DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

Z••• C•••••• L•

Former SEC-registered adviserHouston, TexasCRD 159995SEC 801-76764IAPD
Latest filing Sep 16, 2013
First filing on the tape May 30, 2012 · 14 filings
RAUM
$25.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$25.0M as of Sep 16, 2013
May 30, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 16, 2013
Jan 2, 20130 then
Employees (5.A)13 as of Sep 16, 2013
Jan 2, 201312 then
Private funds1 as of Sep 16, 2013
May 30, 20121 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 16, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$25.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$25.0M for 1 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Z••• S•••••• S••••••••• F••• L•Private Equity Fund$00May 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• T••••••• J•••• · Partnercontrol
        since 01/2013 · owns 5% to 10%
      • D•••••• B••••• W•••••• · Chief Executive Officercontrol
        since 01/2012 · owns less than 5%
      • M••••••••• J•••• G•••••• · Partnercontrol
        since 12/2011 · owns 5% to 10%
      • Z•••••••• B••••• R••••• · Managing Directorcontrol
        since 12/2011 · owns less than 5%
      • D•••••• B••••• W•••••• · Managing Membercontrol
        since 12/2011 · owns 75% or more of B•••• D• J••• L••
      • C••••••••• D•••••• N•• · Chief Compliance Officer
        since 09/2013 · owns less than 5%
      Entity owners
      • B•••• D• J••• L•• · Managing Partner
        direct · owns 25% to 50%
      • T•••• G••••• T•••••• L•• · Partner
        direct · owns 5% to 10%
      • Z••• E•••••••• L•• · Partner
        direct · owns 25% to 50%
      • Z••• G• L•• · Genenral Partner
        direct · owns less than 5%
      • T•••• G•••• H••••••• L•• · Managing Member
        indirect · owns 75% or more of T•••• G••••• T•••••• L••
      Related persons
      Schedule D 7.A
      • Z••• S•••••• S••••••••• G•• L•
        pooled vehicle sponsorn
      • Z••• S•••••• S••••••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · Z••• L•• to Z••• C•••••• L•
        Mar 19, 2013 to Apr 26, 2013
      • Legal name · Z••• L•• to Z••• C•••••• L•
        Mar 19, 2013 to Apr 26, 2013
      • Succession · true to false
        Mar 19, 2013 to Apr 26, 2013
      • Accounts · 1 to 2
        Jan 14, 2013 to Mar 19, 2013
      • Advisory employees · 6 to 7
        Jan 14, 2013 to Mar 19, 2013
      • Employees · 12 to 13
        Jan 14, 2013 to Mar 19, 2013
      • Organization form · Limited Liability Company to Limited Partnership
        Jan 14, 2013 to Mar 19, 2013
      • Succession · false to true
        Jan 14, 2013 to Mar 19, 2013
      • Advisory employees · unset to 6.0
        Oct 11, 2012 to Jan 2, 2013
      • BD registered reps · unset to 0.0
        Oct 11, 2012 to Jan 2, 2013
      • Employees · unset to 12.0
        Oct 11, 2012 to Jan 2, 2013
      • State-registered IARs · unset to 0.0
        Oct 11, 2012 to Jan 2, 2013
      • Accounts · 0 to 1
        Jun 13, 2012 to Oct 11, 2012
      • Advisory activities · 3 to 2
        Jun 13, 2012 to Oct 11, 2012
      • Assets in custody · $0 to $25.0M
        Jun 13, 2012 to Oct 11, 2012
      • Discretionary RAUM · $0 to $25.0M
        Jun 13, 2012 to Oct 11, 2012
      • RAUM · $0 to $25.0M
        Jun 13, 2012 to Oct 11, 2012
      • Business name · Z•••••••• C•••••• ••• L•• to Z••• L••
        Jun 4, 2012 to Jun 6, 2012
      • Legal name · Z•••••••• C•••••• ••• L•• to Z••• L••
        May 30, 2012 to Jun 4, 2012
      Signals
      1 dated events
      • Z••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 19, 2013 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026