DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Benchmark Investment Advisors LLC

Independent wealth managerChicago, IllinoisCRD 159705SEC 801-73022websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jan 4, 2012 · 37 filings
SEC status approved since Jan 3, 2012
RAUM
$329M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$260M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$329M as of Mar 31, 2026
Mar 13, 2013$143M then
HNW client RAUM$254M as of Mar 31, 2026
Mar 24, 2018$98.2M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 13, 20132 then
Employees (5.A)6 as of Mar 31, 2026
Mar 13, 20132 then
Private funds: no history
RAUM +7.8% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$110MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
41derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$2.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+7.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, publicationsreportedItem 5.G
Custody
$2.0M, 22 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$254M77%
  • Corporations and businesses$58.0M18%
  • Charitable organizations$11.0M3.3%
  • Individuals$6.1M1.9%
Individual clients
29reported
HNW clients
93reported
Pension plan clients
n/areported
Charitable clients
2reported
Accounts
126reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$2.0M for 22 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.79 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Patrick SwiftChartered Financial AnalystChicago, IlJan 19, 201226 y5
Jamie Anthony TebbeFrisco, Tx Dec 17, 201329 y1
Thomas Peter WalsheChicago, IlAug 28, 202116 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Patrick John Swift · Ceocontrol
    since 12/2011 · owns 50% to 75%
  • Anthony Jamie Tebbe · Ccocontrol
    since 06/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chicago, Il · principal300
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 112 to 126
    Aug 25, 2025 to Mar 31, 2026
  • Charity clients · 3 to 2
    Aug 25, 2025 to Mar 31, 2026
  • Corporate clients · 1 to 2
    Aug 25, 2025 to Mar 31, 2026
  • HNW clients · 89 to 93
    Aug 25, 2025 to Mar 31, 2026
  • Individual clients · 19 to 29
    Aug 25, 2025 to Mar 31, 2026
  • Assets in custody · $2.6M to $2.0M
    Aug 25, 2025 to Mar 31, 2026
  • Employees · 4 to 6
    Aug 25, 2025 to Mar 31, 2026
  • Other offices · 2 to 1
    Aug 25, 2025 to Mar 31, 2026
  • Discretionary RAUM · $305M to $329M
    Aug 25, 2025 to Mar 31, 2026
  • HNW RAUM · $227M to $254M
    Aug 25, 2025 to Mar 31, 2026
  • Individual RAUM · $3.3M to $6.1M
    Aug 25, 2025 to Mar 31, 2026
  • RAUM · $305M to $329M
    Aug 25, 2025 to Mar 31, 2026
  • Other offices · 1 to 2
    Mar 20, 2025 to Aug 25, 2025
  • Accounts · 100 to 112
    Dec 5, 2024 to Mar 20, 2025
  • Charity clients · unset to 3.0
    Dec 5, 2024 to Mar 20, 2025
  • Corporate clients · unset to 1.0
    Dec 5, 2024 to Mar 20, 2025
  • HNW clients · 87 to 89
    Dec 5, 2024 to Mar 20, 2025
  • Individual clients · 10 to 19
    Dec 5, 2024 to Mar 20, 2025
  • Assets in custody · $1.4M to $2.6M
    Dec 5, 2024 to Mar 20, 2025
  • Financial planning clients · 51-100 to 101-250
    Dec 5, 2024 to Mar 20, 2025
  • Discretionary RAUM · $270M to $305M
    Dec 5, 2024 to Mar 20, 2025
  • HNW RAUM · $201M to $227M
    Dec 5, 2024 to Mar 20, 2025
  • Individual RAUM · $1.7M to $3.3M
    Dec 5, 2024 to Mar 20, 2025
  • RAUM · $270M to $305M
    Dec 5, 2024 to Mar 20, 2025
  • Accounts · 94 to 100
    Sep 26, 2023 to Mar 25, 2024
  • Advisory activities · 4 to 3
    Sep 26, 2023 to Mar 25, 2024
  • HNW clients · 79 to 87
    Sep 26, 2023 to Mar 25, 2024
  • Individual clients · 12 to 10
    Sep 26, 2023 to Mar 25, 2024
  • Assets in custody · $2.5M to $1.4M
    Sep 26, 2023 to Mar 25, 2024
  • Discretionary RAUM · $211M to $270M
    Sep 26, 2023 to Mar 25, 2024
  • HNW RAUM · $146M to $201M
    Sep 26, 2023 to Mar 25, 2024
  • Individual RAUM · $3.5M to $1.7M
    Sep 26, 2023 to Mar 25, 2024
  • Pension RAUM · 1200000.0 to unset
    Sep 26, 2023 to Mar 25, 2024
  • RAUM · $211M to $270M
    Sep 26, 2023 to Mar 25, 2024
  • Accounts · 91 to 94
    Mar 30, 2022 to Mar 28, 2023
  • Advisory employees · 3 to 4
    Mar 30, 2022 to Mar 28, 2023
  • HNW clients · 73 to 79
    Mar 30, 2022 to Mar 28, 2023
  • Individual clients · 14 to 12
    Mar 30, 2022 to Mar 28, 2023
  • Assets in custody · $31.0M to $2.5M
    Mar 30, 2022 to Mar 28, 2023
  • Discretionary RAUM · $248M to $211M
    Mar 30, 2022 to Mar 28, 2023
Signals
1 dated events
  • Gentry Private Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jan 4, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
312-259-9595reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
618-792-1111reportedpublished by the firm, firm site, Sep 16, 2026
Website
trustbenchmark.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
312-552-9595reportedpublic record, Form ADV, Mar 31, 2026
Contact form
trustbenchmark.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$110Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026