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Former SEC-registered adviser

J• W• C••••• A••••••••• L• P•

Former SEC-registered adviserWaltham, MassachusettsCRD 159153SEC 801-74209IAPD
Latest filing Mar 30, 2015
First filing on the tape Feb 15, 2012 · 5 filings
RAUM
$91.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
6
$91.7M gross assets
History
5 filings and snapshots on the tape
RAUM$91.7M as of Mar 30, 2015
Mar 26, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2015
Mar 26, 20130 then
Employees (5.A)6 as of Mar 30, 2015
Mar 26, 201323 then
Private funds6 as of Mar 30, 2015
Mar 26, 20136 then
RAUM -93% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-93%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$91.7M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$91.7M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• J•••• W•••••• · Presidentcontrol
        since 02/1995 · owns 75% or more of J••• C••••• A••••••••• I•••
      • F••••••••• T••• · Chief Compliance Officer
        since 04/2014 · owns less than 5%
      • U•••••••• J••••• E•••• · Assistant Treasurer
        since 04/2014 · owns less than 5%
      Entity owners
      • J••• C••••• A••••••••• I••• · Sole Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 1
        Apr 16, 2014 to Mar 30, 2015
      • Assets in custody · $1.4B to $91.7M
        Apr 16, 2014 to Mar 30, 2015
      • Employees · 22 to 6
        Apr 16, 2014 to Mar 30, 2015
      • Discretionary RAUM · $1.4B to $91.7M
        Apr 16, 2014 to Mar 30, 2015
      • RAUM · $1.4B to $91.7M
        Apr 16, 2014 to Mar 30, 2015
      • Assets in custody · $1.2B to $1.4B
        Mar 26, 2013 to Mar 28, 2014
      • Employees · 23 to 22
        Mar 26, 2013 to Mar 28, 2014
      • Discretionary RAUM · $1.2B to $1.4B
        Mar 26, 2013 to Mar 28, 2014
      • RAUM · $1.2B to $1.4B
        Mar 26, 2013 to Mar 28, 2014
      • Advisory employees · unset to 9.0
        Feb 15, 2012 to Mar 26, 2013
      • BD registered reps · unset to 0.0
        Feb 15, 2012 to Mar 26, 2013
      • Assets in custody · $1.5B to $1.2B
        Feb 15, 2012 to Mar 26, 2013
      • Employees · unset to 23.0
        Feb 15, 2012 to Mar 26, 2013
      • State-registered IARs · unset to 0.0
        Feb 15, 2012 to Mar 26, 2013
      • Discretionary RAUM · $1.6B to $1.2B
        Feb 15, 2012 to Mar 26, 2013
      • RAUM · $1.6B to $1.2B
        Feb 15, 2012 to Mar 26, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026