DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• P•••••••• I•••
Latest filing Mar 25, 2026
First filing on the tape Feb 14, 2012 · 31 filings
SEC status approved since Feb 23, 2012
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$169M as of Mar 25, 2026
Mar 23, 2013$243M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 23, 20130 then
Employees (5.A)9 as of Mar 25, 2026
Mar 23, 201312 then
Private funds5 as of Mar 25, 2026
Mar 23, 20138 then
RAUM -5.2% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$169M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• C•••••• P••••••• I••• L••• | Private Equity Fund | $96.4M | 77 | Oct 9, 2018 |
| A•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $68.8M | 84 | Feb 14, 2012 |
| A•••• C•••••• P••••••• S•••• L•••no longer reported | Private Equity Fund | $26.1M | 2 | Feb 14, 2012 |
| A•••• C•••••• P••••••• P•••••• L•••no longer reported | Private Equity Fund | $9.3M | 59 | Feb 14, 2012 |
| A••••••••• C••••••••• L•• | Private Equity Fund | $5.1M | 19 | Mar 28, 2024 |
| W•••••• I••••••••• H•••••••• L•• | Private Equity Fund | $4.6M | 10 | Mar 8, 2023 |
| A••••••••• C••••••••• L•• | Private Equity Fund | $4.2M | 10 | Oct 9, 2018 |
| A••••••••• I• C••••••••• L••no longer reported | Private Equity Fund | $1.2M | 1 | Feb 14, 2012 |
| A••••••••• C••••••••• L••no longer reported | Private Equity Fund | $582,382 | 16 | Feb 14, 2012 |
| A••••••••• C••••••••• L••no longer reported | Private Equity Fund | $272,240 | 6 | Mar 23, 2013 |
| A••••••• B•••• C••••••••• L••no longer reported | Private Equity Fund | $81,744 | 24 | Feb 14, 2012 |
| A••••••••• C••••••••• L••no longer reported | Private Equity Fund | $35,331 | 6 | Feb 14, 2012 |
| A•••••••• C••••••••• L••no longer reported | Private Equity Fund | $0 | 15 | Feb 14, 2012 |
| A••••••••• C••••••••• L••no longer reported | Private Equity Fund | $0 | 16 | Mar 23, 2013 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• R••••••• J•• · Presidentcontrolsince 07/2002 · owns 50% to 75%
- G••••••••• G••••••• L••••••• · Vice Presidentsince 07/2002 · owns 25% to 50%
- P•••••••• P•••• · Chief Compliance Officer, Chief Financial Officer, Secretarysince 01/2008 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• M••••••••• I•• L••pooled vehicle sponsorn
- A•••• M••••••••• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Lincolnshire, IL2 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 25, 2025 to Mar 25, 2026
- Pooled vehicle clients · 4 to 5Mar 25, 2025 to Mar 25, 2026
- Private funds · 4 to 5Mar 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $179M to $169MMar 25, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $179M to $169MMar 25, 2025 to Mar 25, 2026
- RAUM · $179M to $169MMar 25, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $175M to $179MMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $175M to $179MMar 28, 2024 to Mar 25, 2025
- RAUM · $175M to $179MMar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $238M to $175MMay 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $238M to $175MMay 8, 2023 to Mar 28, 2024
- RAUM · $238M to $175MMay 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $237M to $238MMar 8, 2023 to May 8, 2023
- Pooled vehicle RAUM · $237M to $238MMar 8, 2023 to May 8, 2023
- RAUM · $237M to $238MMar 8, 2023 to May 8, 2023
- Private funds · 3 to 4May 20, 2022 to Mar 8, 2023
- Discretionary RAUM · $212M to $237MMay 20, 2022 to Mar 8, 2023
- Pooled vehicle RAUM · $212M to $237MMay 20, 2022 to Mar 8, 2023
- RAUM · $212M to $237MMay 20, 2022 to Mar 8, 2023
- Employees · 10 to 9Nov 2, 2021 to Mar 30, 2022
- Private funds · 4 to 3Nov 2, 2021 to Mar 30, 2022
- Discretionary RAUM · $174M to $212MNov 2, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $174M to $212MNov 2, 2021 to Mar 30, 2022
- RAUM · $174M to $212MNov 2, 2021 to Mar 30, 2022
- Employees · 9 to 10Apr 14, 2020 to Mar 29, 2021
- Discretionary RAUM · $194M to $174MApr 14, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $194M to $174MApr 14, 2020 to Mar 29, 2021
- RAUM · $194M to $174MApr 14, 2020 to Mar 29, 2021
- Accounts · 5 to 4Mar 23, 2020 to Apr 14, 2020
- Pooled vehicle clients · 5 to 4Mar 23, 2020 to Apr 14, 2020
- Discretionary RAUM · $194M to $194MMar 23, 2020 to Apr 14, 2020
- Pooled vehicle RAUM · $194M to $194MMar 23, 2020 to Apr 14, 2020
- RAUM · $194M to $194MMar 23, 2020 to Apr 14, 2020
- Accounts · 6 to 5Mar 22, 2019 to Mar 23, 2020
- Pooled vehicle clients · 6 to 5Mar 22, 2019 to Mar 23, 2020
- Private funds · 5 to 4Mar 22, 2019 to Mar 23, 2020
- Discretionary RAUM · $183M to $194MMar 22, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $183M to $194MMar 22, 2019 to Mar 23, 2020
- RAUM · $183M to $194MMar 22, 2019 to Mar 23, 2020
Signals
1 dated events
- A•••• C•••••• P•••••••• I••• reported RAUM $152.1M, down 42% from $263.2M (2017-03-27 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••• C•••••• P•••••••• I••• · Independent Sponsorsshared crd · capital_provider
- A•••• C•••••• P•••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••CAPITALPARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-429-2000reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026