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Former SEC-registered adviser

I••••••••• M••••••••• S••••••• T• P•••••• F•••••

Former SEC-registered adviserMiami Beach, FloridaCRD 159591SEC 801-74233IAPD
Legal name A•••••••• C•••••• M••••••••• L••
Latest filing Feb 15, 2012
First filing on the tape Feb 15, 2012 · 1 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
4
$1.4B gross assets
History
1 filings and snapshots on the tape
RAUM: $1.7B
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: 4
Practice profile
derived from the filing of Feb 15, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$211MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L•• C••••••••• P••••••• I••••••••• F•••• L•••Real Estate Fund$781M7Feb 15, 2012
      L•• C•• 2••••• L•••Securitized Asset Fund$255M0Feb 15, 2012
      L•• C•• 2••••• L•••Securitized Asset Fund$218M0Feb 15, 2012
      M•••••• S••••• 2••••• L•••Securitized Asset Fund$134M0Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••• J•••••• A•••••• · President
        since 07/2011 · owns less than 5%
      • O••••• C•••• M••••• · Vice President - Finance And Treasurer
        since 07/2011 · owns less than 5%
      • S•••••••• S•••••• · Vice President, Secretary And Chief Compliance Officer
        since 07/2011 · owns less than 5%
      Entity owners
      • A•••••••• H••••••• L•• · Sole Member
        direct · owns 75% or more
      • L•• P••••••• L•• · Sole Member
        indirect · owns 75% or more of A•••••••• H••••••• L••
      • V•• L•• H••••• L•• · Member
        indirect · owns 25% to 50% of L•• P••••••• L••
      • V•••••• R•••••• L••• · Member
        indirect · owns 75% or more of V•• L•• H••••• L•• · public reporting company
      Related persons
      Schedule D 7.A
      • A•••••••• R••••• C•••••••••
        investment companyn
      Offices
      Schedule D 1.F, the 25 largest
      • Newport Beach, CA
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      I••••••••• M••••••••• S••••••• T• P•••••• F••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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