DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••• P•••• P•••••••• L••

Asset manager (funds and pooled vehicles)Greenwich, ConnecticutCRD 158423SEC 801-73834websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
23 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
17
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Mar 28, 2013$503M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)28 as of Mar 31, 2026
Mar 28, 201320 then
Private funds17 as of Mar 31, 2026
Mar 28, 20135 then
RAUM +22% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$105MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.1B, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.8B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 17 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      36 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••• P•••• P••••••• I•• L•••Private Equity Fund$535M145May 5, 2022
      B••••••••• V•••• F•••• L•••Hedge Fund$516M94Feb 14, 2012
      B••••••••• O••••••• V•••• F•••• L•••Hedge Fund$336M83Feb 14, 2012
      G•••• P•••• P••••••• I••• L•Private Equity Fund$291M109Mar 29, 2019
      G•••• P•••• P••••••• I• S••••• A••• L•••no longer reportedPrivate Equity Fund$67.1M100Feb 25, 2021
      G•••• P•••• P••••••• I•• L•Private Equity Fund$65.8M103Mar 28, 2013
      G•••• P•••• P••••••• I••••• L•••Private Equity Fund$51.3M24Mar 30, 2020
      G•• I• • S••••••••• L••no longer reportedPrivate Equity Fund$32.2M27Mar 30, 2020
      G•• I•• • P••• L••Private Equity Fund$31.3M32Mar 31, 2022
      G•• • C• I• L•Private Equity Fund$29.6M62Mar 31, 2023
      G•••• P•••• P••••••• I• L•••no longer reportedPrivate Equity Fund$27.7M101Feb 14, 2012
      G•• I•• • E•••••••• L••Private Equity Fund$20.8M25Mar 31, 2023
      G•• I••• S••••• A••• L•••no longer reportedPrivate Equity Fund$20.6M16Feb 25, 2021
      G•••• P•••• P••••••• I•••• L•Private Equity Fund$20.1M16Mar 31, 2014
      G•• I• • M••••••••• L••no longer reportedPrivate Equity Fund$15.0M21Mar 29, 2019
      G•• I•• • A••••• L••Private Equity Fund$14.7M22Mar 30, 2020
      G•• I•• • M••• L••Private Equity Fund$5.3M24Feb 25, 2021
      B••••••••• I••••••••• V•••• F•••• L•••no longer reportedHedge Fund$4.2M3Feb 14, 2012
      G•• I• • B••• L••no longer reportedPrivate Equity Fund$3.9M16Aug 23, 2013
      G•• I• • L•••• L••Private Equity Fund$2.7M13Apr 3, 2024
      G•• I• • S••••• C••••••••• L•••Private Equity Fund$2.2M19Mar 30, 2015
      G•• I• • U••• L••Private Equity Fund$2.2M19Apr 2, 2018
      G•• I• • H••• L••no longer reportedPrivate Equity Fund$2.0M9Aug 23, 2013
      G•• I•• • I••••••• L••Private Equity Fund$1.6M3Mar 31, 2023
      G•• I• • P••• L••no longer reportedPrivate Equity Fund$1.1M18Aug 23, 2013
      G•• I••••••••• L••no longer reportedPrivate Equity Fund$819,74023Mar 30, 2015
      G•• I• • A•• L••no longer reportedPrivate Equity Fund$658,59512Apr 29, 2016
      G•• I• • M••• H•••••••• L••Private Equity Fund$553,5964Mar 29, 2019
      G•• I•• • T•••••• L••Private Equity Fund$538,3377Mar 30, 2020
      G•• • C••••••••• L••no longer reportedPrivate Equity Fund$188,58415Aug 23, 2013
      G•• I•• • B••••••• L••Private Equity Fund$136,05127Mar 30, 2020
      G•• I• • A••• L••no longer reportedPrivate Equity Fund$64,72421Mar 31, 2017
      G•• I• • C••••••••• L••no longer reportedPrivate Equity Fund$37,95110Apr 29, 2016
      G•• • O••• L••no longer reportedPrivate Equity Fund$36,0473Mar 29, 2016
      G•• I• • P••• L••no longer reportedPrivate Equity Fund$3,3146Apr 29, 2016
      G•• I• O••••••• F•••••• L•••Private Equity Fund$02Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• A•••• B•••• · General Counsel And Chief Compliance Officercontrol
        since 12/2023 · owns less than 5%
      • J••• J••••••• R••••• · Elected Manager, Member And Managing Directorcontrol
        since 01/2003 · owns 50% to 75%
      • P••••••• R•••••• M••• · Chief Operating Officer And Chief Financial Officercontrol
        since 07/2010 · owns less than 5%
      • P•••• K•••• · Trustee
        since 10/2003 · owns F of T•• J•• F••••• S•••• T••••
      Entity owners
      • T•• J•• F••••• S•••• T•••• · Associated Non-Managing Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • G•• • C• I• G•• L••
        pooled vehicle sponsorn
      • G•• S••••••••• L••
        broker-dealery
      • G•••• P•••• G•• L••
        pooled vehicle sponsorn
      • G•••• P•••• P••••••• I• G•• L••
        pooled vehicle sponsorn
      • G•••• P•••• P••••••• I•• G•• L••
