DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 27, 2012
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.7B as of Mar 31, 2026
Apr 1, 2013$286M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)6 as of Mar 31, 2026
Apr 1, 20135 then
Private funds1 as of Mar 31, 2026
Apr 1, 20131 then
RAUM +30% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• P•••••••• L••• | Hedge Fund | $1.2B | 66 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• N•••• C•••••• · President / Chief Compliance Officercontrolsince 02/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.1B to $1.4BMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.7BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.3B to $1.7BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 4 to 5Aug 13, 2024 to Mar 31, 2025
- Assets in custody · $1.0B to $1.1BAug 13, 2024 to Mar 31, 2025
- Employees · 5 to 6Aug 13, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 13, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.3BAug 13, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BAug 13, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.3BAug 13, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.0BMar 31, 2023 to Mar 29, 2024
- Employees · 7 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.5B to $1.2BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.8B to $1.3BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.8B to $1.3BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.8B to $1.3BMar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.5B to $1.5BMar 31, 2021 to Mar 31, 2022
- Employees · 6 to 7Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Dec 15, 2020 to Mar 31, 2021
- Assets in custody · $812M to $1.5BDec 15, 2020 to Mar 31, 2021
- Employees · 5 to 6Dec 15, 2020 to Mar 31, 2021
- Discretionary RAUM · $933M to $1.8BDec 15, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $933M to $1.8BDec 15, 2020 to Mar 31, 2021
- RAUM · $933M to $1.8BDec 15, 2020 to Mar 31, 2021
- Assets in custody · $708M to $812MMar 28, 2019 to Mar 28, 2020
- Discretionary RAUM · $781M to $933MMar 28, 2019 to Mar 28, 2020
- Pooled vehicle RAUM · $781M to $933MMar 28, 2019 to Mar 28, 2020
- RAUM · $781M to $933MMar 28, 2019 to Mar 28, 2020
- Assets in custody · $622M to $708MMar 30, 2018 to Mar 28, 2019
- Discretionary RAUM · $657M to $781MMar 30, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $657M to $781MMar 30, 2018 to Mar 28, 2019
- RAUM · $657M to $781MMar 30, 2018 to Mar 28, 2019
Signals
3 dated events
- B•••••••• C••••••• I•• reported RAUM $1.7B, up 30% from $1.3B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- B•••••••• C••••••• I•• reported RAUM $1.3B, down 30% from $1.8B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- B•••••••• C••••••• I•• reported RAUM $1.8B, up 88% from $933.0M (2020-12-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-508-5735reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026