DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• C•••••• A•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jan 25, 2012 · 40 filings
SEC status approved since Feb 21, 2012
RAUM
$1.5B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.5B as of Mar 26, 2026
Mar 4, 2013$158M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 4, 20130 then
Employees (5.A)20 as of Mar 26, 2026
Mar 4, 20135 then
Private funds10 as of Mar 26, 2026
Mar 4, 20135 then
RAUM +21% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $1.2B, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B90%
- Investment companies$152M9.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 41 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• C•••••• M••••• F••• I•• L• | Hedge Fund | $568M | 789 | Mar 29, 2012 |
| I••••••• P•••••• F••• •••• L• | Hedge Fund | $319M | 266 | Jan 25, 2012 |
| T•• O•••• F•••• L•• | Hedge Fund | $93.3M | 104 | Jan 25, 2012 |
| I••••••• P•••••• F•••• L• | Hedge Fund | $57.5M | 90 | Jan 25, 2012 |
| I••••••• P•••••• F••• •••• C•••••• L•••no longer reported | Hedge Fund | $52.4M | 102 | Mar 4, 2013 |
| I••••••• S•••••• S••••••••• F••• I• L••• | Hedge Fund | $43.6M | 23 | Mar 4, 2013 |
| I••••••• M•• O••••••••• F•••• L••no longer reported | Hedge Fund | $30.2M | 21 | Mar 31, 2023 |
| I••••••• C••• A••••••••• F•••no longer reported | Hedge Fund | $21.0M | 14 | Oct 16, 2013 |
| I••••••• S•• F•••• L••no longer reported | Hedge Fund | $9.9M | 42 | Mar 31, 2023 |
| I••••••• S•••••••• R•••••••• E••••• F••• I• L•• | Hedge Fund | $6.6M | 45 | Mar 29, 2022 |
| I••••••• L••••••••• E••••• F•••• L••no longer reported | Hedge Fund | $6.6M | 14 | Mar 16, 2017 |
| I••••••• B•• F•••• L••no longer reported | Hedge Fund | $3.7M | 0 | Mar 31, 2023 |
| I••••••• E•••• F•••• L••no longer reported | Hedge Fund | $1.3M | 3 | Mar 31, 2023 |
| A••••• L••no longer reported | Hedge Fund | $1.1M | 12 | Mar 29, 2022 |
| I••••••• A••••••••• I••••• F•••• L•••no longer reported | Hedge Fund | $671,026 | 10 | Oct 16, 2013 |
| C•••••• C•••••• D••••••••• I• S•• I• L•• | Hedge Fund | $609,465 | 10 | Sep 11, 2018 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• D•••••• A••• · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- J••••••• R••••••• P••••••• · Partner And Chief Business Development Officercontrolsince 03/2010 · owns less than 5%
- J••••• G••••••• B•••• · Partnercontrolsince 04/2024 · owns less than 5%
- S••••• R•••• M•••• · Chief Operating Officercontrolsince 01/2024 · owns less than 5%
- V•••• J••••••• J• · Partner And Chief Executive Officercontrolsince 11/2011 · owns less than 5%
- W•••••••• M•••••• L•• · Partner And Chief Marketing Officercontrolsince 11/2011 · owns less than 5%
- B••••• M•••••• H••••• · Chief Compliance Officersince 04/2018 · owns less than 5%
Entity owners
- I••••••• C•••••• P•••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- I••••••• C•••••• M••••••••• L••pooled vehicle sponsorn
- I••••••• C•••••• S•••••• M••••••••• L••pooled vehicle sponsorn
- I••••••• C••••• A•••••••• L••investment advisery
- I••••••• S• M••••••••• L••pooled vehicle sponsorn
- O•••• I••••••••• M••••••••• L••pooled vehicle sponsorn
Advisers that list I••••••• C•••••• A•••••••• L•• as a related person
- 331652 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 49 to 50Jul 16, 2025 to Mar 26, 2026
- Advisory employees · 3 to 7Jul 16, 2025 to Mar 26, 2026
- Pooled vehicle clients · 48 to 49Jul 16, 2025 to Mar 26, 2026
- Assets in custody · $909M to $1.2BJul 16, 2025 to Mar 26, 2026
- Employees · 17 to 20Jul 16, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.0B to $1.2BJul 16, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $303M to $338MJul 16, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BJul 16, 2025 to Mar 26, 2026
- RAUM · $1.4B to $1.5BJul 16, 2025 to Mar 26, 2026
- Accounts · 46 to 49Mar 28, 2025 to Jul 16, 2025
- Pooled vehicle clients · 45 to 48Mar 28, 2025 to Jul 16, 2025
- Assets in custody · $823M to $909MMar 28, 2025 to Jul 16, 2025
- Employees · 14 to 17Mar 28, 2025 to Jul 16, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 16, 2025
- Private funds · 7 to 10Mar 28, 2025 to Jul 16, 2025
- Discretionary RAUM · $962M to $1.0BMar 28, 2025 to Jul 16, 2025
- Pooled vehicle RAUM · $1.1B to $1.2BMar 28, 2025 to Jul 16, 2025
- RAUM · $1.3B to $1.4BMar 28, 2025 to Jul 16, 2025
- Accounts · 37 to 46Jan 15, 2025 to Mar 28, 2025
- Pooled vehicle clients · 36 to 45Jan 15, 2025 to Mar 28, 2025
- Assets in custody · $0 to $823MJan 15, 2025 to Mar 28, 2025
- Employees · 20 to 14Jan 15, 2025 to Mar 28, 2025
- Insurance-licensed employees · 0 to 1Jan 15, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $962MJan 15, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $303MJan 15, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BJan 15, 2025 to Mar 28, 2025
- RAUM · $1.2B to $1.3BJan 15, 2025 to Mar 28, 2025
- Assets in custody · unset to 0.0Aug 20, 2024 to Nov 11, 2024
- Custody of client assets · false to trueAug 20, 2024 to Nov 11, 2024
- Related adviser · false to trueAug 20, 2024 to Nov 11, 2024
- Discretionary RAUM · $1.1B to $1.2BMar 26, 2024 to May 16, 2024
- Pooled vehicle RAUM · $946M to $1.1BMar 26, 2024 to May 16, 2024
- RAUM · $1.1B to $1.2BMar 26, 2024 to May 16, 2024
- Accounts · 40 to 37Jan 30, 2024 to Mar 26, 2024
- Advisory employees · 4 to 3Jan 30, 2024 to Mar 26, 2024
- Pooled vehicle clients · 39 to 36Jan 30, 2024 to Mar 26, 2024
- Employees · 12 to 20Jan 30, 2024 to Mar 26, 2024
- Discretionary RAUM · $1.0B to $1.1BJan 30, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $926M to $946MJan 30, 2024 to Mar 26, 2024
- RAUM · $1.0B to $1.1BJan 30, 2024 to Mar 26, 2024
Signals
4 dated events
- Adam Daniel Fazioli (Chief Financial Officer) appeared on Schedule A of I••••••• C•••••• A•••••••• L••May 16, 2024 · Control person joined · fact
- Brian Gregory Jones (Partner) appeared on Schedule A of I••••••• C•••••• A•••••••• L••Mar 26, 2024 · Control person joined · fact
- Philip Steven Barth (Partner And Chief Operating Officer) no longer on Schedule A of I••••••• C•••••• A•••••••• L•• (listed 2023-10-03, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- Marie Ryan Scott (Chief Operating Officer) appeared on Schedule A of I••••••• C•••••• A•••••••• L••Jan 30, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••••FUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-458-4448reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026