DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

T••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Newport Beach, CaliforniaCRD 159472SEC 801-73747website IAPD

Latest filing May 11, 2026

First filing on the tape Feb 14, 2012 · 24 filings

SEC status approved since Mar 29, 2012

RAUM

$1.9B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$1.9B as of May 11, 2026

Mar 28, 2013$454M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 11, 2026

Mar 28, 20130 then

Employees (5.A)9 as of May 11, 2026

Mar 28, 20134 then

Private funds7 as of May 11, 2026

Mar 28, 20134 then

RAUM +2.2% over the last fiscal year-2.9% a year over threeIARs 0 to 0offices 1 to 0

Practice profile

derived from the filing of May 11, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $269MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +2.2%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.0B, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.9B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.0B for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

8 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••• T••••••• F••• I• L•	Private Equity Fund	$682M	296	Mar 22, 2023
M•••••• T••••••• F••• V••• L•	Private Equity Fund	$604M	254	Mar 10, 2020
M•••••• T••••••• F••• V•• L•	Private Equity Fund	$438M	182	Mar 9, 2017
M•••••• T••••••• F••• V• L•	Private Equity Fund	$173M	100	Mar 25, 2015
M•••••• T••••••• F••• V• L•	Private Equity Fund	$93.9M	73	Feb 14, 2012
M•••••• T••••••• F••• I• L•	Private Equity Fund	$34.1M	60	Feb 14, 2012
M•••••• T••••••• F••• I•• L•no longer reported	Private Equity Fund	$30.1M	39	Feb 14, 2012
M•••••• T••••••• F••• I•••• L•no longer reported	Private Equity Fund	$9.2M	88	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

B•••••• E•••• J••• · Principal, Cfocontrol
since 08/2013 · owns less than 5%
G•••••• S•••• M•••••• · Principal, Ccocontrol
since 01/2015 · owns less than 5%
S••••• B••••• M• · Senior Advisorcontrol
since 02/2007 · owns less than 5%
P••••• E••••• J••• · Retired
since 08/2017 · owns less than 5%

Entity owners

R••• C••••••••• T•••••• O• T•• C•••••••• F••••• T•••• · Managing Member
direct · owns 50% to 75%
S••••• T•••• T•••••• O• T•• 2••• S•• T••• F••••• T•••• D•••• J••• 2•• 2••• · Managing Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

M•••••• T••••••• P••••••• I• L•
pooled vehicle sponsory
M•••••• T••••••• P••••••• V• L•
pooled vehicle sponsory
M•••••• T••••••• P••••••• V• L•
pooled vehicle sponsory
M•••••• T••••••• P••••••• V•• L•
pooled vehicle sponsory
M•••••• T••••••• P••••••• V••• L•
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Dallas, TX1 employees

What changed

consecutive filings, newest first

Accounts · 6 to 7
Mar 18, 2025 to Mar 23, 2026
Pooled vehicle clients · 6 to 7
Mar 18, 2025 to Mar 23, 2026
Other offices · 1 to 0
Mar 18, 2025 to Mar 23, 2026
Private funds · 6 to 7
Mar 18, 2025 to Mar 23, 2026
Discretionary RAUM · $1.8B to $1.9B
Mar 18, 2025 to Mar 23, 2026
Pooled vehicle RAUM · $1.8B to $1.9B
Mar 18, 2025 to Mar 23, 2026
RAUM · $1.8B to $1.9B
Mar 18, 2025 to Mar 23, 2026
Related adviser · true to false
Mar 18, 2025 to Mar 23, 2026
Financial planning clients · unset to
Mar 25, 2024 to Mar 18, 2025
Discretionary RAUM · $2.0B to $1.8B
Mar 25, 2024 to Mar 18, 2025
Pooled vehicle RAUM · $2.0B to $1.8B
Mar 25, 2024 to Mar 18, 2025
RAUM · $2.0B to $1.8B
Mar 25, 2024 to Mar 18, 2025
Assets in custody · $2.3B to $2.0B
Mar 22, 2023 to Mar 25, 2024
Discretionary RAUM · $2.1B to $2.0B
Mar 22, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $2.1B to $2.0B
Mar 22, 2023 to Mar 25, 2024
RAUM · $2.1B to $2.0B
Mar 22, 2023 to Mar 25, 2024
Accounts · 5 to 6
Mar 18, 2022 to Mar 22, 2023
Pooled vehicle clients · 5 to 6
Mar 18, 2022 to Mar 22, 2023
Assets in custody · $1.7B to $2.3B
Mar 18, 2022 to Mar 22, 2023
HQ city · IRVINE to NEWPORT BEACH
Mar 18, 2022 to Mar 22, 2023
Private funds · 5 to 6
Mar 18, 2022 to Mar 22, 2023
Discretionary RAUM · $1.7B to $2.1B
Mar 18, 2022 to Mar 22, 2023
Pooled vehicle RAUM · $1.7B to $2.1B
Mar 18, 2022 to Mar 22, 2023
RAUM · $1.7B to $2.1B
Mar 18, 2022 to Mar 22, 2023
Discretionary RAUM · $1.6B to $1.7B
Mar 12, 2021 to Mar 18, 2022
Pooled vehicle RAUM · $1.6B to $1.7B
Mar 12, 2021 to Mar 18, 2022
RAUM · $1.6B to $1.7B
Mar 12, 2021 to Mar 18, 2022
Assets in custody · $1.5B to $1.7B
Mar 10, 2020 to Mar 12, 2021
Discretionary RAUM · $1.8B to $1.6B
Mar 10, 2020 to Mar 12, 2021
Pooled vehicle RAUM · $1.8B to $1.6B
Mar 10, 2020 to Mar 12, 2021
RAUM · $1.8B to $1.6B
Mar 10, 2020 to Mar 12, 2021
Accounts · 6 to 5
Mar 19, 2019 to Mar 10, 2020
Pooled vehicle clients · 6 to 5
Mar 19, 2019 to Mar 10, 2020
Private funds · 6 to 5
Mar 19, 2019 to Mar 10, 2020
Discretionary RAUM · $1.4B to $1.8B
Mar 19, 2019 to Mar 10, 2020
Pooled vehicle RAUM · $1.4B to $1.8B
Mar 19, 2019 to Mar 10, 2020
RAUM · $1.4B to $1.8B
Mar 19, 2019 to Mar 10, 2020
Advisory employees · 5 to 4
Mar 12, 2018 to Mar 19, 2019
Assets in custody · $1.7B to $1.5B
Mar 12, 2018 to Mar 19, 2019
Employees · 8 to 9
Mar 12, 2018 to Mar 19, 2019

Signals

3 dated events

Charles Ronn Cornelius (Managing Member) no longer on Schedule A of T••••••• M••••••••• L•• (listed 2023-03-22, absent 2024-03-25)
Mar 25, 2024 · Control person left · inference
Samuel Tang (Managing Member) no longer on Schedule A of T••••••• M••••••••• L•• (listed 2023-03-22, absent 2024-03-25)
Mar 25, 2024 · Control person left · inference
T••••••• M••••••••• L•• reported RAUM $1.8B, up 26% from $1.4B (2019-03-19 to 2020-03-10)
Mar 10, 2020 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

T••••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider
T••••••• M••••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: M••••••T•••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (949) 398-0005reportedpublic record, Form ADV, May 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026