DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• C••••••
Legal name M•••• C•••••• M••••••••• L••
Latest filing May 26, 2026
First filing on the tape Mar 29, 2012 · 22 filings
SEC status approved since Sep 23, 2011
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$3.8B as of May 26, 2026
Mar 29, 2012$183M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
Mar 29, 20120 then
Employees (5.A)31 as of May 26, 2026
Apr 1, 201313 then
Private funds11 as of May 26, 2026
Mar 29, 20121 then
RAUM -8.7% over the last fiscal year+9.2% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $343MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $1.7B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• G••••• L•• | Other Private Fund | $1.4B | 90 | Mar 10, 2017 |
| M••••••• C•••••• F••• V•• L••• | Private Equity Fund | $1.1B | 42 | Mar 30, 2016 |
| M••••••• C•••••• F••• V•••• L••• | Private Equity Fund | $813M | 66 | Mar 27, 2024 |
| M••••••• C•••••• M••••••• I••••••••• L•• | Private Equity Fund | $579M | 22 | Mar 30, 2016 |
| M••••••• C•••••• F••• V••• L••• | Private Equity Fund | $538M | 41 | Mar 26, 2020 |
| N••••••• S••••• R••• E••••• I••••••••• L••• | Real Estate Fund | $227M | 10 | Mar 27, 2023 |
| M•• E••••••• G••••• I••••••••• L••• | Private Equity Fund | $121M | 3 | Mar 28, 2022 |
| M•• O•• C••••••••• L••• | Private Equity Fund | $56.9M | 8 | Mar 27, 2024 |
| M••••••• C•••••• F••• V• L••• | Private Equity Fund | $55.4M | 25 | Mar 29, 2012 |
| F•••••• C••• S••••••• I•• L••no longer reported | Private Equity Fund | $34.8M | 7 | Mar 29, 2019 |
| F•••••• G••••• P••••••• I••• L•• | Private Equity Fund | $12.3M | 3 | Mar 29, 2012 |
| F•••••• G••••• P••••••• I•• L• | Private Equity Fund | $10.0M | 18 | Mar 29, 2012 |
| F•••••• G••••• P••••••• I•• L• | Private Equity Fund | $2.7M | 22 | Mar 29, 2012 |
| F•••••• G••••• P•••••••• L••no longer reported | Private Equity Fund | $0 | 3 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• P••••••• N•••• · Partnercontrolsince 07/2020 · owns less than 5%
- D••••• P••••••• J••••• · Managing Partnercontrolsince 12/2011 · owns less than 5%
- E•••••• R•••••• Y••••• · Partnercontrolsince 12/2011 · owns less than 5%
- M•••••• T•••• L••• · Chief Compliance Officer, Chief Financial Officercontrolsince 06/2011 · owns less than 5%
- M••••• C••••• M•••••• · Partnercontrolsince 07/2020 · owns less than 5%
- W•••••• J•••••••• J•••• · G•••••• Counselcontrolsince 02/2019 · owns less than 5%
- D••••• P••••••• J••••• · Shareholdercontrolsince 01/2017 · owns 25% to 50% of M•• M••••••••• C•••
Entity owners
- M•• M••••••••• C••• · Parent, Managing Member, S-Corporationdirect · owns 75% or more
Related persons
Schedule D 7.A
- B•••••• I••••••••• M••••••••• I••investment adviseryRAUM $11B
- B•••••• T•••• C••••••y
- B•••••• T•••• C•••••• O• S•••• D•••••y
- F•••••• G•• L••pooled vehicle sponsory
- F•••••• I• G•• L••pooled vehicle sponsory
- M••••••• M••••••• G•• L••pooled vehicle sponsory
- M••••••• P•••••••• L••pooled vehicle sponsory
- M••••••• V• G•• L••pooled vehicle sponsory
- M••••••• V• G•• L••pooled vehicle sponsory
- M••••••• V•• G•• L••pooled vehicle sponsory
- M••••••• V••• G•• L••pooled vehicle sponsory
- M•• E••••••• G••••• I•••••••• G•• L••pooled vehicle sponsory
- M•• O•• C••••••••• G•• L••pooled vehicle sponsory
- N••••••• S••••• R••• E••••• I•••••••• G•• L••pooled vehicle sponsory
- T••• C•••••• G•••••• P••••••• L••y
- T••• C•••••• M••••••••• L•••investment adviseryRAUM $890M
- T••• C•••••• M••• L••y
Advisers that list M•••• C•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Wellesley, MA2 employees
What changed
consecutive filings, newest first
