DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• Q••••••• W••••• M•••••••••
Legal name N•••••••• Q•••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Nov 21, 2011 · 39 filings
SEC status approved since Aug 18, 2011
RAUM
$580M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$570M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$290M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$580M as of Mar 17, 2026
Feb 14, 2012$130M then
HNW client RAUM$424M as of Mar 17, 2026
Feb 21, 2018$230M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Feb 14, 20120 then
Employees (5.A)3 as of Mar 17, 2026
Jan 3, 20138 then
Private funds: no history
RAUM +8.6% over the last fiscal year+14% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $290MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 502derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $327,336derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, otherreportedItem 5.G
- Wrap fee program
- $82.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$424M73%
- Individuals$145M25%
- Pension and profit-sharing plans$5.6M1.0%
- Corporations and businesses$3.8M0.6%
- Charitable organizations$631,0530.1%
- Individual clients
- 668reported
- HNW clients
- 336reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,771reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• C••••••• S•••••• | Bend, Or | Aug 30, 2011 | 19 y | 2 |
| R••••• J••• F••••• | Bend, Or | Oct 27, 2014 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••••• T••• R••••••• to L•• F•••••••• L••Aug 27, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- T•••• C••••••• S•••••• from L•• F•••••••• L••Aug 30, 2011 · Other
- A••••• T••• R••••••• from K•• F•••••••• S•••••••• I••Aug 18, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• R•••••• J••• · Managing Membercontrolsince 07/2019 · owns 25% to 50%
- S••••••• T••••• C••••••• · Managing Member And Chief Compliance Officercontrolsince 07/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bend, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Eugene, OR2 employees
What changed
consecutive filings, newest first
- Accounts · 1,741 to 1,771May 28, 2025 to Mar 17, 2026
- Advisory employees · 2 to 3May 28, 2025 to Mar 17, 2026
- Advisory activities · 4 to 5May 28, 2025 to Mar 17, 2026
- Charity clients · unset to 5.0May 28, 2025 to Mar 17, 2026
- Corporate clients · 6 to 5May 28, 2025 to Mar 17, 2026
- HNW clients · 348 to 336May 28, 2025 to Mar 17, 2026
- Individual clients · 689 to 668May 28, 2025 to Mar 17, 2026
- Pension plan clients · 7.0 to unsetMay 28, 2025 to Mar 17, 2026
- Employees · 6 to 3May 28, 2025 to Mar 17, 2026
- State-registered IARs · 2 to 3May 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $529M to $575MMay 28, 2025 to Mar 17, 2026
- HNW RAUM · $386M to $424MMay 28, 2025 to Mar 17, 2026
- Individual RAUM · $137M to $145MMay 28, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $4.6M to $4.8MMay 28, 2025 to Mar 17, 2026
- Pension RAUM · $6.9M to $5.6MMay 28, 2025 to Mar 17, 2026
- RAUM · $534M to $580MMay 28, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 0Apr 23, 2025 to May 28, 2025
- Accounts · 1,767 to 1,741Oct 1, 2024 to Mar 5, 2025
- Advisory employees · 3 to 2Oct 1, 2024 to Mar 5, 2025
- Advisory activities · 5 to 4Oct 1, 2024 to Mar 5, 2025
- BD registered reps · 2 to 1Oct 1, 2024 to Mar 5, 2025
- Corporate clients · 7 to 6Oct 1, 2024 to Mar 5, 2025
- HNW clients · 648 to 348Oct 1, 2024 to Mar 5, 2025
- Individual clients · 743 to 689Oct 1, 2024 to Mar 5, 2025
- Pension plan clients · 6 to 7Oct 1, 2024 to Mar 5, 2025
- State-registered IARs · 3 to 2Oct 1, 2024 to Mar 5, 2025
- Discretionary RAUM · $442M to $529MOct 1, 2024 to Mar 5, 2025
- HNW RAUM · $301M to $386MOct 1, 2024 to Mar 5, 2025
- Individual RAUM · $134M to $137MOct 1, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $12.1M to $4.6MOct 1, 2024 to Mar 5, 2025
- Pension RAUM · $5.8M to $6.9MOct 1, 2024 to Mar 5, 2025
- RAUM · $454M to $534MOct 1, 2024 to Mar 5, 2025
- Corporate clients · 5 to 7Apr 6, 2023 to Mar 6, 2024
- HNW clients · 333 to 648Apr 6, 2023 to Mar 6, 2024
- Individual clients · 776 to 743Apr 6, 2023 to Mar 6, 2024
- Pension plan clients · unset to 6.0Apr 6, 2023 to Mar 6, 2024
- Discretionary RAUM · $380M to $442MApr 6, 2023 to Mar 6, 2024
- HNW RAUM · $251M to $301MApr 6, 2023 to Mar 6, 2024
- Individual RAUM · $126M to $134MApr 6, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $11.5M to $12.1MApr 6, 2023 to Mar 6, 2024
Signals
3 dated events
- A••••• T••• R••••••• left N•••••••• Q••••••• W••••• M••••••••• for L•• F•••••••• L•• (registered 2024-10-29)Aug 27, 2024 · Advisor changed firm · fact
- Troy Arnold Reinhart (Managing Member) no longer on Schedule A of N•••••••• Q••••••• W••••• M••••••••• (listed 2024-03-06, absent 2024-07-18)Jul 18, 2024 · Control person left · inference
- Josh Robert Fenili (Managing Member) appeared on Schedule A of N•••••••• Q••••••• W••••• M•••••••••Jul 9, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-743-0988reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/northwest-quadrant-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- N••••••••Q•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 541-388-9888reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- n•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $290Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026