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C•••••••• C•••••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser1 private funds· Boston, Massachusetts

Former SEC-registered adviser, based in Boston, Massachusetts, reporting $2.0B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$2.0B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-42%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 158799 · SEC 801-73621 · 12 filingsShow
CRD 158799SEC 801-73621First filing on the tape Feb 14, 2012, latest Mar 29, 2019IAPD
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$2.0B gross assets
History
12 filings and snapshots on the tape
RAUM$2.0B as of Mar 29, 2019
Mar 14, 2013$22B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 14, 20130 then
Employees (5.A)54 as of Mar 29, 2019
Mar 14, 201375 then
Private funds1 as of Mar 29, 2019
Mar 14, 20131 then
RAUM -42% over the last fiscal year-43% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$398MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-42%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.6B, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.6B for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••••• C•••••• M••••• F••• L•••Hedge Fund$2.0B64Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• D••••••• J••••• · Legal Counselcontrol
        since 10/2005 · owns less than 5%
      • M•••••• S••••• D•••• · LPcontrol
        since 10/2005 · owns 5% to 10%
      • M••••• J•••• R••••• · C•••• E•••••••• O••••••• L•control
        since 10/2005 · owns 10% to 25%
      • M••••• D••••• J••••• · Chief Operating Officercontrol
        since 10/2018 · owns less than 5%
      • P•••••• M••••••• S••••• · Chief Financial Officercontrol
        since 10/2005 · owns less than 5%
      • S••••••• M••••••• R••••••• · LPcontrol
        since 10/2005 · owns 10% to 25%
      • V•• D••• M••••• B•••••• · Chief Compliance Officercontrol
        since 02/2011 · owns less than 5%
      • M••••• J•••• R••••• · Membercontrol
        since 10/2005 · owns 25% to 50% of C•••••••• C•••••• M••••••••• L••
      • S••••••• M••••••• R••••••• · Membercontrol
        since 10/2005 · owns 25% to 50% of C•••••••• C•••••• M••••••••• L••
      • G••••••• R•••••• P•••• · Trustee
        since 05/2017 · owns 10% to 25%
      • M••••••••• M••••••• H••••• · Trustee
        since 05/2017 · owns 10% to 25%
      • G••••••• R•••••• P•••• · Trustee
        since 05/2017 · owns F of D•••• M•••••••• 2••• T•••• • M••••••
      • M••••••••• M••••••• H••••• · Trustee
        since 05/2017 · owns F of D•••• M•••••••• 2••• T•••• • M••••••
      Entity owners
      • C•••••••• C•••••• M••••••••• L•• · Gp
        direct · owns less than 5%
      • D•••• M•••••••• 2••• M•••••• T•••• · Member
        indirect · owns 25% to 50% of C•••••••• C•••••• M••••••••• L••
      • D•••• M•••••••• 2••• T•••• • M•••••• · LP
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • C•••••••• C•••••• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 20 to 17
        Oct 1, 2018 to Mar 29, 2019
      • Assets in custody · $2.9B to $1.6B
        Oct 1, 2018 to Mar 29, 2019
      • Employees · 59 to 54
        Oct 1, 2018 to Mar 29, 2019
      • Discretionary RAUM · $3.4B to $2.0B
        Oct 1, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $3.4B to $2.0B
        Oct 1, 2018 to Mar 29, 2019
      • RAUM · $3.4B to $2.0B
        Oct 1, 2018 to Mar 29, 2019
      • Advisory employees · 25 to 20
        Jun 1, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 5.0
        Jun 1, 2017 to Mar 29, 2018
      • Assets in custody · $4.9B to $2.9B
        Jun 1, 2017 to Mar 29, 2018
      • Employees · 78 to 59
        Jun 1, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Jun 1, 2017 to Mar 29, 2018
      • Discretionary RAUM · $5.8B to $3.4B
        Jun 1, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 3446088000.0
        Jun 1, 2017 to Mar 29, 2018
      • RAUM · $5.8B to $3.4B
        Jun 1, 2017 to Mar 29, 2018
      • Advisory employees · 28 to 25
        Apr 18, 2016 to Mar 27, 2017
      • Assets in custody · $9.0B to $4.9B
        Apr 18, 2016 to Mar 27, 2017
      • Employees · 86 to 78
        Apr 18, 2016 to Mar 27, 2017
      • Discretionary RAUM · $11B to $5.8B
        Apr 18, 2016 to Mar 27, 2017
      • RAUM · $11B to $5.8B
        Apr 18, 2016 to Mar 27, 2017
      • Advisory employees · 23 to 28
        Mar 27, 2015 to Mar 22, 2016
      • Assets in custody · $12B to $9.0B
        Mar 27, 2015 to Mar 22, 2016
      • Employees · 76 to 86
        Mar 27, 2015 to Mar 22, 2016
      • Discretionary RAUM · $13B to $11B
        Mar 27, 2015 to Mar 22, 2016
      • RAUM · $13B to $11B
        Mar 27, 2015 to Mar 22, 2016
      • Advisory employees · 24 to 23
        Mar 29, 2014 to Mar 27, 2015
      • Assets in custody · $14B to $12B
        Mar 29, 2014 to Mar 27, 2015
      • Employees · 79 to 76
        Mar 29, 2014 to Mar 27, 2015
      • Discretionary RAUM · $19B to $13B
        Mar 29, 2014 to Mar 27, 2015
      • RAUM · $19B to $13B
        Mar 29, 2014 to Mar 27, 2015
      • Advisory employees · 21 to 24
        Mar 14, 2013 to Mar 29, 2014
      • Assets in custody · $15B to $14B
        Mar 14, 2013 to Mar 29, 2014
      • Employees · 75 to 79
        Mar 14, 2013 to Mar 29, 2014
      • Discretionary RAUM · $22B to $19B
        Mar 14, 2013 to Mar 29, 2014
      • RAUM · $22B to $19B
        Mar 14, 2013 to Mar 29, 2014
      • Advisory employees · unset to 21.0
        Feb 14, 2012 to Mar 14, 2013
      • BD registered reps · unset to 0.0
        Feb 14, 2012 to Mar 14, 2013
      • Assets in custody · $14B to $15B
        Feb 14, 2012 to Mar 14, 2013
      • Employees · unset to 75.0
        Feb 14, 2012 to Mar 14, 2013
      • State-registered IARs · unset to 0.0
        Feb 14, 2012 to Mar 14, 2013
      • Discretionary RAUM · $22B to $22B
        Feb 14, 2012 to Mar 14, 2013
      Signals
      2 dated events
      • ••• Locked
        Mar 29, 2019 · RAUM change · derived
      • ••• Locked
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026