DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Europa Investment Bank Inc.
Latest filing Jan 29, 2020
First filing on the tape Feb 15, 2012 · 30 filings
RAUM
$300B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
15
$1341B gross assets
History
30 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 5, 2016
Feb 5, 20130 then
Employees (5.A)34 as of Jul 5, 2016
Feb 5, 201334 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 29, 2020; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $300BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed fees, performance-based, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, educational seminars, otherreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$300B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourly, performance, commissionsreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Europa Investment Bank Inc. | Liquidity Fund | $1000B | 1 | Jul 27, 2018 |
| Europa Investment Bank Inc. | Hedge Fund | $80B | 1 | Jun 1, 2018 |
| Strasburg Investment Bank Inc. | Hedge Fund | $60B | 1 | Jun 1, 2018 |
| Marlboro International | Private Equity Fund | $30B | 1 | Jan 29, 2020 |
| Miami-Dade Sexolon Fund | Liquidity Fund | $30B | 1 | Jan 24, 2019 |
| Oakland Park International Industrial Complex | Private Equity Fund | $30B | 1 | Jan 29, 2020 |
| Diesel Dog Records Inc | Hedge Fund | $30B | 1 | Jun 1, 2018 |
| Odessa International | Private Equity Fund | $30B | 1 | Jan 29, 2020 |
| Boudoux International | Private Equity Fund | $30B | 1 | Jan 29, 2020 |
| United States Special Command (Usstacom)-Stargate | Liquidity Fund | $10B | 1 | Jul 27, 2018 |
| Milano Securities Group Inc. | Hedge Fund | $7.0B | 1 | Jun 1, 2018 |
| Departamento De Policia Federal Directorate Of Black Operations | Liquidity Fund | $1.0B | 1 | Jan 29, 2020 |
| United States Secret Service | Liquidity Fund | $1.0B | 1 | Jul 27, 2018 |
| Central Intelligence Agency Directorate Of Black Operations | Liquidity Fund | $1.0B | 1 | Jul 27, 2018 |
| Fbi Directorate Of Black Operations | Liquidity Fund | $1.0B | 1 | Jul 27, 2018 |
| Departamento De Policia Federal Washington Dc | Liquidity Fund | $100M | 1 | Jul 27, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Emmanuel Marcus Maximus · President, Ceo And Ccocontrolsince 11/2011 · owns 10% to 25%
Entity owners
- Europa Investment Bank Inc · Shareholderdirect · owns 75% or more
- Gen Marc Allum · Chief Financial Officerdirect · owns less than 5%
- Lt Gen Billy Boswell · Director - Global Business (West Africa)direct · owns less than 5%
- Lt Gen Bobby Boswell · Director - Global Business (East Africa)direct · owns less than 5%
- Lt Gen Daouda Kante · Director - Global Business (Central Africa)direct · owns less than 5%
- Lt Gen Sebastian Vettel · Director - Global Business (Eastern Europe And Russia)direct · owns less than 5%
- Maj Gen Lewis Hamilton · Director - Global Business (Western Europe)direct · owns less than 5%
- Sony Corporation · Shareholderindirect · owns F of Europa Investment Bank Inc
- Cargill Inc · Shareholderindirect · owns F of Europa Investment Bank Inc
- Ch2m Hill Companies Ltd. · Shareholderindirect · owns F of Europa Investment Bank Inc
- Chevron Corporation · Shareholderindirect · owns F of Europa Investment Bank Inc
- Comerica · Shareholderindirect · owns F of Europa Investment Bank Inc
- East West Bancorp · Shareholderindirect · owns F of Europa Investment Bank Inc
- Europa Investment Bank Inc · Shareholderindirect · owns 75% or more of Europa Investment Bank Inc
- First Horizon National Corporation · Shareholderindirect · owns F of Europa Investment Bank Inc
- First Republic · Shareholderindirect · owns F of Europa Investment Bank Inc
- Frost Bank · Shareholderindirect · owns F of Europa Investment Bank Inc
- Gap Inc. · Shareholderindirect · owns F of Europa Investment Bank Inc
- General Mills, Inc. · Shareholderindirect · owns F of Europa Investment Bank Inc
- Publix Super Markets, Inc. · Shareholderindirect · owns F of Europa Investment Bank Inc
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Brighton, CO1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 1Jan 24, 2019 to Jan 29, 2020
- Private funds · 11 to 15Jan 24, 2019 to Jan 29, 2020
- Private funds · 10 to 11Jul 27, 2018 to Jan 24, 2019
- Private funds · 4 to 10Jun 29, 2018 to Jul 27, 2018
- Private funds · unset to 1May 30, 2018 to Jun 1, 2018
- Private funds · 1 to 4Jun 1, 2018 to Jun 1, 2018
- Accounts · unset to 1.0Aug 15, 2016 to May 30, 2018
- HQ city · PORT OF SPAIN to NEW YORKAug 15, 2016 to May 30, 2018
- HQ state · unset to NYAug 15, 2016 to May 30, 2018
- Other offices · unset to 3.0Aug 15, 2016 to May 30, 2018
- Discretionary RAUM · unset to 0.0Aug 15, 2016 to May 30, 2018
- Non-discretionary RAUM · unset to 300000000000.0Aug 15, 2016 to May 30, 2018
- RAUM · unset to 300000000000.0Aug 15, 2016 to May 30, 2018
- Advisory employees · unset to 21.0Feb 15, 2012 to Feb 5, 2013
- BD registered reps · unset to 0.0Feb 15, 2012 to Feb 5, 2013
- Employees · unset to 34.0Feb 15, 2012 to Feb 5, 2013
- State-registered IARs · unset to 0.0Feb 15, 2012 to Feb 5, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Europa Investment Bank Inc. · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026