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A•• I••••••••• A••••••• L••

Former SEC-registered adviserFormer SEC adviser7 private funds· Austin, Texas

Former SEC-registered adviser, based in Austin, Texas, reporting $116M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$116M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-33%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 159206 · SEC 801-72778 · 3 filingsShow
CRD 159206SEC 801-72778First filing on the tape Feb 10, 2012, latest Mar 28, 2013IAPD
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
7
$108M gross assets
History
3 filings and snapshots on the tape
RAUM$116M as of Mar 28, 2013
Mar 30, 2012$173M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 3
Private funds7 as of Mar 28, 2013
Mar 30, 20129 then
RAUM -33% over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2013; every figure names its basis
RAUM per advisor
$116MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$8.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-33%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      14 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• C•••••• S••• H••••• M••••• A••••••• L•Hedge Fund$40.5M6Feb 10, 2012
      G••• A••••••• H•••••••• L••Hedge Fund$29.7M1Mar 30, 2015
      B•• F•••• L••Hedge Fund$12.2M1Feb 10, 2012
      A••••• C•••••• A•• S•••••• I• F•••• L•••Hedge Fund$4.4M21Feb 10, 2012
      A••••• C•••••• A•• S•••••• M••••• A••••••• L•Hedge Fund$4.1M7Feb 10, 2012
      A••••• C•••••• S••• H••••• I• F•••• L•••Hedge Fund$3.1M1Feb 10, 2012
      A••••• C•••••• B••••••• F•••• L•••Hedge Fund$1.3M1Nov 19, 2013
      A••••• C•••••• B••••••• O••••••• F•••• L•••Hedge Fund$832,1691Feb 10, 2012
      A••• H•••••••• L••Hedge Fund$701,61722Mar 30, 2015
      S••••• T•••• P•••••••• L••Hedge Fund$575,7541Mar 30, 2015
      A••••• C•••••• B••••••• F•••• L•••Hedge Fund$468,99423Feb 10, 2012
      A••••• C•••••• N••• G••••••••• M••••• A••••••• L•Hedge Fund$439,01122Feb 10, 2012
      A••••• C•••••• B••••••• Q• F•••• L•••Hedge Fund$365,5339Feb 10, 2012
      A••••• H•••••••• L••Hedge Fund$350,3091Mar 30, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• D••••• E••• · Chief Operating Officercontrol
        since 01/2012 · owns less than 5%
      • M••••• D••••• E••••• · Chief Compliance Officercontrol
        since 03/2012 · owns less than 5%
      • S••••• C•••• J•• · Managercontrol
        since 09/2011 · owns less than 5%
      • F•••••••• D••••• E••• · Member And Shareholdercontrol
        since 01/2012 · owns 75% or more of F••• T•• H•••••••• L••
      • L••• J••••• H••••• · Member And Shareholdercontrol
        since 09/2011 · owns 75% or more of J•• C•••••• H•••••••• L••
      • S••••• C•••• J•• · Member And Shareholdercontrol
        since 09/2011 · owns 75% or more of E•••• B•••• H•••••••• L••
      Entity owners
      • A•• I••••••••• M••••••••• L•• · Member
        direct · owns 75% or more
      • E•••• B•••• H•••••••• L•• · Member And Shareholder
        indirect · owns 25% to 50% of A•• I••••••••• M••••••••• L••
      • F••• T•• H•••••••• L•• · Member And Shareholder
        indirect · owns 25% to 50% of Acm Investment, LLC
      • J•• C•••••• H•••••••• L•• · Member And Shareholder
        indirect · owns 50% to 75% of Acm Investment, LLC
      Related persons
      Schedule D 7.A
      • S•• S••••••• D• • M•••••••••
        broker-dealerinvestment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 15 to 13
        Mar 30, 2012 to Mar 28, 2013
      • Advisory employees · unset to 3.0
        Mar 30, 2012 to Mar 28, 2013
      • BD registered reps · 0 to 2
        Mar 30, 2012 to Mar 28, 2013
      • Employees · unset to 3.0
        Mar 30, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 1.0
        Mar 30, 2012 to Mar 28, 2013
      • Private funds · 9 to 7
        Mar 30, 2012 to Mar 28, 2013
      • Discretionary RAUM · $173M to $116M
        Mar 30, 2012 to Mar 28, 2013
      • RAUM · $173M to $116M
        Mar 30, 2012 to Mar 28, 2013
      • Accounts · 14 to 15
        Feb 10, 2012 to Mar 30, 2012
      • Advisory activities · 2 to 1
        Feb 10, 2012 to Mar 30, 2012
      • Discretionary RAUM · $144M to $173M
        Feb 10, 2012 to Mar 30, 2012
      • RAUM · $144M to $173M
        Feb 10, 2012 to Mar 30, 2012
      Signals
      1 dated events
      • ••• Locked
        Nov 19, 2013 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026