        pooled vehicle sponsorn
      • G•••• P•••• P••••••• I• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Palm Beach, FL21 employees
      • Mayfair London, United Kingdom3 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 18 to 17
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 22 to 23
        Mar 28, 2025 to Mar 31, 2026
      • BD registered reps · 3 to 4
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 18 to 17
        Mar 28, 2025 to Mar 31, 2026
      • Assets in custody · $857M to $1.1B
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 26 to 28
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 18 to 17
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.5B to $1.8B
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.5B to $1.8B
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $1.5B to $1.8B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 20 to 18
        Oct 14, 2024 to Mar 28, 2025
      • Advisory employees · 23 to 22
        Oct 14, 2024 to Mar 28, 2025
      • Advisory activities · 2 to 1
        Oct 14, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 19 to 18
        Oct 14, 2024 to Mar 28, 2025
      • Assets in custody · $1.1B to $857M
        Oct 14, 2024 to Mar 28, 2025
      • Employees · 28 to 26
        Oct 14, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Oct 14, 2024 to Mar 28, 2025
      • Other offices · 3 to 2
        Oct 14, 2024 to Mar 28, 2025
      • Private funds · 20 to 18
        Oct 14, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.0B to $1.5B
        Oct 14, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $1.9B to $1.5B
        Oct 14, 2024 to Mar 28, 2025
      • RAUM · $2.0B to $1.5B
        Oct 14, 2024 to Mar 28, 2025
      • Private funds · 19 to 20
        Mar 28, 2024 to Apr 3, 2024
      • Accounts · 19 to 20
        Mar 31, 2023 to Mar 28, 2024
      • Advisory employees · 21 to 23
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 18 to 19
        Mar 31, 2023 to Mar 28, 2024
      • Assets in custody · $1.3B to $1.1B
        Mar 31, 2023 to Mar 28, 2024
      • Employees · 27 to 28
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.9B to $2.0B
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.9B to $1.9B
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $1.9B to $2.0B
        Mar 31, 2023 to Mar 28, 2024
      • Advisory activities · 1 to 2
        May 5, 2022 to Mar 31, 2023
      • BD registered reps · 4 to 3
        May 5, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 19 to 18
        May 5, 2022 to Mar 31, 2023
      • Assets in custody · $1.2B to $1.3B
        May 5, 2022 to Mar 31, 2023
      • Employees · 26 to 27
        May 5, 2022 to Mar 31, 2023
      • Other offices · 1 to 3
        May 5, 2022 to Mar 31, 2023
      • Private funds · 18 to 19
        May 5, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.5B to $1.9B
        May 5, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.5B to $1.9B
        May 5, 2022 to Mar 31, 2023
      Signals
      8 dated events
      • G•••• P•••• P•••••••• L•• reported RAUM $1.5B, down 27% from $2.0B (2024-10-14 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • D••••• Ortav Yehudai (Member, Managing Director) no longer on Schedule A of G•••• P•••• P•••••••• L•• (listed 2024-04-03, absent 2024-10-14)
        Oct 14, 2024 · Control person left · inference
      • B•••• A••• F••••••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of G•••• P•••• P•••••••• L••
        Mar 28, 2024 · Control person joined · fact
      • G•••• P•••• P•••••••• L•• reported RAUM $1.9B, up 29% from $1.5B (2022-05-05 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Bills A••• Dolder (Member, Managing Director) no longer on Schedule A of G•••• P•••• P•••••••• L•• (listed 2022-05-05, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • G•••• P•••• P•••••••• L•• reported RAUM $1.5B, down 33% from $2.2B (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • G•••• P•••• P•••••••• L•• reported RAUM $2.9B, up 86% from $1.5B (2019-04-05 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • G•••• P•••• P•••••••• L•• reported RAUM $1.5B, up 27% from $1.2B (2018-04-02 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/great-point-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
      Website
      w••.g•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      203-971-3300reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026