DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S•••• R•• C•••••• M•••••••••

Former SEC-registered adviserCharlottesville, VirginiaCRD 159345SEC 801-79419IAPD
Legal name S•••• R•• C•••••• M••••••••• L••
Latest filing Apr 30, 2021
First filing on the tape Mar 17, 2014 · 16 filings
RAUM
$74.9M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
93%
$69.4M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$25.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$74.9M as of Mar 31, 2021
Feb 11, 2015$279M then
HNW client RAUM$65.2M as of Mar 31, 2021
Mar 30, 2018$116M then
State-registered IARs (5.B.3)3 as of Mar 31, 2021
Feb 11, 20156 then
Employees (5.A)3 as of Mar 31, 2021
Feb 11, 20157 then
Private funds1 as of Mar 30, 2020
Feb 11, 20151 then
RAUM -32% over the last fiscal year-30% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Apr 30, 2021; every figure names its basis
RAUM per advisor
$25.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
14derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$813,968derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-32%derivedbetween the last two annual amendments
Advisor growth, one year
-25%derivedItem 5.B.3 between annual amendments
Client growth, one year
-52%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$65.2M87%
  • Corporations and businesses$5.5M7.4%
  • Individuals$4.2M5.6%
Individual clients
6reported
HNW clients
35reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
92reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D••••• P••• G••••••Charlottesville, VaAug 20, 201313 y0
T•••••• S•••• M•••••Charlottesville, VaFeb 26, 201413 y0
J••••••• J•••••• F••••Charlottesville, VaFeb 26, 201423 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
S•••• R•• C••••••• L•Hedge Fund$31.7M35Mar 29, 2012
Owners and control persons
Schedule A and B, latest filing
  • G••••••• D•••••• P••• · Chief Financial Officer / Chief Operating Officer / Chief Compliance Officercontrol
    since 07/2013 · owns less than 5%
  • M•••••• T••••••• S•••• · Manager / Chief Executive Officercontrol
    since 05/2007 · owns less than 5%
  • M•••••• T••••••• S•••• · Sole Membercontrol
    since 06/2013 · owns 75% or more of M••••• F••••••• L••
Entity owners
  • S••• H••••••• L•• · Member
    direct · owns 75% or more
  • M••••• F••••••• L•• · Sole Member
    indirect · owns 75% or more of M••••• H••••• L••
  • M••••• H••••• L•• · Sole Member
    indirect · owns 75% or more of S••• H••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Charlottesville, Va · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 93 to 92
    Jun 30, 2020 to Mar 31, 2021
  • Advisory employees · 4 to 3
    Jun 30, 2020 to Mar 31, 2021
  • Advisory activities · 2 to 1
    Jun 30, 2020 to Mar 31, 2021
  • Corporate clients · 6 to 5
    Jun 30, 2020 to Mar 31, 2021
  • HNW clients · 60 to 35
    Jun 30, 2020 to Mar 31, 2021
  • Individual clients · 26 to 6
    Jun 30, 2020 to Mar 31, 2021
  • Pooled vehicle clients · 1.0 to unset
    Jun 30, 2020 to Mar 31, 2021
  • Assets in custody · 31736486.0 to unset
    Jun 30, 2020 to Mar 31, 2021
  • Custody of client assets · true to false
    Jun 30, 2020 to Mar 31, 2021
  • Employees · 5 to 3
    Jun 30, 2020 to Mar 31, 2021
  • State-registered IARs · 4 to 3
    Jun 30, 2020 to Mar 31, 2021
  • Private funds · 1 to unset
    Jun 30, 2020 to Mar 31, 2021
  • Discretionary RAUM · $103M to $62.6M
    Jun 30, 2020 to Mar 31, 2021
  • HNW RAUM · $65.2M to $65.2M
    Jun 30, 2020 to Mar 31, 2021
  • Individual RAUM · $5.4M to $4.2M
    Jun 30, 2020 to Mar 31, 2021
  • Non-discretionary RAUM · $7.0M to $12.3M
    Jun 30, 2020 to Mar 31, 2021
  • Pooled vehicle RAUM · 31736486.0 to unset
    Jun 30, 2020 to Mar 31, 2021
  • RAUM · $110M to $74.9M
    Jun 30, 2020 to Mar 31, 2021
  • Accounts · 110 to 93
    Mar 28, 2019 to Mar 30, 2020
  • Charity clients · 1 to 0
    Mar 28, 2019 to Mar 30, 2020
  • Corporate clients · 9 to 6
    Mar 28, 2019 to Mar 30, 2020
  • HNW clients · 39 to 60
    Mar 28, 2019 to Mar 30, 2020
  • Individual clients · 14 to 26
    Mar 28, 2019 to Mar 30, 2020
  • Assets in custody · $37.0M to $31.7M
    Mar 28, 2019 to Mar 30, 2020
  • Other offices · 1 to 0
    Mar 28, 2019 to Mar 30, 2020
  • Discretionary RAUM · $130M to $103M
    Mar 28, 2019 to Mar 30, 2020
  • HNW RAUM · $74.7M to $65.2M
    Mar 28, 2019 to Mar 30, 2020
  • Individual RAUM · $4.4M to $5.4M
    Mar 28, 2019 to Mar 30, 2020
  • Non-discretionary RAUM · $4.7M to $7.0M
    Mar 28, 2019 to Mar 30, 2020
  • Pooled vehicle RAUM · $37.0M to $31.7M
    Mar 28, 2019 to Mar 30, 2020
  • RAUM · $135M to $110M
    Mar 28, 2019 to Mar 30, 2020
  • Charity clients · 3 to 1
    Mar 25, 2019 to Mar 28, 2019
  • Corporate clients · 14 to 9
    Mar 25, 2019 to Mar 28, 2019
  • HNW clients · 73 to 39
    Mar 25, 2019 to Mar 28, 2019
  • Individual clients · 24 to 14
    Mar 25, 2019 to Mar 28, 2019
  • Pension plan clients · unset to 0.0
    Mar 25, 2019 to Mar 28, 2019
  • Assets in custody · $64.1M to $37.0M
    Mar 25, 2019 to Mar 28, 2019
  • Discretionary RAUM · $207M to $130M
    Mar 25, 2019 to Mar 28, 2019
  • HNW RAUM · $116M to $74.7M
    Mar 25, 2019 to Mar 28, 2019
  • Individual RAUM · $4.8M to $4.4M
    Mar 25, 2019 to Mar 28, 2019
Signals
2 dated events
  • Oakman Philip Garland (Chief Compliance Officer) no longer on Schedule A of S•••• R•• C•••••• M••••••••• (listed 2020-06-30, absent 2021-03-31)
    Mar 31, 2021 · Control person left · inference
  • S•••• R•• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
    Mar 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
S••••RUNCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$25.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026