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SEC-registered adviser

C•••••• C•••••• M•••••••••

Independent wealth managerCRD 158829SEC 801-76723websiteIAPD
Legal name C•••••• C•••••• M••••••••• S•••••
Latest filing Apr 1, 2026
First filing on the tape May 18, 2012 · 20 filings
SEC status approved since Jul 10, 2012
RAUM
$81.4M
reported, Item 5.F
Discretionary
8.2%
of RAUM
Private clients
97%
$78.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$81.4M as of Apr 1, 2026
Mar 20, 2013$122M then
HNW client RAUM$78.9M as of Apr 1, 2026
Mar 31, 2018$43.8M then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 20, 20130 then
Employees (5.A)2 as of Apr 1, 2026
Mar 20, 20132 then
Private funds: no history
RAUM -7.7% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$13.2MderivedHNW RAUM over HNW clients
Average account
$3.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
8.2%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$78.9M97%
  • Corporations and businesses$2.5M3.1%
Individual clients
n/areported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V••••• L•••• A•••••• · Managing Member And Ccocontrol
        since 03/2011 · owns 75% or more
      • S••••••••• A••••••••• C•••••• · Member
        since 03/2011 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 24
        Apr 14, 2025 to Apr 1, 2026
      • Discretionary RAUM · $6.1M to $6.7M
        Apr 14, 2025 to Apr 1, 2026
      • HNW RAUM · $81.2M to $78.9M
        Apr 14, 2025 to Apr 1, 2026
      • Individual RAUM · 4500000.0 to unset
        Apr 14, 2025 to Apr 1, 2026
      • Non-discretionary RAUM · $82.1M to $74.7M
        Apr 14, 2025 to Apr 1, 2026
      • RAUM · $88.2M to $81.4M
        Apr 14, 2025 to Apr 1, 2026
      • Financial planning clients · 1-10 to 1-10
        Apr 1, 2024 to Apr 14, 2025
      • HQ city · unset to
        Apr 1, 2024 to Apr 14, 2025
      • HQ state · unset to
        Apr 1, 2024 to Apr 14, 2025
      • Discretionary RAUM · $5.8M to $6.1M
        Apr 1, 2024 to Apr 14, 2025
      • HNW RAUM · $79.8M to $81.2M
        Apr 1, 2024 to Apr 14, 2025
      • Non-discretionary RAUM · $80.2M to $82.1M
        Apr 1, 2024 to Apr 14, 2025
      • RAUM · $86.0M to $88.2M
        Apr 1, 2024 to Apr 14, 2025
      • Accounts · 23 to 26
        Apr 2, 2023 to Apr 1, 2024
      • HNW clients · 7 to 6
        Apr 2, 2023 to Apr 1, 2024
      • Discretionary RAUM · $5.7M to $5.8M
        Apr 2, 2023 to Apr 1, 2024
      • HNW RAUM · $82.9M to $79.8M
        Apr 2, 2023 to Apr 1, 2024
      • Individual RAUM · $6.8M to $4.5M
        Apr 2, 2023 to Apr 1, 2024
      • Non-discretionary RAUM · $84.5M to $80.2M
        Apr 2, 2023 to Apr 1, 2024
      • RAUM · $90.2M to $86.0M
        Apr 2, 2023 to Apr 1, 2024
      • Accounts · 24 to 23
        Mar 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $5.2M to $5.7M
        Mar 31, 2022 to Mar 30, 2023
      • HNW RAUM · $78.6M to $82.9M
        Mar 31, 2022 to Mar 30, 2023
      • Individual RAUM · $6.6M to $6.8M
        Mar 31, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $80.5M to $84.5M
        Mar 31, 2022 to Mar 30, 2023
      • RAUM · $85.7M to $90.2M
        Mar 31, 2022 to Mar 30, 2023
      • Accounts · 29 to 24
        Mar 31, 2021 to Mar 31, 2022
      • HNW clients · 6 to 7
        Mar 31, 2021 to Mar 31, 2022
      • Individual clients · 7.0 to unset
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $5.1M to $5.2M
        Mar 31, 2021 to Mar 31, 2022
      • HNW RAUM · $52.3M to $78.6M
        Mar 31, 2021 to Mar 31, 2022
      • Individual RAUM · $9.8M to $6.6M
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $58.1M to $80.5M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $63.2M to $85.7M
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 28 to 29
        Jul 1, 2020 to Mar 31, 2021
      • HNW clients · unset to 6.0
        Jul 1, 2020 to Mar 31, 2021
      • Discretionary RAUM · $4.8M to $5.1M
        Jul 1, 2020 to Mar 31, 2021
      • HNW RAUM · $51.2M to $52.3M
        Jul 1, 2020 to Mar 31, 2021
      • Individual RAUM · $6.1M to $9.8M
        Jul 1, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $53.4M to $58.1M
        Jul 1, 2020 to Mar 31, 2021
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      809-855-5750reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      C••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      809 855 5750reportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026