DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• P•••••••
Asset manager (funds and pooled vehicles)Asheville, North CarolinaCRD 158939SEC 801-73866websiteIAPD
Legal name H••••• C•••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 22 filings
SEC status approved since Mar 30, 2012
RAUM
$493M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$493M as of Mar 27, 2026
Mar 28, 2013$207M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20130 then
Employees (5.A)4 as of Mar 27, 2026
Mar 28, 20136 then
Private funds3 as of Mar 27, 2026
Mar 28, 20132 then
RAUM -22% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $232M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$493M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $232M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• I••••••••• P•••••••• L• | Hedge Fund | $679M | 51 | Mar 30, 2015 |
| G••••• P•••••••• L• | Hedge Fund | $107M | 15 | Feb 14, 2012 |
| G••••• G••••• P•••••••• L• | Hedge Fund | $50.6M | 26 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• H•••••• W••••• · Managing Member Of Filing Adviser And Of Relying Advisercontrolsince 12/2006 · owns 75% or more
- D••••• J•••••• W••••••• · Cfo & Cco Of Filing Adviser And Of Relying Advisercontrolsince 03/2011 · owns less than 5%
- W•••••• G••••••• M•••••• · Director Of Trading Of Filing Adviser And Of Relying Advisercontrolsince 12/2006 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Asheville, NC2 employees
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $434M to $232MMar 28, 2025 to Mar 27, 2026
- Employees · 5 to 4Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $632M to $493MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $632M to $493MMar 28, 2025 to Mar 27, 2026
- RAUM · $632M to $493MMar 28, 2025 to Mar 27, 2026
- Assets in custody · $488M to $434MJan 10, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 10, 2025 to Mar 28, 2025
- Discretionary RAUM · $837M to $632MJan 10, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $837M to $632MJan 10, 2025 to Mar 28, 2025
- RAUM · $837M to $632MJan 10, 2025 to Mar 28, 2025
- HQ city · NEW YORK to ASHEVILLEMar 28, 2024 to Jan 10, 2025
- HQ state · NY to NCMar 28, 2024 to Jan 10, 2025
- Other offices · 1 to 0Mar 28, 2024 to Jan 10, 2025
- Assets in custody · $481M to $488MMar 31, 2023 to Mar 28, 2024
- Employees · 6 to 5Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $794M to $837MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $794M to $837MMar 31, 2023 to Mar 28, 2024
- RAUM · $794M to $837MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 6 to 5Apr 27, 2022 to Mar 31, 2023
- Assets in custody · $581M to $481MApr 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $922M to $794MApr 27, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $922M to $794MApr 27, 2022 to Mar 31, 2023
- RAUM · $922M to $794MApr 27, 2022 to Mar 31, 2023
- Assets in custody · $537M to $581MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $826M to $922MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $826M to $922MMar 31, 2021 to Mar 31, 2022
- RAUM · $826M to $922MMar 31, 2021 to Mar 31, 2022
- Assets in custody · $562M to $537MMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $888M to $826MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $888M to $826MMar 30, 2020 to Mar 31, 2021
- RAUM · $888M to $826MMar 30, 2020 to Mar 31, 2021
- Assets in custody · $482M to $562MMar 29, 2019 to Mar 30, 2020
- Employees · 7 to 6Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $744M to $888MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $744M to $888MMar 29, 2019 to Mar 30, 2020
- RAUM · $744M to $888MMar 29, 2019 to Mar 30, 2020
- Assets in custody · $407M to $482MMay 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $639M to $744MMay 29, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $639M to $744MMay 29, 2018 to Mar 29, 2019
Signals
1 dated events
- G••••• P••••••• reported RAUM $638.5M, up 28% from $500.6M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/graham-partners-ncreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-808-7430reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026