DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• S•••• C••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 30, 2012
RAUM
$949M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$158M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$949M as of Mar 11, 2026
Apr 1, 2013$508M then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 11, 2026
Apr 1, 20135 then
Employees (5.A)10 as of Mar 11, 2026
Apr 1, 20137 then
Private funds2 as of Mar 11, 2026
Mar 28, 20141 then
RAUM -17% over the last fiscal year-12% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- $158MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $475MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$949M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• T••••• H••••• | Folly Beach, Sc | Apr 17, 2024 | 25 y | 0 |
| B•••• K•••• | Folly Beach, Sc | Apr 18, 2024 | 16 y | 0 |
| J••• H••••• F•••••• | Folly Beach, Sc | Apr 24, 2024 | 16 y | 0 |
| B••••••• C••••••• S••••• | Folly Beach, Sc | Sep 9, 2024 | 20 y | 0 |
| S•••• S••••••••• H••••• | Folly Beach, Sc | Nov 11, 2024 | 26 y | 0 |
| K••••• L•• C••••• | Folly Beach, Sc | Dec 5, 2024 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• S•••• C•••••• F•••• L• | Hedge Fund | $1.5B | 14 | Feb 26, 2016 |
| O••• T•••••• F•••• L••no longer reported | Other Private Fund | $497M | 1 | Feb 14, 2012 |
| W•••••• C•••••• S••••• F••• L•• • S••••• F•no longer reported | Hedge Fund | $156M | 1 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• K•••••• L•• · Membercontrolsince 06/2010 · owns 10% to 25%
- F••••••• J•••• H••••• · Member, Chief Compliance Officercontrolsince 06/2010 · owns 10% to 25%
- H•••••• J•••• T••••• · Membercontrolsince 06/2010 · owns 10% to 25%
- H•••••• S••••• S••••••••• · Memebercontrolsince 06/2010 · owns 10% to 25%
- K••••• B•••• · Lead Developersince 09/2010 · owns 5% to 10%
- S•••••• B•••••••• C••••••• · Membersince 08/2011 · owns 5% to 10%
Related persons
Schedule D 7.A
- G••••• S•••• C•••••• F••• G•• L••pooled vehicle sponsorn
- G• C•••••• P••••••• A• P•• L••investment advisery
- G• C•••••• P••••••• U• L••investment advisery
- G•• E••••• L••••••y
- G•• G••••• L••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Folly Beach, Sc · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 21, 2025 to Mar 11, 2026
- Pooled vehicle clients · 1 to 2Mar 21, 2025 to Mar 11, 2026
- Private funds · 1 to 2Mar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $1.1B to $949MMar 21, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $1.1B to $949MMar 21, 2025 to Mar 11, 2026
- RAUM · $1.1B to $949MMar 21, 2025 to Mar 11, 2026
- Financial planning clients · unset to Mar 11, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.5B to $1.1BMar 11, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $1.5B to $1.1BMar 11, 2024 to Mar 21, 2025
- RAUM · $1.5B to $1.1BMar 11, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.4B to $1.5BMay 22, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $1.4B to $1.5BMay 22, 2023 to Mar 11, 2024
- RAUM · $1.4B to $1.5BMay 22, 2023 to Mar 11, 2024
- Discretionary RAUM · $1.4B to $1.4BMar 28, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BMar 28, 2022 to Mar 24, 2023
- RAUM · $1.4B to $1.4BMar 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $1.6B to $1.4BApr 6, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.6B to $1.4BApr 6, 2021 to Mar 28, 2022
- RAUM · $1.6B to $1.4BApr 6, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.6B to $1.6BMar 26, 2021 to Apr 6, 2021
- Pooled vehicle RAUM · $1.6B to $1.6BMar 26, 2021 to Apr 6, 2021
- RAUM · $1.6B to $1.6BMar 26, 2021 to Apr 6, 2021
- Discretionary RAUM · $1.1B to $1.6BApr 13, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $1.1B to $1.6BApr 13, 2020 to Mar 26, 2021
- RAUM · $1.1B to $1.6BApr 13, 2020 to Mar 26, 2021
- Discretionary RAUM · $1.1B to $1.1BFeb 13, 2019 to Feb 10, 2020
- Pooled vehicle RAUM · $1.1B to $1.1BFeb 13, 2019 to Feb 10, 2020
- RAUM · $1.1B to $1.1BFeb 13, 2019 to Feb 10, 2020
- Discretionary RAUM · $984M to $1.1BNov 5, 2018 to Feb 13, 2019
- Pooled vehicle RAUM · $984M to $1.1BNov 5, 2018 to Feb 13, 2019
- RAUM · $984M to $1.1BNov 5, 2018 to Feb 13, 2019
- Employees · 8 to 10Apr 10, 2018 to Nov 5, 2018
- Pooled vehicle clients · unset to 1.0Apr 13, 2017 to Mar 12, 2018
- Other offices · unset to 0.0Apr 13, 2017 to Mar 12, 2018
- Discretionary RAUM · $1.0B to $984MApr 13, 2017 to Mar 12, 2018
- Pooled vehicle RAUM · unset to 984027796.0Apr 13, 2017 to Mar 12, 2018
- RAUM · $1.0B to $984MApr 13, 2017 to Mar 12, 2018
- Discretionary RAUM · $256M to $1.0BFeb 13, 2017 to Apr 13, 2017
- RAUM · $256M to $1.0BFeb 13, 2017 to Apr 13, 2017
- Discretionary RAUM · $215M to $256MJul 14, 2016 to Feb 13, 2017
Signals
1 dated events
- G••••• S•••• C••••••• L•• reported RAUM $1.6B, up 42% from $1.1B (2020-04-13 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 843-588-5169reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $158Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026