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Former SEC-registered adviser

P••••••• A•••• M•••••••••

Former SEC-registered adviserSydney, CRD 159573SEC 801-73899websiteIAPD
Legal name P••••••• I••••••••• M••••••••• L••••••
Latest filing Oct 30, 2025
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 14, 2012
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
82
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$5.0B as of Oct 30, 2025
Sep 27, 2012$15B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 30, 2025
Sep 26, 20130 then
Employees (5.A)82 as of Oct 30, 2025
Sep 26, 201375 then
Private funds6 as of Oct 30, 2025
Sep 27, 201212 then
RAUM -54% over the last fiscal year-34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Oct 30, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$360MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-36%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.7B93%
  • Corporations and businesses$375M7.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      15 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••••• I••••••••• F•••Hedge Fund$3.5B9,779Feb 14, 2012
      P••••••• A••• F•••Hedge Fund$1.4B5,781Feb 14, 2012
      T•• P••••••• M••••• P••••••••no longer reportedHedge Fund$525M396Mar 23, 2012
      P••••••• I••••••••• H••••• C••• F•••no longer reportedHedge Fund$308M3,274Sep 28, 2015
      P••••••• U••••••• F•••no longer reportedHedge Fund$288M985Sep 25, 2014
      P••••••• J•••• F•••Hedge Fund$192M1,737Feb 14, 2012
      P••••••• I••••••••• B••••• F•••Hedge Fund$191M2,061Feb 14, 2012
      T•• P••••••• M••••• P•••••••• L••Hedge Fund$88.0M109Sep 26, 2013
      T•• P••••••• F••• L••••••Hedge Fund$73.5M78Mar 23, 2012
      P••••••• I••••••••• T••••••••• F•••no longer reportedHedge Fund$39.7M390Feb 14, 2012
      T•• P••••••• J•••• M••••• F••• L••••••Hedge Fund$23.6M23Mar 23, 2012
      T•• P••••••• J•••• F••• L••••••Hedge Fund$19.8M17Mar 23, 2012
      T•• P••••••• F••• L••Hedge Fund$15.3M31Mar 23, 2012
      T•• P••••••• U••• T•• E••••• F•••no longer reportedHedge Fund$9.9M21Mar 23, 2012
      T•• P••••••• J•••• F••• L••Hedge Fund$4.0M6Mar 23, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• M••••••• R••••• · Chief Compliance Officercontrol
        since 11/2015 · owns less than 5%
      • N•••••• E••••••••• A•• · Directorcontrol
        since 05/2015 · owns less than 5%
      • P•••••• J••••••• F••••••• · Directorcontrol
        since 03/2024 · owns less than 5%
      • S•••••••• A•••••• N••••• · Directorcontrol
        since 08/2015 · owns less than 5%
      Entity owners
      • P••••••• A•••• P•• L•••••• · Holding Company
        direct · owns 75% or more
      • P••••••• A•••• M••••••••• L•••••• · Shareholder
        indirect · owns 75% or more of P••••••• A•••• P•• L••••••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 16 to 14
        Feb 26, 2025 to Oct 30, 2025
      • Advisory employees · 25 to 22
        Feb 26, 2025 to Oct 30, 2025
      • Corporate clients · 3 to 2
        Feb 26, 2025 to Oct 30, 2025
      • Pooled vehicle clients · 13 to 12
        Feb 26, 2025 to Oct 30, 2025
      • Employees · 95 to 82
        Feb 26, 2025 to Oct 30, 2025
      • Private funds · 7 to 6
        Feb 26, 2025 to Oct 30, 2025
      • Discretionary RAUM · $7.1B to $5.0B
        Feb 26, 2025 to Oct 30, 2025
      • Pooled vehicle RAUM · $6.4B to $4.7B
        Feb 26, 2025 to Oct 30, 2025
      • RAUM · $7.1B to $5.0B
        Feb 26, 2025 to Oct 30, 2025
