DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••••• F••• M••••••••• I•••

Asset manager (funds and pooled vehicles)Hoboken, New JerseyCRD 158347SEC 801-74067websiteIAPD
Latest filing Feb 18, 2026
First filing on the tape Feb 14, 2012 · 22 filings
SEC status approved since Mar 15, 2012
RAUM
$803M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$803M as of Feb 18, 2026
Mar 28, 2013$655M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 18, 2026
Mar 28, 20130 then
Employees (5.A)6 as of Feb 18, 2026
Mar 28, 20137 then
Private funds1 as of Feb 18, 2026
Mar 28, 20131 then
RAUM +28% over the last fiscal year+6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$402MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$803M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••••• F••• L••••••Hedge Fund$666M58Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• B••••• J••••••• · Chief Compliance Officercontrol
        since 06/2008 · owns less than 5%
      • T•••• I••• R•••••• C••• · Presidentcontrol
        since 01/2003 · owns 75% or more
      Related persons
      Schedule D 7.A
      • B•••• D••••
        y
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $629M to $803M
        Jan 27, 2025 to Feb 18, 2026
      • Pooled vehicle RAUM · $629M to $803M
        Jan 27, 2025 to Feb 18, 2026
      • RAUM · $629M to $803M
        Jan 27, 2025 to Feb 18, 2026
      • Financial planning clients · unset to
        Feb 5, 2024 to Jan 27, 2025
      • Discretionary RAUM · $666M to $629M
        Feb 5, 2024 to Jan 27, 2025
      • Pooled vehicle RAUM · $666M to $629M
        Feb 5, 2024 to Jan 27, 2025
      • RAUM · $666M to $629M
        Feb 5, 2024 to Jan 27, 2025
      • Discretionary RAUM · $657M to $666M
        Jun 2, 2023 to Feb 5, 2024
      • Pooled vehicle RAUM · $657M to $666M
        Jun 2, 2023 to Feb 5, 2024
      • RAUM · $657M to $666M
        Jun 2, 2023 to Feb 5, 2024
      • Discretionary RAUM · $1.3B to $657M
        Feb 17, 2022 to Feb 9, 2023
      • Pooled vehicle RAUM · $1.3B to $657M
        Feb 17, 2022 to Feb 9, 2023
      • RAUM · $1.3B to $657M
        Feb 17, 2022 to Feb 9, 2023
      • Discretionary RAUM · $1.8B to $1.3B
        Mar 8, 2021 to Feb 17, 2022
      • Pooled vehicle RAUM · $1.8B to $1.3B
        Mar 8, 2021 to Feb 17, 2022
      • RAUM · $1.8B to $1.3B
        Mar 8, 2021 to Feb 17, 2022
      • Advisory employees · 1 to 2
        Feb 21, 2020 to Mar 8, 2021
      • Discretionary RAUM · $1.4B to $1.8B
        Feb 21, 2020 to Mar 8, 2021
      • Pooled vehicle RAUM · $1.4B to $1.8B
        Feb 21, 2020 to Mar 8, 2021
      • RAUM · $1.4B to $1.8B
        Feb 21, 2020 to Mar 8, 2021
      • Advisory employees · 2 to 1
        Jul 1, 2019 to Feb 21, 2020
      • Employees · 7 to 6
        Jul 1, 2019 to Feb 21, 2020
      • Discretionary RAUM · $1.4B to $1.4B
        Jul 1, 2019 to Feb 21, 2020
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Jul 1, 2019 to Feb 21, 2020
      • RAUM · $1.4B to $1.4B
        Jul 1, 2019 to Feb 21, 2020
      • Discretionary RAUM · $1.6B to $1.4B
        Mar 8, 2018 to Mar 11, 2019
      • Pooled vehicle RAUM · $1.6B to $1.4B
        Mar 8, 2018 to Mar 11, 2019
      • RAUM · $1.6B to $1.4B
        Mar 8, 2018 to Mar 11, 2019
      • Pooled vehicle clients · unset to 2.0
        Mar 20, 2017 to Mar 8, 2018
      • Other offices · unset to 0.0
        Mar 20, 2017 to Mar 8, 2018
      • Discretionary RAUM · $2.1B to $1.6B
        Mar 20, 2017 to Mar 8, 2018
      • Pooled vehicle RAUM · unset to 1564014826.0
        Mar 20, 2017 to Mar 8, 2018
      • RAUM · $2.1B to $1.6B
        Mar 20, 2017 to Mar 8, 2018
      • Employees · 6 to 7
        Dec 16, 2016 to Mar 20, 2017
      • Discretionary RAUM · $2.3B to $2.1B
        Dec 16, 2016 to Mar 20, 2017
      • RAUM · $2.3B to $2.1B
        Dec 16, 2016 to Mar 20, 2017
      • Discretionary RAUM · $2.4B to $2.3B
        Mar 3, 2015 to Mar 10, 2016
      • RAUM · $2.4B to $2.3B
        Mar 3, 2015 to Mar 10, 2016
      • Advisory activities · 2 to 1
        Apr 11, 2014 to Mar 3, 2015
      • Discretionary RAUM · $2.4B to $2.4B
        Apr 11, 2014 to Mar 3, 2015
      Signals
      5 dated events
      • B••••••• F••• M••••••••• I••• reported RAUM $803.4M, up 28% from $629.0M (2025-01-27 to 2026-02-18)
        Feb 18, 2026 · RAUM change · derived
      • B••••••• F••• M••••••••• I••• reported RAUM $657.3M, down 50% from $1.3B (2022-02-17 to 2023-02-09)
        Feb 9, 2023 · RAUM change · derived
      • B••••••• F••• M••••••••• I••• reported RAUM $1.3B, down 27% from $1.8B (2021-03-08 to 2022-02-17)
        Feb 17, 2022 · RAUM change · derived
      • B••••••• F••• M••••••••• I••• reported RAUM $1.8B, up 26% from $1.4B (2020-02-21 to 2021-03-08)
        Mar 8, 2021 · RAUM change · derived
      • B••••••• F••• M••••••••• I••• reported RAUM $1.6B, down 27% from $2.1B (2017-03-20 to 2018-03-08)
        Mar 8, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      B•••••••FUND.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      201-217-5625reportedpublic record, Form ADV, Feb 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026