DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• E••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 18 filings
SEC status approved since Mar 28, 2012
RAUM
$201M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$201M as of Mar 31, 2026
Mar 28, 2013$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)5 as of Mar 31, 2026
Mar 28, 201314 then
Private funds2 as of Mar 31, 2026
Mar 28, 20133 then
RAUM -56% over the last fiscal year-36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $201M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$201M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $201M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• I•••••••• I••• L••• | Private Equity Fund | $588M | 44 | Mar 28, 2014 |
| H••••• I•••••••• I•• L••• | Private Equity Fund | $31.7M | 18 | Mar 31, 2022 |
| H••••• I•• C•••••••• L•• | Private Equity Fund | $30.5M | 28 | Mar 30, 2016 |
| H••••• I•••••••• I•• L••• | Private Equity Fund | $3.6M | 43 | Feb 14, 2012 |
| H••••• I•••••••• I•••• L••• | Private Equity Fund | $1.4M | 6 | Feb 14, 2012 |
| H••••• M••••••• I••••••••• L••no longer reported | Private Equity Fund | $1.2M | 14 | Feb 14, 2012 |
| H••••• I• C•••••••• L•• | Private Equity Fund | $632,655 | 9 | Mar 30, 2023 |
| H••••• E••••• F•••••• I••••••••• L••no longer reported | Private Equity Fund | $479,798 | 18 | Feb 14, 2012 |
| H••••• S•••••••• I••••••••• L••no longer reported | Private Equity Fund | $470,455 | 18 | Feb 14, 2012 |
| H••••• H••••• I••••••••• L••no longer reported | Private Equity Fund | $467,172 | 18 | Feb 14, 2012 |
| H••••• K••••••• I••••••••• L••no longer reported | Private Equity Fund | $350,000 | 9 | Feb 14, 2012 |
| H••••• I• C•••••••• L•• | Private Equity Fund | $219,416 | 28 | Mar 28, 2013 |
| H••••• P•• D••••••••• I••••••••• L••no longer reported | Private Equity Fund | $0 | 6 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• T•••••• A• · Managing Partnercontrolsince 09/2000 · owns 50% to 75%
- M••••••• L••• J• · Partner/Chief Compliance Officercontrolsince 07/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
- H••••• A••••••• I•• L•••pooled vehicle sponsorn
- H••••• A••••••• I••• L•••pooled vehicle sponsorn
- H••••• A••••••• I•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $453,885,393 to $201,386,829 (-56.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 2.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 2.2% percentile
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Oct 10, 2025 to Mar 31, 2026
- Assets in custody · $349M to $201MOct 10, 2025 to Mar 31, 2026
- Employees · 6 to 5Oct 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $349M to $201MOct 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $349M to $201MOct 10, 2025 to Mar 31, 2026
- RAUM · $349M to $201MOct 10, 2025 to Mar 31, 2026
- Accounts · 7 to 2Mar 31, 2025 to Oct 10, 2025
- Advisory employees · 5 to 4Mar 31, 2025 to Oct 10, 2025
- Pooled vehicle clients · 7 to 2Mar 31, 2025 to Oct 10, 2025
- Assets in custody · $454M to $349MMar 31, 2025 to Oct 10, 2025
- Employees · 7 to 6Mar 31, 2025 to Oct 10, 2025
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 10, 2025
- Private funds · 7 to 2Mar 31, 2025 to Oct 10, 2025
- Discretionary RAUM · $454M to $349MMar 31, 2025 to Oct 10, 2025
- Pooled vehicle RAUM · $454M to $349MMar 31, 2025 to Oct 10, 2025
- RAUM · $454M to $349MMar 31, 2025 to Oct 10, 2025
- Advisory employees · 7 to 5Sep 10, 2024 to Mar 31, 2025
- Assets in custody · $799M to $454MSep 10, 2024 to Mar 31, 2025
- Employees · 9 to 7Sep 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $799M to $454MSep 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $799M to $454MSep 10, 2024 to Mar 31, 2025
- RAUM · $799M to $454MSep 10, 2024 to Mar 31, 2025
- Assets in custody · $765M to $799MMar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $765M to $799MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $765M to $799MMar 30, 2023 to Mar 29, 2024
- RAUM · $765M to $799MMar 30, 2023 to Mar 29, 2024
- Accounts · 5 to 7Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 9 to 7Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 7Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $496M to $765MMar 31, 2022 to Mar 30, 2023
- Employees · 10 to 9Mar 31, 2022 to Mar 30, 2023
- Private funds · 6 to 7Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $496M to $765MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $496M to $765MMar 31, 2022 to Mar 30, 2023
- RAUM · $496M to $765MMar 31, 2022 to Mar 30, 2023
- Advisory employees · 11 to 9Mar 19, 2021 to Mar 31, 2022
- Assets in custody · $600M to $496MMar 19, 2021 to Mar 31, 2022
- Employees · 12 to 10Mar 19, 2021 to Mar 31, 2022
- Private funds · 5 to 6Mar 19, 2021 to Mar 31, 2022
- Discretionary RAUM · $600M to $496MMar 19, 2021 to Mar 31, 2022
Signals
9 dated events
- H••••• E••••• P•••••••• L•• reported RAUM $201.4M, down 42% from $349.4M (2025-10-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- H••••• E••••• P•••••••• L•• reported RAUM $453.9M, down 43% from $799.1M (2024-09-10 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- T••••• B•••• A••••• (Cfo) no longer on Schedule A of H••••• E••••• P•••••••• L•• (listed 2024-05-06, absent 2024-09-10)Sep 10, 2024 · Control person left · inference
- T••••• B•••• A••••• (Cfo) appeared on Schedule A of H••••• E••••• P•••••••• L••Mar 29, 2024 · Control person joined · fact
- H••••• E••••• P•••••••• L•• reported RAUM $764.9M, up 54% from $495.6M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- M•••••• T••••• L••• (Chief Financial Officer) no longer on Schedule A of H••••• E••••• P•••••••• L•• (listed 2021-03-19, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- H••••• E••••• P•••••••• L•• reported RAUM $599.7M, up 49% from $402.7M (2020-03-27 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Piorkowski Christine Barth (Chief Financial Officer) no longer on Schedule A of H••••• E••••• P•••••••• L•• (listed 2019-03-29, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- M•••••• T••••• L••• (Chief Financial Officer) appeared on Schedule A of H••••• E••••• P•••••••• L••Mar 27, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H••••• E••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••• E••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/H•••••-EQUITY-PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••EQUITY.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 434-245-5800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026