DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since Mar 20, 2012
RAUM
$680M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
20 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
5
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$680M as of Mar 26, 2026
Mar 28, 2013$344M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)47 as of Mar 26, 2026
Mar 28, 201316 then
Private funds5 as of Mar 26, 2026
Mar 28, 20132 then
RAUM -55% over the last fiscal year-29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$680M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• P••••••• C••• | Real Estate Fund | $803M | 62 | Mar 30, 2015 |
| E••••• H•••••• O••••••••• F••• I•• L••• | Real Estate Fund | $644M | 100 | Mar 28, 2013 |
| R•••••• O••• S•••••••• L••no longer reported | Real Estate Fund | $307M | 3 | Mar 30, 2018 |
| R•••••• S••• J•• L••no longer reported | Real Estate Fund | $188M | 3 | Mar 29, 2019 |
| E• A••••••••• L•• | Real Estate Fund | $168M | 15 | Mar 31, 2022 |
| E••••• H•••••• O••••••••• F••• I••• L•••no longer reported | Real Estate Fund | $150M | 10 | Mar 29, 2019 |
| R•••••• M•• J•• L••no longer reported | Real Estate Fund | $109M | 3 | Mar 30, 2016 |
| R•••••• K•••••••• L••no longer reported | Real Estate Fund | $63.5M | 4 | Mar 30, 2016 |
| H•••••• W••••••••• L••no longer reported | Real Estate Fund | $30.7M | 12 | Mar 31, 2017 |
| E••••• H•••••• O••••••••• F••• L••• | Real Estate Fund | $25.7M | 27 | Feb 14, 2012 |
| R•••••• W•••• L••no longer reported | Real Estate Fund | $17.1M | 3 | Mar 30, 2016 |
| E••••• P•••••• N••••••••• L•• | Real Estate Fund | $12.8M | 3 | Mar 31, 2022 |
| E••• H••••••••• I•• L• | Real Estate Fund | $5.6M | 4 | Mar 30, 2016 |
| E••• I• G••• L••• | Real Estate Fund | $3.5M | 2 | Mar 30, 2016 |
| E••• I• C•••••• L••no longer reported | Real Estate Fund | $16,332 | 2 | Mar 30, 2016 |
| E••• I• H••••••• ••• L••• | Real Estate Fund | $11,694 | 3 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- A••••• A••••••• G••• · Co-Chief Executive Officercontrolsince 03/2010 · owns less than 5%
- C•••••• J•••• F•••••• · Chief Financial Officercontrolsince 03/2010 · owns less than 5%
- F••••••• A••••• · Co-Chief Executive Officercontrolsince 03/2010 · owns less than 5%
- P•••••• W••••••• C•••••• · Co-Chief Executive Officercontrolsince 03/2010 · owns less than 5%
- V••••••• O•••• · Chief Compliance Officer & Chief Operating Officercontrolsince 03/2010 · owns less than 5%
- A••••• A••••••• G••• · Ownercontrolsince 01/2018 · owns 75% or more of E•••••••• B•••••• T••••••••• C•••••••••
- F••••••• A••••• · Limited Partnercontrolsince 08/2006 · owns 50% to 75% of A•• I••••••••• L••
- F••••••• M•••• · Limited Partnercontrolsince 08/2006 · owns 50% to 75% of A•• I••••••••• L••
Entity owners
- E••••• C•••••• M••••••••• L• · Ownerdirect · owns 75% or more
- A• E••••• M••••••••• L•• · Memberindirect · owns 75% or more of E••••• C•••••• M••••••••• G•• L••
- A• E••••• M••••••••• L•• · Limited Partnerindirect · owns 75% or more of E••••• C•••••• M••••••••• L•
- A•• H••••••• L•• · G•••Ral Partnerindirect · owns 75% or more of A•• I••••••••• L••
- A•• I••••••••• L•• · Memberindirect · owns 75% or more of A• E••••• M••••••••• L••
- A•••• E••••• M••••••••• L•• · Memberindirect · owns F of E••••• C•••••• M••••••••• G•• L••
- A•••• E••••• M••••••••• L•• · Limited Partnerindirect · owns F of E••••• C•••••• M••••••••• L•
- E•••••••• B•••••• T••••••••• C••••••••• · Memberindirect · owns 75% or more of A•••• E••••• M••••••••• L••
- E••••• C•••••• M••••••••• G•• L•• · G•••Ral Partnerindirect · owns F of E••••• C•••••• M••••••••• L•
