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- H•••••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harvest-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-599-6300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026