DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

F•••••••• T••• I••••••••• M••••••••• P••• L•••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Singapore

Asset manager (funds and pooled vehicles), based in Singapore, reporting $291M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$291M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+15%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 159747 · SEC 801-113995 · 12 filingsShow
CRD 159747SEC 801-113995First filing on the tape Aug 17, 2018, latest Feb 12, 2026SEC status approved since Oct 10, 2018IAPD
RAUM
$291M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$291M as of Feb 12, 2026
Mar 29, 2019$742M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 12, 2026
Mar 29, 20190 then
Employees (5.A)10 as of Feb 12, 2026
Mar 29, 201916 then
Private funds1 as of Feb 12, 2026
Mar 29, 20192 then
RAUM +15% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$58.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$175M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$182M62%
  • Corporations and businesses$109M38%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$175M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.62 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••• F•••no longer reportedHedge Fund$292M41Mar 29, 2012
      A••••• F••• P••• L•••Hedge Fund$175M9Mar 20, 2018
      A••••• P••• L•••no longer reportedHedge Fund$80.7M1Mar 30, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• V•••• · Directorcontrol
        since 05/2023 · owns less than 5%
      • S•••••••• R••••• · Director, Chief Executive Officer And Foundercontrol
        since 08/2008 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 9
        Apr 22, 2025 to Feb 12, 2026
      • Assets in custody · $145M to $175M
        Apr 22, 2025 to Feb 12, 2026
      • Employees · 11 to 10
        Apr 22, 2025 to Feb 12, 2026
      • Discretionary RAUM · $253M to $291M
        Apr 22, 2025 to Feb 12, 2026
      • Pooled vehicle RAUM · $150M to $182M
        Apr 22, 2025 to Feb 12, 2026
      • RAUM · $253M to $291M
        Apr 22, 2025 to Feb 12, 2026
      • Advisory employees · 11 to 10
        Oct 8, 2024 to Apr 22, 2025
      • Assets in custody · $137M to $145M
        Oct 8, 2024 to Apr 22, 2025
      • Financial planning clients · unset to
        Oct 8, 2024 to Apr 22, 2025
      • HQ state · unset to
        Oct 8, 2024 to Apr 22, 2025
      • Private funds · 2 to 1
        Oct 8, 2024 to Apr 22, 2025
      • Discretionary RAUM · $228M to $253M
        Oct 8, 2024 to Apr 22, 2025
      • Pooled vehicle RAUM · $137M to $150M
        Oct 8, 2024 to Apr 22, 2025
      • RAUM · $228M to $253M
        Oct 8, 2024 to Apr 22, 2025
      • Business name · F•••••••• T••• I••••••••• M••••••••• to F•••••••• T••• I••••••••• M••••••••• P••• L•••
        Mar 28, 2024 to Oct 8, 2024
      • Advisory employees · 12 to 11
        Jun 1, 2023 to Mar 28, 2024
      • Assets in custody · $210M to $137M
        Jun 1, 2023 to Mar 28, 2024
      • Employees · 12 to 11
        Jun 1, 2023 to Mar 28, 2024
      • Discretionary RAUM · $210M to $228M
        Jun 1, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $136M to $137M
        Jun 1, 2023 to Mar 28, 2024
      • RAUM · $210M to $228M
        Jun 1, 2023 to Mar 28, 2024
      • Advisory employees · 10 to 12
        Mar 30, 2022 to Mar 31, 2023
      • Assets in custody · unset to 209989589.0
        Mar 30, 2022 to Mar 31, 2023
      • Custody of client assets · false to true
        Mar 30, 2022 to Mar 31, 2023
      • Employees · 13 to 12
        Mar 30, 2022 to Mar 31, 2023
      • Discretionary RAUM · $274M to $210M
        Mar 30, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $194M to $136M
        Mar 30, 2022 to Mar 31, 2023
      • RAUM · $274M to $210M
        Mar 30, 2022 to Mar 31, 2023
      • Employees · 14 to 13
        Mar 30, 2021 to Mar 30, 2022
      • Organization form · Corporation to Other (specify)
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $679M to $274M
        Mar 30, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $598M to $194M
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $679M to $274M
        Mar 30, 2021 to Mar 30, 2022
      • Accounts · 6 to 5
        Mar 27, 2020 to Mar 30, 2021
      • Advisory employees · 9 to 10
        Mar 27, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 5 to 4
        Mar 27, 2020 to Mar 30, 2021
      • Discretionary RAUM · $756M to $679M
        Mar 27, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $696M to $598M
        Mar 27, 2020 to Mar 30, 2021
      • RAUM · $756M to $679M
        Mar 27, 2020 to Mar 30, 2021
      • Advisory employees · 10 to 9
        Jun 7, 2019 to Mar 27, 2020
      Signals
      9 dated events
      • ••• Locked
        Feb 12, 2026 · private fund no longer reported · inference
      • ••• Locked
        Mar 28, 2024 · Control person left · inference
      • ••• Locked
        Mar 28, 2024 · Control person joined · fact
      • ••• Locked
        Mar 30, 2022 · RAUM change · derived
      • ••• Locked
        Mar 30, 2022 · Control person left · inference
      • ••• Locked
        Mar 30, 2022 · Control person joined · fact
      • ••• Locked
        Mar 30, 2021 · Control person left · inference
      • ••• Locked
        Mar 29, 2019 · ria registration change · fact
      • ••• Locked
        Aug 17, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026