DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
T•••••• P•••••••
Legal name T•••••• I••••••••• P••••••• L••
Latest filing Nov 13, 2024
First filing on the tape Feb 9, 2012 · 22 filings
RAUM
$432M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
27 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$46.7M gross assets
History
22 filings and snapshots on the tape
RAUM$435M as of Mar 29, 2024
Mar 22, 2013$257M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 22, 20130 then
Employees (5.A)29 as of Mar 29, 2024
Mar 22, 201326 then
Private funds2 as of Mar 29, 2024
Mar 22, 20132 then
RAUM -13% over the last fiscal year+8.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 13, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $61.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$432M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• N•• Y••• C••• G• F••• L• | Real Estate Fund | $28.5M | 40 | Mar 30, 2016 |
| T•••••• N•• Y••• C••• I••••••••• F••• L• | Real Estate Fund | $18.2M | 9 | Feb 9, 2012 |
| T•••••• P••••••• F••• L•no longer reported | Real Estate Fund | $12.6M | 27 | Feb 9, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• C••••••••• M•••••• · Chief Investment Officercontrolsince 01/2018 · owns less than 5%
- B•••••• C••••••• R•••••• · Managing Member/Co-Chief Executive Officercontrolsince 10/1997 · owns 50% to 75%
- M•••••• T••• N•• · Chief Compliance Officer & Chief Financial Officercontrolsince 10/2024 · owns less than 5%
- P••••••• P•••• E••• · Managing Member/Co-Chief Executive Officercontrolsince 10/1997 · owns 50% to 75%
- W••••• C••••••• J•• · President & Chief Operating Officercontrolsince 03/2021 · owns less than 5%
- Z•••••••• A•••••• N•• · General Counsel & Executive Vpcontrolsince 04/2010 · owns less than 5%
Entity owners
- T•• E••••••• E••••• H••••••• L•• · Profit Sharing Interest Holderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- N•• Y••• C••• P••••••• F••• G• L••pooled vehicle sponsorn
- T•••••• N•• Y••• C••• I••••••••• F••• G• L••pooled vehicle sponsorn
- T•••••• N•• G• F••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $435M to $432MMar 29, 2024 to Jun 6, 2024
- Pooled vehicle RAUM · $435M to $432MMar 29, 2024 to Jun 6, 2024
- RAUM · $435M to $432MMar 29, 2024 to Jun 6, 2024
- Advisory employees · 33 to 27Jul 6, 2023 to Mar 29, 2024
- Employees · 38 to 29Jul 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $500M to $435MJul 6, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $500M to $435MJul 6, 2023 to Mar 29, 2024
- RAUM · $500M to $435MJul 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $498M to $500MMar 31, 2023 to Jul 6, 2023
- Pooled vehicle RAUM · $498M to $500MMar 31, 2023 to Jul 6, 2023
- RAUM · $498M to $500MMar 31, 2023 to Jul 6, 2023
- Advisory employees · 26 to 33Jun 22, 2022 to Mar 31, 2023
- Employees · 36 to 38Jun 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $396M to $498MJun 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $396M to $498MJun 22, 2022 to Mar 31, 2023
- RAUM · $396M to $498MJun 22, 2022 to Mar 31, 2023
- Advisory employees · 24 to 26Jun 16, 2021 to Mar 29, 2022
- Employees · 35 to 36Jun 16, 2021 to Mar 29, 2022
- Discretionary RAUM · $334M to $396MJun 16, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $334M to $396MJun 16, 2021 to Mar 29, 2022
- RAUM · $334M to $396MJun 16, 2021 to Mar 29, 2022
- Accounts · 4 to 7Jul 9, 2020 to Mar 29, 2021
- Advisory employees · 21 to 24Jul 9, 2020 to Mar 29, 2021
- Pooled vehicle clients · 4 to 7Jul 9, 2020 to Mar 29, 2021
- Employees · 46 to 35Jul 9, 2020 to Mar 29, 2021
- Discretionary RAUM · $349M to $334MJul 9, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $349M to $334MJul 9, 2020 to Mar 29, 2021
- RAUM · $349M to $334MJul 9, 2020 to Mar 29, 2021
- Business name · T•••••• I••••••••• P••••••• L•• to T•••••• P•••••••Mar 27, 2020 to Jul 9, 2020
- Discretionary RAUM · $348M to $349MMar 27, 2020 to Jul 9, 2020
- Pooled vehicle RAUM · $348M to $349MMar 27, 2020 to Jul 9, 2020
- RAUM · $348M to $349MMar 27, 2020 to Jul 9, 2020
- Accounts · 2 to 4Mar 28, 2019 to Mar 27, 2020
- Advisory employees · 20 to 21Mar 28, 2019 to Mar 27, 2020
- Pooled vehicle clients · 2 to 4Mar 28, 2019 to Mar 27, 2020
- Employees · 43 to 46Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $236M to $348MMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $236M to $348MMar 28, 2019 to Mar 27, 2020
- RAUM · $236M to $348MMar 28, 2019 to Mar 27, 2020
- Advisory employees · 19 to 20Mar 28, 2018 to Mar 28, 2019
Signals
7 dated events
- Nmn Tal Madmon (Chief Compliance Officer & Chief Financial Officer) appeared on Schedule A of T•••••• P•••••••Nov 13, 2024 · Control person joined · fact
- Edward Scott Rabacs (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of T•••••• P••••••• (listed 2024-06-06, absent 2024-11-13)Nov 13, 2024 · Control person left · inference
- T•••••• P••••••• reported RAUM $498.4M, up 26% from $396.0M (2022-06-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Joy Colleen Wenke (President & Chief Operating Officer) appeared on Schedule A of T•••••• P•••••••Mar 29, 2021 · Control person joined · fact
- Jay Martin Rabinowitz (Senior Advisor) no longer on Schedule A of T•••••• P••••••• (listed 2019-03-28, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- T•••••• P••••••• reported RAUM $348.4M, up 47% from $236.4M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- T•••••• P••••••• reported RAUM $217.8M, down 36% from $338.7M (2017-08-30 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…