- Accounts · 12 to 11Sep 23, 2025 to Mar 6, 2026
- Pooled vehicle clients · 12 to 11Sep 23, 2025 to Mar 6, 2026
- Assets in custody · $1.6B to $1.7BSep 23, 2025 to Mar 6, 2026
- Other offices · 1 to 0Sep 23, 2025 to Mar 6, 2026
- Private funds · 12 to 11Sep 23, 2025 to Mar 6, 2026
- Discretionary RAUM · $4.1B to $3.8BSep 23, 2025 to Mar 6, 2026
- Pooled vehicle RAUM · $4.1B to $3.8BSep 23, 2025 to Mar 6, 2026
- RAUM · $4.1B to $3.8BSep 23, 2025 to Mar 6, 2026
- Business name · M••••••• C•••••• to M•••• C••••••May 28, 2025 to Sep 23, 2025
- Legal name · M••••••• P••••••• M••••••••• L•• to M•••• C•••••• MANAGEMENT, LLCMay 28, 2025 to Sep 23, 2025
- Financial planning clients · unset to Mar 21, 2025 to May 28, 2025
- Advisory employees · 26 to 28May 7, 2024 to Mar 21, 2025
- Assets in custody · $1.4B to $1.6BMay 7, 2024 to Mar 21, 2025
- Employees · 29 to 31May 7, 2024 to Mar 21, 2025
- Discretionary RAUM · $4.0B to $4.1BMay 7, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $4.0B to $4.1BMay 7, 2024 to Mar 21, 2025
- RAUM · $4.0B to $4.1BMay 7, 2024 to Mar 21, 2025
- Accounts · 10 to 12May 11, 2023 to Mar 27, 2024
- Advisory employees · 25 to 26May 11, 2023 to Mar 27, 2024
- Pooled vehicle clients · 10 to 12May 11, 2023 to Mar 27, 2024
- Assets in custody · $1.2B to $1.4BMay 11, 2023 to Mar 27, 2024
- Private funds · 10 to 12May 11, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.9B to $4.0BMay 11, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.9B to $4.0BMay 11, 2023 to Mar 27, 2024
- RAUM · $2.9B to $4.0BMay 11, 2023 to Mar 27, 2024
- Accounts · 9 to 10May 11, 2022 to Mar 27, 2023
- Advisory employees · 18 to 25May 11, 2022 to Mar 27, 2023
- Pooled vehicle clients · 9 to 10May 11, 2022 to Mar 27, 2023
- Assets in custody · $1.2B to $1.2BMay 11, 2022 to Mar 27, 2023
- Employees · 27 to 29May 11, 2022 to Mar 27, 2023
- Private funds · 9 to 10May 11, 2022 to Mar 27, 2023
- Discretionary RAUM · $2.9B to $2.9BMay 11, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $2.9B to $2.9BMay 11, 2022 to Mar 27, 2023
- RAUM · $2.9B to $2.9BMay 11, 2022 to Mar 27, 2023
- Assets in custody · $1.1B to $1.2BJun 18, 2021 to Mar 28, 2022
- Employees · 26 to 27Jun 18, 2021 to Mar 28, 2022
- Discretionary RAUM · $2.6B to $2.9BJun 18, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $2.6B to $2.9BJun 18, 2021 to Mar 28, 2022
- RAUM · $2.6B to $2.9BJun 18, 2021 to Mar 28, 2022
- Assets in custody · $804M to $1.1BMar 26, 2020 to Mar 28, 2021
Signals
6 dated events
- M•••• C•••••• reported RAUM $4.0B, up 39% from $2.9B (2023-05-11 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- M•••• C•••••• reported RAUM $2.6B, up 35% from $1.9B (2020-03-26 to 2021-03-28)Mar 28, 2021 · RAUM change · derived
- Robert Michael Mccarthy (Partner) no longer on Schedule A of M•••• C•••••• (listed 2020-03-26, absent 2021-03-28)Mar 28, 2021 · Control person left · inference
- Nolan Phillip Dudley (Partner) appeared on Schedule A of M•••• C••••••Mar 28, 2021 · Control person joined · fact
- Michael Chase Meyer (Partner) appeared on Schedule A of M•••• C••••••Mar 28, 2021 · Control person joined · fact
- James Jonathan Wegner (General Counsel) appeared on Schedule A of M•••• C••••••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- M•••• C•••••• · Independent Sponsorsshared crd · capital_provider
- M••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/m-one-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m-onecapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 402-932-8600reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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