DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E• M••••••••• S•••••••• I•••

Former SEC-registered adviserAustin, TexasCRD 159891SEC 801-80051IAPD
Latest filing Mar 30, 2015
First filing on the tape Jun 30, 2014 · 3 filings
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$264M gross assets
History
3 filings and snapshots on the tape
RAUM$264M as of Mar 30, 2015
Jun 30, 2014$198M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2015
Jun 30, 20140 then
Employees (5.A)7 as of Mar 30, 2015
Jun 30, 20147 then
Private funds3 as of Mar 30, 2015
Jun 30, 20144 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$88.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$178M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$178M for 3 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••••••• C•••••• I•• L•Private Equity Fund$283M23Aug 8, 2022
      E••••••• C•••••• P••••••• S••• I••• L•Private Equity Fund$67.1M6Nov 19, 2014
      E••••••• C•••••• P••••••• S••• I• L•••Private Equity Fund$1.9M3Mar 29, 2012
      E••••••• C•••••• I• L•••Private Equity Fund$28827Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• J••••• R••• · Member And Manager, E••••••• S••• C•••••• M••••••••• L••control
        since 06/2010 · owns 10% to 25%
      • J••••• S••••• P•••••• · Member And Manager, E••••••• S••• C•••••• M••••••••• L••control
        since 06/2010 · owns 10% to 25%
      • J•••••• C••••••••• M•••••• · Member And Manager, E••••••• S••• C•••••• M••••••••• I••• L••control
        since 09/2014 · owns 10% to 25%
      • S•••••• W••••••• A•••••• · Member And Manager, E••••••• S••• C•••••• M••••••••• L••control
        since 06/2010 · owns 10% to 25%
      • A••••••• J•••••• C•••••• · Member And Managercontrol
        since 05/2005 · owns 25% to 50% of A•••• P••••••• I• L••
      • C•••••••• J••••• R••• · Member And Managercontrol
        since 05/2005 · owns 50% to 75% of E••••••• C•••••• M••••••••• C••• L•••••
      • C•••••••• J••••• R••• · Limited Partnercontrol
        since 05/2005 · owns 25% to 50% of E• M••••••••• I• L•••
      • D••••••••• K••••••• P••• · Member And Managercontrol
        since 05/2005 · owns 25% to 50% of A•••• P••••••• I• L••
      • S•••••• W••••••• A•••••• · Limited Partnercontrol
        since 05/2005 · owns 25% to 50% of E• M••••••••• I• L•••
      • S•••••• W••••••• A•••••• · Member And Managercontrol
        since 05/2005 · owns 50% to 75% of E••••••• Capital Management Co., L.L.C
      • A••••••• J•••••• C•••••• · Member, E••••••• S••• C•••••• M••••••••• L••
        since 06/2010 · owns 10% to 25%
      • B•••••••• L•••••••• R••• · Chief Compliance Officer, E• M••••••••• S•••••••• I•••
        since 06/2014 · owns less than 5%
      • D••••••••• K••••••• P••• · Member, E••••••• S••• C•••••• M••••••••• L••
        since 06/2010 · owns 10% to 25%
      • T•••••••• J•••• D•••••• · Member
        since 05/2005 · owns 25% to 50% of A•••• P••••••• I• L••
      • W•••••• B•••••• F•••••• · Member
        since 05/2005 · owns 25% to 50% of A•••• P••••••• I• L••
      Entity owners
      • E• M••••••••• I• L••• · General Partner, E••••••• C•••••• M••••••••• I•
        direct · owns 50% to 75%
      • A•••• P••••••• I• L•• · General Partner
        indirect · owns F of A•••• P••••••• I• L•••
      • E••••••• C•••••• M••••••••• C••• L••••• · General Partner
        indirect · owns F of Ec Management, L.P.
      • A•••• P••••••• I• L••• · General Partner, E••••••• C•••••• M••••••••• I•
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • E••••••• C•••••• M••••••••• I•
        pooled vehicle sponsorn
      • E••••••• S••• C•••••• M••••••••• I••• L••
        pooled vehicle sponsorn
      • E••••••• S••• C•••••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Campbell, CA
      What changed
      consecutive filings, newest first
      • Assets in custody · $186M to $178M
        Nov 19, 2014 to Mar 30, 2015
      • Discretionary RAUM · $271M to $264M
        Nov 19, 2014 to Mar 30, 2015
      • RAUM · $271M to $264M
        Nov 19, 2014 to Mar 30, 2015
      • Accounts · 2 to 3
        Jun 30, 2014 to Nov 19, 2014
      • Assets in custody · $191M to $186M
        Jun 30, 2014 to Nov 19, 2014
      • Private funds · 4 to 3
        Jun 30, 2014 to Nov 19, 2014
      • Discretionary RAUM · $198M to $271M
        Jun 30, 2014 to Nov 19, 2014
      • RAUM · $198M to $271M
        Jun 30, 2014 to Nov 19, 2014
      Signals
      1 dated events
      • E• M••••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)
        Jun 30, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/escalate-capitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      E•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026