      • Related adviser · false to true
        Feb 26, 2025 to Oct 30, 2025
      • Related bank · false to true
        Feb 26, 2025 to Oct 30, 2025
      • Accounts · 19 to 16
        Oct 8, 2024 to Feb 26, 2025
      • Advisory employees · 27 to 25
        Oct 8, 2024 to Feb 26, 2025
      • Corporate clients · 4 to 3
        Oct 8, 2024 to Feb 26, 2025
      • Pension plan clients · 1.0 to unset
        Oct 8, 2024 to Feb 26, 2025
      • Pooled vehicle clients · 14 to 13
        Oct 8, 2024 to Feb 26, 2025
      • Employees · 114 to 95
        Oct 8, 2024 to Feb 26, 2025
      • Financial planning clients · unset to
        Oct 8, 2024 to Feb 26, 2025
      • HQ state · unset to
        Oct 8, 2024 to Feb 26, 2025
      • Private funds · 10 to 7
        Oct 8, 2024 to Feb 26, 2025
      • Discretionary RAUM · $8.4B to $7.1B
        Oct 8, 2024 to Feb 26, 2025
      • Pension RAUM · 363757787.0 to unset
        Oct 8, 2024 to Feb 26, 2025
      • Pooled vehicle RAUM · $7.4B to $6.4B
        Oct 8, 2024 to Feb 26, 2025
      • RAUM · $8.4B to $7.1B
        Oct 8, 2024 to Feb 26, 2025
      • Accounts · 25 to 19
        Sep 26, 2023 to Sep 23, 2024
      • Advisory employees · 34 to 27
        Sep 26, 2023 to Sep 23, 2024
      • Corporate clients · 6 to 4
        Sep 26, 2023 to Sep 23, 2024
      • Pooled vehicle clients · 18 to 14
        Sep 26, 2023 to Sep 23, 2024
      • Employees · 127 to 114
        Sep 26, 2023 to Sep 23, 2024
      • Discretionary RAUM · $11B to $8.4B
        Sep 26, 2023 to Sep 23, 2024
      • Pension RAUM · $1.1B to $364M
        Sep 26, 2023 to Sep 23, 2024
      • Pooled vehicle RAUM · $9.2B to $7.4B
        Sep 26, 2023 to Sep 23, 2024
      • RAUM · $11B to $8.4B
        Sep 26, 2023 to Sep 23, 2024
      • Related adviser · true to false
        Sep 26, 2023 to Sep 23, 2024
      • Accounts · 24 to 25
        Sep 28, 2022 to Sep 26, 2023
      • Advisory employees · 33 to 34
        Sep 28, 2022 to Sep 26, 2023
      • Pooled vehicle clients · 17 to 18
        Sep 28, 2022 to Sep 26, 2023
      • Employees · 112 to 127
        Sep 28, 2022 to Sep 26, 2023
      • Private funds · 11 to 10
        Sep 28, 2022 to Sep 26, 2023
      • Discretionary RAUM · $12B to $11B
        Sep 28, 2022 to Sep 26, 2023
      Signals
      7 dated events
      • P••••••• A•••• M••••••••• no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $5.0B)
        Feb 2, 2026 · Left the SEC roster · derived
      • P••••••• A•••• M••••••••• reported RAUM $5.0B, down 29% from $7.1B (2025-02-26 to 2025-10-30)
        Oct 30, 2025 · RAUM change · derived
      • Mcrae A••••• Clifford (Director) no longer on Schedule A of P••••••• A•••• M••••••••• (listed 2023-09-26, absent 2024-09-23)
        Sep 23, 2024 · Control person left · inference
      • Franklin Jeffrey Peters (Director) appeared on Schedule A of P••••••• A•••• M•••••••••
        Sep 23, 2024 · Control person joined · fact
      • Kerr Stephen William Neilson (Shareholder) no longer on Schedule A of P••••••• A•••• M••••••••• (listed 2022-09-28, absent 2023-09-26)
        Sep 26, 2023 · Control person left · inference
      • P••••••• A•••• M••••••••• reported RAUM $12.4B, down 28% from $17.2B (2021-09-27 to 2022-09-28)
        Sep 28, 2022 · RAUM change · derived
      • Lydia Patricia Judith Neilson (Shareholder) no longer on Schedule A of P••••••• A•••• M••••••••• (listed 2018-09-26, absent 2019-09-26)
        Sep 26, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026