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P••• P••••••• P•• L••

Former SEC-registered adviserFormer SEC adviser1 private funds· Singapore

Former SEC-registered adviser, based in Singapore, reporting $694M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$694M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-23%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 158391 · SEC 801-72601 · 9 filingsShow
CRD 158391SEC 801-72601First filing on the tape Apr 3, 2012, latest Mar 27, 2018IAPD
RAUM
$694M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$47.3M gross assets
History
9 filings and snapshots on the tape
RAUM$694M as of Mar 27, 2018
Apr 3, 2012$175M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2018
Apr 3, 20120 then
Employees (5.A)10 as of Mar 27, 2018
Feb 21, 20137 then
Private funds: 1
RAUM -23% over the last fiscal year-6.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$551M79%
  • Pension and profit-sharing plans$95.4M14%
  • Pooled investment vehicles$47.3M6.8%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
14reported
Accounts
18reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••••• P••••••• F••• L•Other Private Fund$47.3M6Sep 21, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • A••• S••• L• J••••• · Chief Compliance Officercontrol
        since 08/2014 · owns less than 5%
      • D••••••••• F••••••• T•••••• P•••••• · Partnercontrol
        since 05/2010 · owns 75% or more
      • M••••••• J••••••••• · Partnercontrol
        since 05/2010 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 18
        Sep 21, 2017 to Mar 27, 2018
      • Charity clients · unset to 14.0
        Sep 21, 2017 to Mar 27, 2018
      • Pooled vehicle clients · unset to 1.0
        Sep 21, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Sep 21, 2017 to Mar 27, 2018
      • Discretionary RAUM · $900M to $694M
        Sep 21, 2017 to Mar 27, 2018
      • Pension RAUM · unset to 95393807.0
        Sep 21, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 47257813.0
        Sep 21, 2017 to Mar 27, 2018
      • RAUM · $900M to $694M
        Sep 21, 2017 to Mar 27, 2018
      • Advisory activities · 1 to 2
        Mar 13, 2017 to Sep 21, 2017
      • Employees · 9 to 10
        Mar 13, 2017 to Sep 21, 2017
      • Private funds · unset to 1
        Mar 13, 2017 to Sep 21, 2017
      • Employees · 10 to 9
        Feb 22, 2016 to Mar 13, 2017
      • Discretionary RAUM · $966M to $900M
        Feb 22, 2016 to Mar 13, 2017
      • RAUM · $966M to $900M
        Feb 22, 2016 to Mar 13, 2017
      • Accounts · 18 to 19
        Sep 7, 2015 to Feb 22, 2016
      • Employees · 9 to 10
        Sep 7, 2015 to Feb 22, 2016
      • Discretionary RAUM · $846M to $966M
        Sep 7, 2015 to Feb 22, 2016
      • RAUM · $846M to $966M
        Sep 7, 2015 to Feb 22, 2016
      • Accounts · 15 to 18
        Mar 5, 2014 to Mar 2, 2015
      • Advisory employees · 3 to 4
        Mar 5, 2014 to Mar 2, 2015
      • Employees · 7 to 9
        Mar 5, 2014 to Mar 2, 2015
      • Discretionary RAUM · $479M to $846M
        Mar 5, 2014 to Mar 2, 2015
      • RAUM · $479M to $846M
        Mar 5, 2014 to Mar 2, 2015
      • Accounts · 16 to 15
        Feb 21, 2013 to Mar 5, 2014
      • Discretionary RAUM · $526M to $479M
        Feb 21, 2013 to Mar 5, 2014
      • RAUM · $526M to $479M
        Feb 21, 2013 to Mar 5, 2014
      • Accounts · 8 to 16
        Apr 3, 2012 to Feb 21, 2013
      • Advisory employees · unset to 3.0
        Apr 3, 2012 to Feb 21, 2013
      • Employees · unset to 7.0
        Apr 3, 2012 to Feb 21, 2013
      • Discretionary RAUM · $175M to $526M
        Apr 3, 2012 to Feb 21, 2013
      • RAUM · $175M to $526M
        Apr 3, 2012 to Feb 21, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026