DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Y•••• P••••••• M••••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 19 filings
SEC status approved since Mar 28, 2012
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
17
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Apr 1, 2013$216M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)19 as of Mar 30, 2026
Apr 1, 20137 then
Private funds17 as of Mar 30, 2026
Apr 1, 20132 then
RAUM -14% over the last fiscal year+9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $97.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Y•••• C•••••• P••••••• Q• V• L••• | Private Equity Fund | $274M | 51 | Mar 27, 2023 |
| Y•••• C•••••• P••••••• P••••••• V• Q•• L••• | Private Equity Fund | $221M | 19 | Mar 27, 2023 |
| Y•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $216M | 55 | Mar 23, 2020 |
| Y•••• C•••••• P••••••• I••• L••• | Private Equity Fund | $162M | 50 | Mar 24, 2017 |
| Y•••• C•••••• P••••••• ••• P••••••• I•• L••• | Private Equity Fund | $106M | 6 | Mar 24, 2022 |
| Y•••• C•••••• P••••••• P••••••• I•• L••• | Private Equity Fund | $97.1M | 10 | Mar 23, 2020 |
| Y•••• C•••••• P••••••• 3•••••• I•• L••• | Private Equity Fund | $95.8M | 29 | Mar 23, 2020 |
| Y•••• C•••••• P••••••• 3•••••• P••••••• I••• L••• | Private Equity Fund | $95.7M | 14 | Mar 24, 2017 |
| Y•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $95.3M | 50 | Mar 31, 2014 |
| Y•••• C•••••• P••••••• V• L••• | Private Equity Fund | $86.2M | 29 | Mar 27, 2023 |
| Y•••• C•••••• P••••••• 3•••••• P••••••• I•• L••• | Private Equity Fund | $85.3M | 9 | Mar 23, 2020 |
| Y•••• C•••••• P••••••• 3•••••• I••• L••• | Private Equity Fund | $69.6M | 10 | Mar 24, 2017 |
| Y•••• C•••••• P••••••• I• N•• E•• A••••••••• L•• | Private Equity Fund | $64.1M | 12 | Mar 28, 2024 |
| Y•••• C•••••• P••••••• P••••••• I•• L••• | Private Equity Fund | $58.6M | 17 | Mar 31, 2014 |
| Y•••• C•••••• P••••••• I• P••••••• V• L••• | Private Equity Fund | $54.8M | 6 | Mar 27, 2023 |
| Y•••• C•••••• P•••••••• L••• | Private Equity Fund | $33.9M | 33 | Feb 13, 2012 |
| Y•••• C•••••• P••••••• P••••••• I••• L••• | Private Equity Fund | $19.2M | 13 | Mar 24, 2017 |
| Y•••• C•••••• P••••••• P•••••••• L••• | Private Equity Fund | $7.3M | 7 | Feb 13, 2012 |
| Y•••• C•••••• P••••••• 3•••••• P••••••• I•• L••• | Private Equity Fund | $3.0M | 3 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• A•••• D••••• · Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- D••••• W••••••• L•• · Managing Partnercontrolsince 03/2008 · owns 25% to 50%
- F••••• M••••••• F•••••• · Partnercontrolsince 08/2016 · owns less than 5%
- H•••• M••••••• J••• · Managing Partnercontrolsince 03/2008 · owns 50% to 75%
- P•••••• C••••• H••••• · Chief Financial Officercontrolsince 06/2012 · owns less than 5%
Related persons
Schedule D 7.A
- Y•••• P••••••• I••• L•••••pooled vehicle sponsorn
- Y•••• P••••••• I•• L•••••pooled vehicle sponsorn
- Y•••• P••••••• V• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 17 to 16Mar 26, 2025 to Mar 30, 2026
- Employees · 22 to 19Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.0B to $1.8BMar 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.0B to $1.8BMar 26, 2025 to Mar 30, 2026
- RAUM · $2.0B to $1.8BMar 26, 2025 to Mar 30, 2026
- Accounts · 20 to 18May 21, 2024 to Mar 26, 2025
- Advisory employees · 16 to 17May 21, 2024 to Mar 26, 2025
- Pooled vehicle clients · 20 to 18May 21, 2024 to Mar 26, 2025
- Employees · 21 to 22May 21, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 21, 2024 to Mar 26, 2025
- Private funds · 19 to 17May 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.8B to $2.0BMay 21, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.8B to $2.0BMay 21, 2024 to Mar 26, 2025
- RAUM · $1.8B to $2.0BMay 21, 2024 to Mar 26, 2025
- Accounts · 18 to 20Mar 27, 2023 to Mar 28, 2024
- Advisory employees · 12 to 16Mar 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 18 to 20Mar 27, 2023 to Mar 28, 2024
- Employees · 17 to 21Mar 27, 2023 to Mar 28, 2024
- Other offices · 1 to 2Mar 27, 2023 to Mar 28, 2024
- Private funds · 18 to 19Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.4B to $1.8BMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.8BMar 27, 2023 to Mar 28, 2024
- RAUM · $1.4B to $1.8BMar 27, 2023 to Mar 28, 2024
- Accounts · 14 to 18Mar 24, 2022 to Mar 27, 2023
- Pooled vehicle clients · 14 to 18Mar 24, 2022 to Mar 27, 2023
- Private funds · 14 to 18Mar 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.5B to $1.4BMar 24, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.5B to $1.4BMar 24, 2022 to Mar 27, 2023
- RAUM · $1.5B to $1.4BMar 24, 2022 to Mar 27, 2023
- Accounts · 13 to 14Mar 25, 2021 to Mar 24, 2022
- Pooled vehicle clients · 13 to 14Mar 25, 2021 to Mar 24, 2022
- Private funds · 13 to 14Mar 25, 2021 to Mar 24, 2022
- Discretionary RAUM · $1.3B to $1.5BMar 25, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $1.3B to $1.5BMar 25, 2021 to Mar 24, 2022
- RAUM · $1.3B to $1.5BMar 25, 2021 to Mar 24, 2022
- Advisory employees · 13 to 12Mar 23, 2020 to Mar 25, 2021
- Employees · 18 to 17Mar 23, 2020 to Mar 25, 2021
- Discretionary RAUM · $1.0B to $1.3BMar 23, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $1.0B to $1.3BMar 23, 2020 to Mar 25, 2021
- RAUM · $1.0B to $1.3BMar 23, 2020 to Mar 25, 2021
Signals
6 dated events
- Y•••• P••••••• M••••••••• L••••• reported RAUM $1.8B, up 37% from $1.4B (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Michael Aaron Arnett (Principal) no longer on Schedule A of Y•••• P••••••• M••••••••• L••••• (listed 2023-03-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Joseph Robert York (Director) no longer on Schedule A of Y•••• P••••••• M••••••••• L••••• (listed 2023-03-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- P David Sampair (Director) no longer on Schedule A of Y•••• P••••••• M••••••••• L••••• (listed 2023-03-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Y•••• P••••••• M••••••••• L••••• reported RAUM $1.3B, up 28% from $1.0B (2020-03-23 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Y•••• P••••••• M••••••••• L••••• reported RAUM $1.1B, up 32% from $816.2M (2017-03-24 to 2018-03-20)Mar 20, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Y•••• P••••••• M••••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- Y•••• P••••••• M••••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/Y••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- Y•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-435-7800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026