DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• P••••••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2012 · 25 filings
SEC status approved since Oct 12, 2011
RAUM
$8.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$8.0B as of Mar 30, 2026
Mar 28, 2012$669M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)17 as of Mar 30, 2026
Mar 27, 201310 then
Private funds3 as of Mar 30, 2026
Mar 28, 20122 then
RAUM +56% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $724MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B59%
- Investment companies$1.9B24%
- Sovereign wealth funds$1.3B16%
- Pension and profit-sharing plans$84.3M1.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• D••••••••• C•••••••• F•••• L•• | Other Private Fund | $1.8B | 113 | Mar 28, 2012 |
| P•••••• E••••••• M•••••• S•••• C•• F•••• L•• | Other Private Fund | $774M | 16 | Mar 30, 2015 |
| P•••••• F•••• • D••••••••• C•••••••• F•••no longer reported | Hedge Fund | $212M | 48 | Apr 16, 2014 |
| P•••••• C•••••• P••••••• E••••••• M•••••• A••••• F••• | Hedge Fund | $48.5M | 7 | Mar 27, 2013 |
| P•••••• E• F••••no longer reported | Other Private Fund | $8.8M | 7 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- P••••••• D••••••• H••••• H••• · Director, Ceo, Ciocontrolsince 08/2001 · owns less than 5%
- P••••••• D••••••• H••••• H••• · Shareholdercontrolsince 01/2011 · owns 25% to 50% of P•••••• C•••••• P••••••• P••• L•••
- G••••••••• J••••• · Director, Financesince 08/2001 · owns less than 5%
- M••••• A•••••• S•••• · Director, Chief Operations Officersince 08/2001 · owns less than 5%
- P••••••• P•••• G••••••• F••••••• · Director Risk & Compliance, Chief Compliance Officersince 04/2011 · owns less than 5%
- S•••••• A••••••••• C••••• · Director, Deputy Chief Financial Officersince 03/2022 · owns less than 5%
Entity owners
- P•••••• C•••••• P••••••• P••• L••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- P•• M••••••••• ••••••• L••investment adviserpooled vehicle sponsory
- P•• M••••••••• ••••••••• C••••••••• L••investment adviserpooled vehicle sponsory
- P•• M••••••••• •• S•••• C•••• L••investment adviserpooled vehicle sponsory
- P•••••• C•••••• P••••••• P•• L••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 11Mar 26, 2025 to Mar 30, 2026
- Charity clients · unset to 0.0Mar 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 5Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.1B to $8.0BMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $57.6M to $84.3MMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.3B to $4.7BMar 26, 2025 to Mar 30, 2026
- RAUM · $5.1B to $8.0BMar 26, 2025 to Mar 30, 2026
- Accounts · 10 to 12Mar 21, 2024 to Mar 26, 2025
- Pooled vehicle clients · 8 to 6Mar 21, 2024 to Mar 26, 2025
- Employees · 16 to 17Mar 21, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 26, 2025
- HQ state · unset to Mar 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $4.5B to $5.1BMar 21, 2024 to Mar 26, 2025
- Pension RAUM · $52.5M to $57.6MMar 21, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $3.3B to $3.3BMar 21, 2024 to Mar 26, 2025
- RAUM · $4.5B to $5.1BMar 21, 2024 to Mar 26, 2025
- Accounts · 12 to 10May 2, 2023 to Mar 21, 2024
- Discretionary RAUM · $4.2B to $4.5BMay 2, 2023 to Mar 21, 2024
- Pension RAUM · $46.0M to $52.5MMay 2, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $3.2B to $3.3BMay 2, 2023 to Mar 21, 2024
- RAUM · $4.2B to $4.5BMay 2, 2023 to Mar 21, 2024
- Employees · 14 to 16Mar 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $5.9B to $4.2BMar 24, 2022 to Mar 29, 2023
- Pension RAUM · $54.4M to $46.0MMar 24, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $4.7B to $3.2BMar 24, 2022 to Mar 29, 2023
- RAUM · $5.9B to $4.2BMar 24, 2022 to Mar 29, 2023
- Accounts · 13 to 12Apr 30, 2021 to Mar 24, 2022
- Pooled vehicle clients · 9 to 8Apr 30, 2021 to Mar 24, 2022
- Discretionary RAUM · $5.8B to $5.9BApr 30, 2021 to Mar 24, 2022
- Pension RAUM · $256M to $54.4MApr 30, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $4.4B to $4.7BApr 30, 2021 to Mar 24, 2022
- RAUM · $5.8B to $5.9BApr 30, 2021 to Mar 24, 2022
- Accounts · 14 to 13Mar 24, 2021 to Apr 30, 2021
- Discretionary RAUM · $5.8B to $5.8BMar 24, 2021 to Apr 30, 2021
- Pooled vehicle RAUM · $4.4B to $4.4BMar 24, 2021 to Apr 30, 2021
- RAUM · $5.8B to $5.8BMar 24, 2021 to Apr 30, 2021
- Accounts · 15 to 14Mar 26, 2020 to Mar 24, 2021
- Pooled vehicle clients · 10 to 9Mar 26, 2020 to Mar 24, 2021
- Assets in custody · unset to 0.0Mar 26, 2020 to Mar 24, 2021
- Custody of client assets · false to trueMar 26, 2020 to Mar 24, 2021
Signals
4 dated events
- P•••••• C•••••• P••••••• L•••••• reported RAUM $8.0B, up 56% from $5.1B (2025-03-26 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••• C•••••• P••••••• L•••••• reported RAUM $4.2B, down 30% from $5.9B (2022-03-24 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- P•••••• C•••••• P••••••• L•••••• reported RAUM $4.4B, down 27% from $5.9B (2018-03-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- P•••••• C•••••• P••••••• L•••••• reported RAUM $5.9B, up 51% from $3.9B (2017-03-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/polunincapitalpartnerslimited/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p••••••.c•.ukreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 442078248800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026