DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• R••••• C••••••
Legal name S••••••• R••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2011 · 30 filings
SEC status approved since Dec 9, 2011
RAUM
$5.6B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
76
37 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$5.6B as of Mar 31, 2026
Mar 29, 2012$172M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 21, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)76 as of Mar 31, 2026
Mar 28, 201316 then
Private funds: no history
RAUM -13% over the last fiscal year-2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $557MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• B•••• S••••• · Chief Compliance Officer And Deputy General Counselcontrolsince 12/2022 · owns less than 5%
- S••••• B••••• J•••• · Managing P••••••••controlsince 08/2008 · owns less than 5%
- S••••••• D••••• S•••• · Chief Legal Officer (Equivalent)controlsince 05/2012 · owns less than 5%
- T•••••••• A•••• J•••••• · Managing P••••••••controlsince 08/2008 · owns less than 5%
- Y••• U••••• H•••••• · Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- Z••••• J•••••• B••••••• · Managing P••••••••controlsince 08/2008 · owns less than 5%
- S••••• B••••• J•••• · Ownercontrolsince 05/2022 · owns 50% to 75% of M•• M••••••••• L••
- Z••••• J•••••• B••••••• · Ownercontrolsince 05/2022 · owns 50% to 75% of M•• M••••••••• L••
Entity owners
- M•• A•••••• H••••••• L•• · Managing Memberdirect · owns 75% or more
- M•••••• R••••• C•••••• P••••••• L•• · Managing Memberindirect · owns 75% or more of M•• A•••••• H••••••• L••
- M•• M••••••••• L•• · Managing Memberindirect · owns 75% or more of M•••••• R••••• C•••••• P••••••• L••
Related persons
Schedule D 7.A
- C•••••••• I••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- C•••••••• I••••••••• M••••••••• L••investment advisernRAUM $12B
- C•••••••• O••••••••• L••n
- C•••••••• P•••••••• I••••••••• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• F••• I•• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• F••• I• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• F••• V• G• ••••••• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• F••• V• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• F••• V• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• M• I• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• M• I• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• M• I•• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• D••• M• I• G• L••pooled vehicle sponsorn
- M•••••• R••••• C•••••• E••••• F••• I• G• L••pooled vehicle sponsorn
- M•••• C•••••••• 4• P••• G• L••pooled vehicle sponsorn
- M•• E••••• H••••••• L••n
- M•• F••• M•••••• L••investment advisern
- S••••••••• D••••••••• G••••• L••n
- S•• E••••• I•••••••• L••n
- S••••••• D••• F••• G•• L••pooled vehicle sponsorn
- V••••••• R••• E••••• L••investment companyn
Advisers that list M•••••• R••••• C•••••• as a related person
- 305060 n
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA2 employees
- Bet Shemesh, Israel
What changed
consecutive filings, newest first
- Accounts · 11 to 10Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 35 to 37Mar 31, 2025 to Mar 31, 2026
- Employees · 73 to 76Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.4B to $5.5BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $100MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.4B to $5.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.4B to $5.6BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 32 to 35May 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 10May 10, 2024 to Mar 31, 2025
- Employees · 67 to 73May 10, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 10, 2024 to Mar 31, 2025
- Other offices · 2 to 3May 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.8B to $6.4BMay 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.8B to $6.4BMay 10, 2024 to Mar 31, 2025
- RAUM · $6.8B to $6.4BMay 10, 2024 to Mar 31, 2025
- Accounts · 10 to 11Dec 7, 2023 to Mar 28, 2024
- Advisory employees · 37 to 32Dec 7, 2023 to Mar 28, 2024
- Pooled vehicle clients · 10 to 11Dec 7, 2023 to Mar 28, 2024
- Employees · 66 to 67Dec 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.0B to $6.8BDec 7, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $6.0B to $6.8BDec 7, 2023 to Mar 28, 2024
- RAUM · $6.0B to $6.8BDec 7, 2023 to Mar 28, 2024
- Other offices · 3 to 2Sep 20, 2023 to Dec 7, 2023
- Other offices · 2 to 3Jun 28, 2023 to Sep 20, 2023
- Accounts · 8 to 10Dec 2, 2022 to Mar 31, 2023
- Advisory employees · 33 to 37Dec 2, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 10Dec 2, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Dec 2, 2022 to Mar 31, 2023
- Custody of client assets · false to trueDec 2, 2022 to Mar 31, 2023
- Employees · 63 to 66Dec 2, 2022 to Mar 31, 2023
- Other offices · 1 to 2Dec 2, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.7B to $6.0BDec 2, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.7B to $6.0BDec 2, 2022 to Mar 31, 2023
- RAUM · $4.7B to $6.0BDec 2, 2022 to Mar 31, 2023
- Accounts · 5 to 8Mar 29, 2021 to Mar 30, 2022
- Advisory employees · 36 to 33Mar 29, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 8Mar 29, 2021 to Mar 30, 2022
- Employees · 52 to 63Mar 29, 2021 to Mar 30, 2022
- Other offices · 0 to 1Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $3.1B to $4.7BMar 29, 2021 to Mar 30, 2022
Signals
11 dated events
- M•••••• R••••• C•••••• reported RAUM $6.0B, up 28% from $4.7B (2022-12-02 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S••••• B••• H••••• (Chief Compliance Officer And Deputy General Counsel) appeared on Schedule A of M•••••• R••••• C••••••Dec 2, 2022 · Control person joined · fact
- Breslin Julie Furda (Chief Compliance Officer) no longer on Schedule A of M•••••• R••••• C•••••• (listed 2022-03-30, absent 2022-12-02)Dec 2, 2022 · Control person left · inference
- M•••••• R••••• C•••••• reported RAUM $4.7B, up 50% from $3.1B (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Michael Greg Hersly (Chief Financial Officer (Equivalent)) no longer on Schedule A of M•••••• R••••• C•••••• (listed 2021-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Steven Brian Chase (Chief Operations Officer (Equivalent)) no longer on Schedule A of M•••••• R••••• C•••••• (listed 2021-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Heinrik Urian Yap (Chief Financial Officer) appeared on Schedule A of M•••••• R••••• C••••••Mar 30, 2022 · Control person joined · fact
- M•••••• R••••• C•••••• reported RAUM $3.1B, up 57% from $2.0B (2020-03-26 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Steven Brian Chase (Chief Operations Officer (Equivalent)) appeared on Schedule A of M•••••• R••••• C••••••Mar 29, 2021 · Control person joined · fact
- M•••••• R••••• C•••••• reported RAUM $2.0B, up 26% from $1.6B (2019-06-11 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- M•••••• R••••• C•••••• reported RAUM $1.6B, up 43% from $1.1B (2018-03-21 to 2019-03-21)Mar 21, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/M••••••-R•••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-442-0714reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026