DFX Intelligence
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SEC-registered adviser
G•• I••••••••• A•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Feb 14, 2012 · 17 filings
SEC status approved since Apr 24, 2026
RAUM
$246M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$246M as of Apr 30, 2026
Mar 11, 2013$453M then
HNW client RAUM$0 as of Apr 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 11, 20130 then
Employees (5.A)1 as of Apr 30, 2026
Mar 11, 20131 then
Private funds3 as of Apr 30, 2026
Mar 11, 20131 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $82.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $531,000, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$246M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $531,000 for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• L•••••••• C•••••• C••••• O••••••••• F••• I• | Other Private Fund | $49.2M | 50 | Feb 14, 2012 |
| G•• D••••• C••••• F•••• L• | Other Private Fund | $7.4M | 13 | Mar 25, 2016 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• T•••••• M•••••• · Chief Executive Officer &Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- B••••••••• T•••••• M•••••• · LLC Membercontrolsince 04/2010 · owns 75% or more of G••••• L•••••••• C•••••• P••••••• • C• L••
- B••••••• L••• S•••••• · LLC Membercontrolsince 04/2010 · owns 25% to 50% of G••••• L•••••••• C•••••• P••••••• • C• L••
Entity owners
- G••••• L•••••••• C•••••• H••••••• L•• · D••••• Ownerdirect · owns 75% or more
- G••••• L•••••••• C•••••• P••••••• • C• L•• · D••••• Ownerindirect · owns 75% or more of G••••• L•••••••• C•••••• H••••••• L••
Related persons
Schedule D 7.A
- G••• S••••••••• L••broker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 3Apr 29, 2020 to Apr 30, 2026
- Pooled vehicle clients · 2 to 3Apr 29, 2020 to Apr 30, 2026
- Assets in custody · $427,800 to $531,000Apr 29, 2020 to Apr 30, 2026
- Financial planning clients · unset to Apr 29, 2020 to Apr 30, 2026
- HQ city · SAN FRANCISCO to Apr 29, 2020 to Apr 30, 2026
- HQ state · CA to Apr 29, 2020 to Apr 30, 2026
- Private funds · 2 to 3Apr 29, 2020 to Apr 30, 2026
- Discretionary RAUM · $85.7M to $246MApr 29, 2020 to Apr 30, 2026
- Pooled vehicle RAUM · $85.7M to $246MApr 29, 2020 to Apr 30, 2026
- RAUM · $85.7M to $246MApr 29, 2020 to Apr 30, 2026
- Assets in custody · $382,200 to $427,800Apr 15, 2019 to Mar 25, 2020
- Discretionary RAUM · $100M to $85.7MApr 15, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $100M to $85.7MApr 15, 2019 to Mar 25, 2020
- RAUM · $100M to $85.7MApr 15, 2019 to Mar 25, 2020
- Assets in custody · $773,800 to $382,200Apr 11, 2018 to Mar 19, 2019
- Discretionary RAUM · $106M to $100MApr 11, 2018 to Mar 19, 2019
- Pooled vehicle RAUM · $106M to $100MApr 11, 2018 to Mar 19, 2019
- RAUM · $106M to $100MApr 11, 2018 to Mar 19, 2019
- Charity clients · unset to 0.0May 3, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0May 3, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0May 3, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0May 3, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0May 3, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 2.0May 3, 2017 to Mar 29, 2018
- Assets in custody · $331,000 to $773,800May 3, 2017 to Mar 29, 2018
- Other offices · unset to 0.0May 3, 2017 to Mar 29, 2018
- Discretionary RAUM · $147M to $106MMay 3, 2017 to Mar 29, 2018
- HNW RAUM · unset to 0.0May 3, 2017 to Mar 29, 2018
- Individual RAUM · unset to 0.0May 3, 2017 to Mar 29, 2018
- Pension RAUM · unset to 0.0May 3, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 106100000.0May 3, 2017 to Mar 29, 2018
- RAUM · $147M to $106MMay 3, 2017 to Mar 29, 2018
- Assets in custody · $1.2M to $331,000Apr 28, 2016 to Mar 24, 2017
- Discretionary RAUM · $176M to $147MApr 28, 2016 to Mar 24, 2017
- RAUM · $176M to $147MApr 28, 2016 to Mar 24, 2017
- Accounts · 1 to 2Feb 19, 2015 to Mar 25, 2016
- Assets in custody · unset to 1210000.0Feb 19, 2015 to Mar 25, 2016
- Custody of client assets · false to trueFeb 19, 2015 to Mar 25, 2016
- Private funds · 1 to 2Feb 19, 2015 to Mar 25, 2016
- Discretionary RAUM · $224M to $176MFeb 19, 2015 to Mar 25, 2016
Signals
1 dated events
- G•• I••••••••• A•••••••• L•• reported RAUM $245.9M, up 187% from $85.7M (2020-04-29 to 2026-04-30)Apr 30, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G•• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- GLCLLC.USreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415-962-8500reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026