DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• L•
Latest filing Mar 13, 2026
First filing on the tape Feb 14, 2012 · 17 filings
SEC status approved since Mar 12, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.3B as of Mar 13, 2026
Mar 13, 2013$941M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Mar 13, 20130 then
Employees (5.A)21 as of Mar 13, 2026
Mar 13, 201316 then
Private funds8 as of Mar 13, 2026
Mar 13, 20131 then
RAUM +11% over the last fiscal year+2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $154MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.3B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• I•• ••• L••• | Private Equity Fund | $519M | 89 | Mar 27, 2020 |
| S••••••• C•••••• P••••••• I• ••••••••• L••• | Private Equity Fund | $403M | 83 | Mar 14, 2016 |
| S••••••• C•••••• P••••••• I• ••••••••• L••• | Private Equity Fund | $235M | 24 | Mar 14, 2016 |
| S••••••• C•••••• P••••••• I• A••• L••• | Private Equity Fund | $200M | 83 | Mar 27, 2020 |
| S••••••• I•• ••• L••• | Private Equity Fund | $169M | 33 | Mar 27, 2020 |
| S••••••• C• P••••••• I••• L••• | Private Equity Fund | $53.5M | 4 | Mar 31, 2021 |
| S••••••• A•••••• P••••••• I• L•••no longer reported | Private Equity Fund | $51.6M | 2 | Mar 28, 2017 |
| S••••••• A•••••• P•••••••• L•••no longer reported | Private Equity Fund | $29.2M | 2 | Mar 28, 2017 |
| S••••••• C•••••• M•••••• L••• | Hedge Fund | $19.5M | 92 | Feb 14, 2012 |
| S••••••• U• P•••••••• L•••no longer reported | Private Equity Fund | $13.5M | 2 | Mar 14, 2016 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• E•••••• A••••• · Co-President Of Registrantcontrolsince 10/2005 · owns less than 5%
- N•••••• D•••• B•••••• · Partner Of Registrantcontrolsince 02/2015 · owns less than 5%
- S•••••• S••••• M•••••• · Co-President Of Registrantcontrolsince 10/2005 · owns less than 5%
- V••••••• D•••• N•• · Vp, Secretary, Treasurer, Chief Compliance Officer Of Registrant And Relying Advisercontrolsince 09/2013 · owns less than 5%
- G••••••• E•••••• A••••• · Trusteecontrolsince 08/1993 · owns F of T•• E••••• A•• K•••• G•••••• T•••• U•• A••••• 3• 1•••
- G••••••• K••••• H•••••• · Trusteecontrolsince 08/1993 · owns F of T•• E••••• A•• K•••• G•••••• T•••• U•• A••••• 3• 1•••
- S•••••• S••••• M•••••• · Trusteecontrolsince 08/2009 · owns F of T•• S•••• M• S••••• 2••• R•••••••• T••••
Entity owners
- S••••••• M••••••••• L•• · Owner And General Partner Of Registrantdirect · owns 75% or more
- S••••••• C•••••• M••• L•• · General Partnerindirect · owns F of S••••••• Capital G•••••, L.P.
- T•• E••••• A•• K•••• G•••••• T•••• U•• A••••• 3• 1••• · Memberindirect · owns 25% to 50% of S••••••• M••••••••• L•• And S••••••• C•••••• M••• L••
- T•• S•••• M• S••••• 2••• R•••••••• T•••• · Memberindirect · owns 25% to 50% of S••••••• M••••••••• L•• And S••••••• C•••••• M••• L••
Related persons
Schedule D 7.A
- S••••••• C•••••• G••••• I•• L•••investment adviserbankpooled vehicle sponsorn
- S••••••• C•••••• G•••••• L•••investment adviserbankpooled vehicle sponsorn
- S••••••• G••••• I••• L•••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palo Alto, CA9 employees
What changed
consecutive filings, newest first
- Accounts · 17 to 15Mar 28, 2025 to Mar 13, 2026
- Advisory employees · 25 to 21Mar 28, 2025 to Mar 13, 2026
- Pooled vehicle clients · 10 to 8Mar 28, 2025 to Mar 13, 2026
- Assets in custody · $2.1B to $2.3BMar 28, 2025 to Mar 13, 2026
- Employees · 25 to 21Mar 28, 2025 to Mar 13, 2026
- Private funds · 7 to 8Mar 28, 2025 to Mar 13, 2026
- Discretionary RAUM · $2.1B to $2.3BMar 28, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $2.1B to $2.3BMar 28, 2025 to Mar 13, 2026
- RAUM · $2.1B to $2.3BMar 28, 2025 to Mar 13, 2026
- Accounts · 16 to 17Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 27 to 25Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $2.1B to $2.1BMar 28, 2024 to Mar 28, 2025
- Employees · 27 to 25Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.1B to $2.1BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.1B to $2.1BMar 28, 2024 to Mar 28, 2025
- RAUM · $2.1B to $2.1BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 23 to 27Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $2.2B to $2.1BMar 29, 2023 to Mar 28, 2024
- Employees · 23 to 27Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.2B to $2.1BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.2B to $2.1BMar 29, 2023 to Mar 28, 2024
- RAUM · $2.2B to $2.1BMar 29, 2023 to Mar 28, 2024
- Advisory employees · 22 to 23Mar 28, 2022 to Mar 29, 2023
- Assets in custody · $2.5B to $2.2BMar 28, 2022 to Mar 29, 2023
- Employees · 22 to 23Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.5B to $2.2BMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.5B to $2.2BMar 28, 2022 to Mar 29, 2023
- RAUM · $2.5B to $2.2BMar 28, 2022 to Mar 29, 2023
- Advisory employees · 23 to 22Mar 31, 2021 to Mar 28, 2022
- Assets in custody · $1.8B to $2.5BMar 31, 2021 to Mar 28, 2022
- Employees · 23 to 22Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.8B to $2.5BMar 31, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.8B to $2.5BMar 31, 2021 to Mar 28, 2022
- RAUM · $1.8B to $2.5BMar 31, 2021 to Mar 28, 2022
- Accounts · 14 to 16Mar 27, 2020 to Mar 31, 2021
- Advisory employees · 20 to 23Mar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 9 to 10Mar 27, 2020 to Mar 31, 2021
- Assets in custody · $1.1B to $1.8BMar 27, 2020 to Mar 31, 2021
- Employees · 20 to 23Mar 27, 2020 to Mar 31, 2021
Signals
4 dated events
- S••••••• C•••••• L• reported RAUM $2.5B, up 35% from $1.8B (2021-03-31 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- S••••••• C•••••• L• reported RAUM $1.8B, up 67% from $1.1B (2020-03-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S••••••• C•••••• L• reported RAUM $1.1B, down 27% from $1.5B (2019-03-20 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- S••••••• C•••••• L• reported RAUM $1.2B, up 46% from $832.0M (2017-03-28 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sageview-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-625-4200reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026