Related persons
Schedule D 7.A
- A•••• R••• E••••• C••••••investment advisernRAUM $341M
- B•••••• A•••••• G••••• L••broker-dealern
- R•••••• I••••••••• M••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Corte Madera, CA9 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $1,497,245,904 to $679,546,496 (-55.0%) between the annual amendments of 2025-03-28 and 2026-03-26; the peer median change was +8.0% (672 comparable advisers, 0.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (672) · 0.3% percentile
What changed
consecutive filings, newest first
- Accounts · 14 to 12Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 23 to 20Mar 28, 2025 to Mar 26, 2026
- BD registered reps · 5 to 2Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 14 to 12Mar 28, 2025 to Mar 26, 2026
- Employees · 66 to 47Mar 28, 2025 to Mar 26, 2026
- Private funds · 7 to 5Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.5B to $680MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.5B to $680MMar 28, 2025 to Mar 26, 2026
- RAUM · $1.5B to $680MMar 28, 2025 to Mar 26, 2026
- Accounts · 16 to 14Jan 21, 2025 to Mar 28, 2025
- Pooled vehicle clients · 16 to 14Jan 21, 2025 to Mar 28, 2025
- Assets in custody · 0.0 to unsetJan 21, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 21, 2025 to Mar 28, 2025
- Other offices · 1 to 3Jan 21, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.5BJan 21, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.5BJan 21, 2025 to Mar 28, 2025
- RAUM · $1.7B to $1.5BJan 21, 2025 to Mar 28, 2025
- Accounts · 17 to 16Mar 27, 2023 to Mar 27, 2024
- Advisory employees · 18 to 23Mar 27, 2023 to Mar 27, 2024
- BD registered reps · 1 to 5Mar 27, 2023 to Mar 27, 2024
- Pooled vehicle clients · 17 to 16Mar 27, 2023 to Mar 27, 2024
- Employees · 51 to 66Mar 27, 2023 to Mar 27, 2024
- Private funds · 8 to 7Mar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.9B to $1.7BMar 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.9B to $1.7BMar 27, 2023 to Mar 27, 2024
- RAUM · $1.9B to $1.7BMar 27, 2023 to Mar 27, 2024
- Employees · 42 to 51Mar 31, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.8B to $1.9BMar 31, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.8B to $1.9BMar 31, 2022 to Mar 27, 2023
- RAUM · $1.8B to $1.9BMar 31, 2022 to Mar 27, 2023
- Accounts · 14 to 17Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 14 to 17Mar 31, 2021 to Mar 31, 2022
- Private funds · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- RAUM · $1.8B to $1.8BMar 31, 2021 to Mar 31, 2022
- Accounts · 7 to 14May 8, 2020 to Mar 31, 2021
- Pooled vehicle clients · 7 to 14May 8, 2020 to Mar 31, 2021
- Assets in custody · $1.5B to $0May 8, 2020 to Mar 31, 2021
- Custody of client assets · true to falseMay 8, 2020 to Mar 31, 2021
Signals
3 dated events
- E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• reported RAUM $679.5M, down 55% from $1.5B (2025-03-28 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• reported RAUM $1.5B, up 52% from $996.1M (2019-10-09 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Lee Jacquelyn Avila (Trustee) no longer on Schedule A of E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• (listed 2019-10-09, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/encore_capital_managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- E•••••CM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-961-1000reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E••••• H•••••• O••••••••• F••• I••••••••• M••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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