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SEC-registered adviser

T•••••• G•••••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 159696SEC 801-117052websiteIAPD
Legal name T•••••• G••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 21, 2011 · 16 filings
SEC status approved since Jul 26, 2019
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$228M as of Mar 30, 2026
Mar 30, 2020$366M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20200 then
Employees (5.A)4 as of Mar 30, 2026
Mar 30, 20205 then
Private funds1 as of Mar 30, 2026
Mar 30, 20201 then
RAUM -3.4% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$114MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$228M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• G••••• I•••••••• F••• I• L•••Hedge Fund$196M56Nov 21, 2011
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• C•••••• O•••••• · Managing Member, Chief Investment Officer, Ceocontrol
        since 01/2011 · owns 75% or more
      • S••••••• M•••• G••••• · Cfo, Ccocontrol
        since 08/2020 · owns less than 5%
      Related persons
      Schedule D 7.A
      • T•••••• G••••• I•••••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $236M to $228M
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $236M to $228M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $236M to $228M
        Mar 28, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $273M to $236M
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $273M to $236M
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $273M to $236M
        Mar 28, 2024 to Mar 28, 2025
      • Related adviser · false to true
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 4 to 3
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 5 to 4
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $367M to $273M
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $367M to $273M
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $367M to $273M
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $457M to $367M
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $457M to $367M
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $457M to $367M
        Mar 30, 2022 to Mar 30, 2023
      • Related adviser · true to false
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $456M to $457M
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $456M to $457M
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $456M to $457M
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $366M to $456M
        Sep 18, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $366M to $456M
        Sep 18, 2020 to Mar 30, 2021
      • RAUM · $366M to $456M
        Sep 18, 2020 to Mar 30, 2021
      • Discretionary RAUM · $359M to $366M
        Nov 1, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $359M to $366M
        Nov 1, 2019 to Mar 30, 2020
      • RAUM · $359M to $366M
        Nov 1, 2019 to Mar 30, 2020
      • Business name · T•••••• G••••• M••••••••• L•• to T•••••• G•••••
        Oct 31, 2019 to Nov 1, 2019
      • Business name · T•••••• G••••• to T•••••• G••••• M••••••••• L••
        Jun 26, 2019 to Oct 31, 2019
      • Private funds · 2 to 1
        Jun 26, 2019 to Oct 31, 2019
      • Discretionary RAUM · $322M to $359M
        Jun 26, 2019 to Oct 31, 2019
      • Pooled vehicle RAUM · $322M to $359M
        Jun 26, 2019 to Oct 31, 2019
      • RAUM · $322M to $359M
        Jun 26, 2019 to Oct 31, 2019
      • Related adviser · false to true
        Jun 26, 2019 to Oct 31, 2019
      • Related bank · false to true
        Jun 26, 2019 to Oct 31, 2019
      • Legal name · T•••••• G••••• M••••••••• L•• to T•••••• G••••• M••••••••• L••
        Oct 31, 2019 to Oct 31, 2019
      • Accounts · 1 to 2
        May 3, 2012 to Jun 26, 2019
      • Advisory employees · unset to 4.0
        May 3, 2012 to Jun 26, 2019
      • BD registered reps · unset to 0.0
        May 3, 2012 to Jun 26, 2019
      • Pooled vehicle clients · unset to 2.0
        May 3, 2012 to Jun 26, 2019
      • Assets in custody · 0.0 to unset
        May 3, 2012 to Jun 26, 2019
      Signals
      6 dated events
      • Dong Richard Wang (Managing Member) no longer on Schedule A of T•••••• G••••• (listed 2023-03-30, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Gerald Mark Simmons (Cfo, Cco) appeared on Schedule A of T•••••• G•••••
        Sep 14, 2020 · Control person joined · fact
      • Rachel Erin Lavelle (Cfo, Cco) no longer on Schedule A of T•••••• G••••• (listed 2020-03-30, absent 2020-09-14)
        Sep 14, 2020 · Control person left · inference
      • Rachel Erin Lavelle (Cfo, Cco) appeared on Schedule A of T•••••• G•••••
        Oct 31, 2019 · Control person joined · fact
      • Asher Qureshi (Cfo, Cco) no longer on Schedule A of T•••••• G••••• (listed 2019-06-26, absent 2019-10-31)
        Oct 31, 2019 · Control person left · inference
      • T•••••• G••••• filed its initial SEC registration (Form ADV)
        Jun 26, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/T••••••-GLOBAL-INVESTORS/ABOUTreportedpublic record, Form ADV, Mar 30, 2026
      Website
      T••••••-GLOBAL.COMreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      415-645-2400reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026