DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• P•••••••
Legal name G•••••• E••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 21 filings
SEC status approved since Mar 29, 2012
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.9B as of Mar 31, 2026
Jan 28, 2013$214M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 28, 20130 then
Employees (5.A)34 as of Mar 31, 2026
Jan 28, 20139 then
Private funds3 as of Mar 31, 2026
Jan 28, 20137 then
RAUM +21% over the last fiscal year+15% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $629MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.9B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• E••••• L•• | Private Equity Fund | $1.2B | 264 | Jun 11, 2012 |
| G•••••• E••••• A••••••••• L•• | Private Equity Fund | $205M | 111 | Jan 28, 2013 |
| G•••••• M••••••••• L•• | Private Equity Fund | $99.2M | 31 | Mar 15, 2016 |
| G•••••• E••••• I• Q• L•••no longer reported | Private Equity Fund | $61.5M | 76 | Feb 13, 2012 |
| G•••••• E••••• L•••••• P•••••••••no longer reported | Private Equity Fund | $56.0M | 26 | Feb 13, 2012 |
| G•••••• D•••••• L••no longer reported | Private Equity Fund | $54.8M | 19 | Mar 15, 2016 |
| G•••••• D••• F••• L•• | Private Equity Fund | $21.9M | 11 | Jun 11, 2012 |
| G•••••• E••••• I• A• L•••no longer reported | Private Equity Fund | $17.1M | 57 | Feb 13, 2012 |
| G•••••• E••••• S••• F••• L•no longer reported | Private Equity Fund | $2.6M | 27 | Feb 13, 2012 |
| G••••••••• W•••• C••••••• C••••••••• L•no longer reported | Private Equity Fund | $1.5M | 7 | Feb 13, 2012 |
| G••••••••• L•no longer reported | Private Equity Fund | $905,432 | 5 | Feb 13, 2012 |
| G••••••••• S••••••••• L•no longer reported | Private Equity Fund | $293,693 | 8 | Feb 13, 2012 |
| G••••••••• L••••••• L•no longer reported | Private Equity Fund | $70,983 | 17 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M•••••••• E••••• · Partner, Vice Pres•••Ntcontrolsince 07/2012 · owns 25% to 50%
- B••••••• R••••••• L•• · Partner, Chief Managercontrolsince 07/2002 · owns 25% to 50%
- O•••••• C•••• P• · Cco, Cfocontrolsince 05/2022 · owns less than 5%
- S••••••••• G••••••• A•••• · Partner, Vice Pres•••Ntcontrolsince 07/2012 · owns 25% to 50%
- W•••••• C•••••• M•• · Coocontrolsince 07/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- St. Louis Park, MN5 employees
- Northfield, MN1 employees
What changed
consecutive filings, newest first
- Assets in custody · $1.6B to $1.9BJul 15, 2025 to Mar 31, 2026
- Employees · 32 to 34Jul 15, 2025 to Mar 31, 2026
- Other offices · 2 to 1Jul 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $1.9BJul 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.6B to $1.9BJul 15, 2025 to Mar 31, 2026
- RAUM · $1.6B to $1.9BJul 15, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 24, 2025 to Jul 15, 2025
- Assets in custody · $1.4B to $1.6BMar 29, 2024 to Mar 24, 2025
- Employees · 30 to 32Mar 29, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.4B to $1.6BMar 29, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.4B to $1.6BMar 29, 2024 to Mar 24, 2025
- RAUM · $1.4B to $1.6BMar 29, 2024 to Mar 24, 2025
- Accounts · 4 to 3Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 8 to 9Mar 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 3Mar 29, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.4BMar 29, 2023 to Mar 29, 2024
- Employees · 29 to 30Mar 29, 2023 to Mar 29, 2024
- Private funds · 4 to 3Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.2B to $1.4BMar 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.2B to $1.4BMar 29, 2023 to Mar 29, 2024
- RAUM · $1.2B to $1.4BMar 29, 2023 to Mar 29, 2024
- Accounts · 5 to 4Mar 23, 2022 to Mar 29, 2023
- Pooled vehicle clients · 5 to 4Mar 23, 2022 to Mar 29, 2023
- Assets in custody · $1.0B to $1.2BMar 23, 2022 to Mar 29, 2023
- Employees · 23 to 29Mar 23, 2022 to Mar 29, 2023
- Private funds · 5 to 4Mar 23, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.0B to $1.2BMar 23, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.0B to $1.2BMar 23, 2022 to Mar 29, 2023
- RAUM · $1.0B to $1.2BMar 23, 2022 to Mar 29, 2023
- Business name · G•••••• E••••• P••••••• L•• to G•••••• P•••••••Mar 30, 2021 to Mar 23, 2022
- Assets in custody · $816M to $1.0BMar 30, 2021 to Mar 23, 2022
- Employees · 16 to 23Mar 30, 2021 to Mar 23, 2022
- Discretionary RAUM · $816M to $1.0BMar 30, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $816M to $1.0BMar 30, 2021 to Mar 23, 2022
- RAUM · $816M to $1.0BMar 30, 2021 to Mar 23, 2022
- Assets in custody · $647M to $816MMar 25, 2020 to Mar 30, 2021
- Employees · 14 to 16Mar 25, 2020 to Mar 30, 2021
- Discretionary RAUM · $647M to $816MMar 25, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $647M to $816MMar 25, 2020 to Mar 30, 2021
- RAUM · $647M to $816MMar 25, 2020 to Mar 30, 2021
Signals
6 dated events
- Carol P O'Shea (Cco, Cfo) appeared on Schedule A of G•••••• P•••••••Mar 29, 2023 · Control person joined · fact
- J••• P••• C•••••• (Cco, Cfo, Treasurer) no longer on Schedule A of G•••••• P••••••• (listed 2022-03-23, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- G•••••• P••••••• reported RAUM $1.0B, up 26% from $815.9M (2021-03-30 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- G•••••• P••••••• reported RAUM $815.9M, up 26% from $647.0M (2020-03-25 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Meg C••••• W••••• (Investment Director) appeared on Schedule A of G•••••• P•••••••Mar 30, 2021 · Control person joined · fact
- G•••••• P••••••• reported RAUM $647.0M, up 40% from $461.0M (2019-03-27 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- G•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- G••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 320-251-1800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026