DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• P••• C•••••• M••••••••• L••
Legal name E•••••••• P••• C•••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 10, 2014 · 16 filings
SEC status approved since Apr 9, 2014
RAUM
$394M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$394M as of Mar 30, 2026
Mar 27, 2015$364M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20150 then
Employees (5.A)10 as of Mar 30, 2026
Mar 27, 20157 then
Private funds4 as of Mar 30, 2026
Mar 27, 20151 then
RAUM +5.4% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $43.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $21.8M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$394M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.8M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• D••••• F•••••••• I••••••••• F•••• L• | Private Equity Fund | $111M | 9 | Mar 29, 2024 |
| E•••••••• P••• E•••• D••••• M••••• F•••• L••• | Hedge Fund | $109M | 47 | Mar 28, 2016 |
| E•••••••• P••• C•••••• M••••• F•••• L•• | Hedge Fund | $65.1M | 57 | Mar 10, 2014 |
| E•••••••• P••• I••••••••• F•••• L• | Hedge Fund | $34.6M | 1 | Mar 28, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• F•••• A•••••• · Presidentcontrolsince 02/2008 · owns 75% or more
- P•••••• E•••••• C•••••• · Chief Operating Officer/Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
- B•••••• N•••• S••••• · Equity Holdersince 09/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
- B•••• C••••••••• G• I• L••pooled vehicle sponsorn
- E•••••••• P••• C•••••• M••••••••• L•••pooled vehicle sponsorn
- M••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $21.5M to $21.8MMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $374M to $394MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $374M to $394MMar 31, 2025 to Mar 30, 2026
- RAUM · $374M to $394MMar 31, 2025 to Mar 30, 2026
- Assets in custody · $21.9M to $21.5MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $341M to $374MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $341M to $374MMar 29, 2024 to Mar 31, 2025
- RAUM · $341M to $374MMar 29, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 29, 2024 to Mar 31, 2025
- Employees · 9 to 10Feb 8, 2024 to Mar 29, 2024
- Advisory employees · 9 to 10Feb 8, 2024 to Mar 29, 2024
- Assets in custody · $29.1M to $21.9MFeb 8, 2024 to Mar 29, 2024
- Private funds · 3 to 4Feb 8, 2024 to Mar 29, 2024
- Discretionary RAUM · $348M to $341MFeb 8, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $348M to $341MFeb 8, 2024 to Mar 29, 2024
- RAUM · $348M to $341MFeb 8, 2024 to Mar 29, 2024
- Advisory employees · 7 to 9Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $50.9M to $29.1MMar 31, 2022 to Mar 31, 2023
- Employees · 7 to 9Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $398M to $348MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $398M to $348MMar 31, 2022 to Mar 31, 2023
- RAUM · $398M to $348MMar 31, 2022 to Mar 31, 2023
- Accounts · 12 to 9Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 2 to 1Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $42.4M to $50.9MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $305M to $398MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $247M to $398MMar 31, 2021 to Mar 31, 2022
- RAUM · $305M to $398MMar 31, 2021 to Mar 31, 2022
- Accounts · 10 to 12Mar 29, 2020 to Mar 31, 2021
- Advisory employees · 8 to 7Mar 29, 2020 to Mar 31, 2021
- Assets in custody · $129M to $42.4MMar 29, 2020 to Mar 31, 2021
- Employees · 8 to 7Mar 29, 2020 to Mar 31, 2021
- Discretionary RAUM · $400M to $305MMar 29, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $398M to $247MMar 29, 2020 to Mar 31, 2021
- RAUM · $400M to $305MMar 29, 2020 to Mar 31, 2021
- Accounts · 8 to 10Mar 14, 2019 to Mar 29, 2020
- Advisory employees · 7 to 8Mar 14, 2019 to Mar 29, 2020
- Assets in custody · $158M to $129MMar 14, 2019 to Mar 29, 2020
Signals
1 dated events
- E•••••••• P••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• P••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E•••••••• P••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/elizabeth-park-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- missiondrivenbankfund.orgreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (216) 292-5711reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026