DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 6, 2026
First filing on the tape May 11, 2021 · 8 filings
SEC status approved since Jun 16, 2021
RAUM
$185M
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
0.2%
$377,680 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$185M as of Mar 6, 2026
Mar 17, 2022$163M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 17, 20222 then
Employees (5.A)2 as of Mar 6, 2026
Mar 17, 20222 then
Private funds: no history
RAUM +8.4% over the last fiscal year+9.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
- RAUM per advisor
- $92.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$377,680100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 63reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J•••• D•••• | Bristow, Va | Dec 8, 2011 | 31 y | 0 |
| H••••• C••••• M••• | Slidell, La | Jul 6, 2015 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J•••••• J•••• · President, Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
- M•••• H•••••• C••••• · Partnercontrolsince 07/2015 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 58 to 63Mar 13, 2025 to Mar 6, 2026
- Discretionary RAUM · $95.1M to $105MMar 13, 2025 to Mar 6, 2026
- Individual RAUM · unset to 377680.0Mar 13, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $75.5M to $80.3MMar 13, 2025 to Mar 6, 2026
- RAUM · $171M to $185MMar 13, 2025 to Mar 6, 2026
- Accounts · 57 to 58Mar 15, 2024 to Mar 13, 2025
- Advisory activities · 2 to 1Mar 15, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 13, 2025
- HQ city · unset to Mar 15, 2024 to Mar 13, 2025
- HQ state · unset to Mar 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $92.7M to $95.1MMar 15, 2024 to Mar 13, 2025
- Individual RAUM · 2951095.0 to unsetMar 15, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $61.3M to $75.5MMar 15, 2024 to Mar 13, 2025
- RAUM · $154M to $171MMar 15, 2024 to Mar 13, 2025
- Accounts · 61 to 57Mar 15, 2023 to Mar 15, 2024
- Individual clients · 5.0 to unsetMar 15, 2023 to Mar 15, 2024
- Discretionary RAUM · $82.0M to $92.7MMar 15, 2023 to Mar 15, 2024
- Individual RAUM · $982,977 to $3.0MMar 15, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $60.4M to $61.3MMar 15, 2023 to Mar 15, 2024
- RAUM · $142M to $154MMar 15, 2023 to Mar 15, 2024
- Accounts · 57 to 61Mar 17, 2022 to Mar 15, 2023
- Discretionary RAUM · $98.7M to $82.0MMar 17, 2022 to Mar 15, 2023
- Individual RAUM · $917,056 to $982,977Mar 17, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $64.5M to $60.4MMar 17, 2022 to Mar 15, 2023
- RAUM · $163M to $142MMar 17, 2022 to Mar 15, 2023
- Accounts · 48 to 57Jun 14, 2021 to Mar 17, 2022
- Individual clients · unset to 5.0Jun 14, 2021 to Mar 17, 2022
- Discretionary RAUM · $86.7M to $98.7MJun 14, 2021 to Mar 17, 2022
- Individual RAUM · $753,215 to $917,056Jun 14, 2021 to Mar 17, 2022
- Non-discretionary RAUM · $69.3M to $64.5MJun 14, 2021 to Mar 17, 2022
- RAUM · $156M to $163MJun 14, 2021 to Mar 17, 2022
Signals
1 dated events
- J•••••• A•••••• L•• filed its initial SEC registration (Form ADV)May 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ja401k.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 703-626-6475reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026