DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••••• C•••••• M•••••••••
Legal name R•••• W••••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Dec 9, 2011 · 22 filings
SEC status approved since Jan 6, 2012
RAUM
$496M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$494M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$496M as of Mar 30, 2026
Mar 21, 2013$121M then
HNW client RAUM$443M as of Mar 30, 2026
Mar 29, 2018$176M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 21, 20132 then
Employees (5.A)5 as of Mar 30, 2026
Mar 21, 20133 then
Private funds: no history
RAUM +12% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $201M, 136 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$443M89%
- Individuals$50.7M10%
- Charitable organizations$2.3M0.5%
- Individual clients
- 136reported
- HNW clients
- 143reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 280reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $201M for 136 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A•••• R••••Certified Financial Planner | Denton, Tx | Jan 9, 2012 | 40 y | 1 |
| C•••• A•••• R••••Certified Financial Planner, Chartered Financial Analyst | Denton, Tx | May 17, 2013 | 13 y | 0 |
| J••••• S•••• R•••• | Denton, Tx | Jan 4, 2019 | 14 y | 0 |
| K•••• L••• R•••• | Denton, Tx | May 23, 2022 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••• M••••• E•••• to H••••••••• W••••• M•••••••••Mar 27, 2018 · Other
Joined, latest
- K••• M••••• E•••• from R•••• • M••• F•••••••• A••••••• I••Mar 22, 2012 · Other
- J•••• A•••• R•••• from R•••• • M••• F•••••••• A••••••• I••Jan 9, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• C••••• A•••• · Chief Compliance Officercontrolsince 03/2015 · owns less than 5%
- R••••• J••••• A•••• · Presidentcontrolsince 11/2011 · owns 75% or more
- R••••• S••••••• A•• · Secretarysince 11/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denton, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Addison, TX4 employees
What changed
consecutive filings, newest first
- Accounts · 273 to 280Mar 27, 2025 to Mar 30, 2026
- HNW clients · 134 to 143Mar 27, 2025 to Mar 30, 2026
- Individual clients · 138 to 136Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $170M to $201MMar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $443M to $496MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $388M to $443MMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $52.5M to $50.7MMar 27, 2025 to Mar 30, 2026
- RAUM · $443M to $496MMar 27, 2025 to Mar 30, 2026
- Accounts · 264 to 273Mar 28, 2024 to Mar 27, 2025
- HNW clients · 114 to 134Mar 28, 2024 to Mar 27, 2025
- Individual clients · 149 to 138Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $154M to $170MMar 28, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $372M to $443MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $308M to $388MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $62.5M to $52.5MMar 28, 2024 to Mar 27, 2025
- RAUM · $372M to $443MMar 28, 2024 to Mar 27, 2025
- Accounts · 251 to 264Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Mar 30, 2023 to Mar 28, 2024
- HNW clients · 100 to 114Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $132M to $154MMar 30, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 4Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $304M to $372MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $241M to $308MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $61.8M to $62.5MMar 30, 2023 to Mar 28, 2024
- RAUM · $304M to $372MMar 30, 2023 to Mar 28, 2024
- Accounts · 244 to 251Mar 30, 2022 to Mar 30, 2023
- HNW clients · 103 to 100Mar 30, 2022 to Mar 30, 2023
- Individual clients · 139 to 149Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $138M to $132MMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $325M to $304MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $269M to $241MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $55.1M to $61.8MMar 30, 2022 to Mar 30, 2023
- RAUM · $325M to $304MMar 30, 2022 to Mar 30, 2023
- Accounts · 246 to 244Mar 30, 2021 to Mar 30, 2022
- HNW clients · 107 to 103Mar 30, 2021 to Mar 30, 2022
- Individual clients · 137 to 139Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $124M to $138MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $292M to $325MMar 30, 2021 to Mar 30, 2022
- HNW RAUM · $241M to $269MMar 30, 2021 to Mar 30, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@relevancecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- shelley@relevancecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 940-387-7526reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-relevance-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- relevancecm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 940-387-7526reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- relevancecm.com/our-team-2reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026