DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V•••••• I••••••••• A•••••••••
Legal name V•••••• I••••••••• M••••••••• C••• L•••••
Latest filing Mar 19, 2026
First filing on the tape Feb 14, 2012 · 26 filings
SEC status approved since Mar 30, 2012
RAUM
$637M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
14
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$637M as of Mar 19, 2026
Mar 19, 2013$683M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 19, 20130 then
Employees (5.A)8 as of Mar 19, 2026
Mar 19, 201310 then
Private funds14 as of Mar 19, 2026
Mar 19, 201314 then
RAUM -4.6% over the last fiscal year-9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$637M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••••• I••••••••• A••••••••• V•••• L••• | Private Equity Fund | $133M | 67 | Mar 8, 2016 |
| V•••••• I••••••••• A••••••••• V•• L••• | Private Equity Fund | $121M | 81 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• E••••• I••• L• | Private Equity Fund | $117M | 83 | Mar 21, 2014 |
| V•••••• I••••••••• A••••••••• V••• L••• | Private Equity Fund | $108M | 49 | Feb 14, 2012 |
| V•• V••••••• L• | Venture Capital Fund | $104M | 32 | Mar 8, 2016 |
| V•••••• I••••••••• A••••••••• E••••• I•• L••• | Private Equity Fund | $43.8M | 62 | Feb 14, 2012 |
| V•• E••••• O••••••••• F••• I•••• L• | Private Equity Fund | $29.1M | 18 | Mar 29, 2017 |
| V•• V•••••• L••• | Venture Capital Fund | $26.9M | 18 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• V• L••• | Private Equity Fund | $24.1M | 65 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• I•• L••• | Private Equity Fund | $13.3M | 60 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• E•••••• L••• | Private Equity Fund | $9.9M | 29 | Feb 14, 2012 |
| V•• A••••• L••• | Private Equity Fund | $5.6M | 1 | Feb 14, 2012 |
| V•• V••• O••••••• F••••• L•• | Private Equity Fund | $4.8M | 5 | Mar 8, 2016 |
| V•• V•• O••••••• F••••• L•• | Private Equity Fund | $3.2M | 2 | Mar 21, 2014 |
| V•••••• I••••••••• A••••••••• I••• L•••no longer reported | Private Equity Fund | $1.0M | 42 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• I•• L•••no longer reported | Private Equity Fund | $288,427 | 30 | Feb 14, 2012 |
| V•••••• I••••••••• A••••••••• L••• | Private Equity Fund | $112,235 | 28 | Feb 14, 2012 |
| V•• A••••••••• L••• | Private Equity Fund | $63,055 | 3 | Feb 14, 2012 |
| A••••• P••••••• | Private Equity Fund | $57,504 | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• S•••••• · Founder, Chairmancontrolsince 08/1993 · owns 75% or more
- G•••••• C•••••••• J• · Chief Compliance Officer, Managing Directorcontrolsince 05/2008 · owns less than 5%
- D•••••• C••••••••• A•••••••• · Managing Directorsince 11/2011 · owns less than 5%
- G•••••• A•••• A••••• · Managing Directorsince 05/2013 · owns less than 5%
Related persons
Schedule D 7.A
- V•••••• I••••••••• M••••••••• C•• I•• L•••••pooled vehicle sponsorn
- V•••••• I••••••••• M••••••••• C•• V• L•••••pooled vehicle sponsorn
- V•••••• I••••••••• M••••••••• C•• V•• L•••••pooled vehicle sponsorn
- V•••••• I••••••••• M••••••••• C•• V•• L•••••pooled vehicle sponsorn
- V•••••• I••••••••• M••••••••• C•• V•••• L•••••pooled vehicle sponsorn
- V•• A•••• G•• L•••••pooled vehicle sponsorn
- V•• E••••• G• I•• L•••••pooled vehicle sponsorn
- V•• E••••• G• I••• L•••••pooled vehicle sponsorn
- V•• E••••• G•• L•••••pooled vehicle sponsorn
- V•• E••••• O••••••••• G• I•••• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Sugar Land, TX1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $667M to $637MMar 10, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $667M to $637MMar 10, 2025 to Mar 19, 2026
- RAUM · $667M to $637MMar 10, 2025 to Mar 19, 2026
- Accounts · 16 to 14Aug 12, 2024 to Mar 10, 2025
- Pooled vehicle clients · 16 to 14Aug 12, 2024 to Mar 10, 2025
- Assets in custody · 175290.0 to unsetAug 12, 2024 to Mar 10, 2025
- Custody of client assets · true to falseAug 12, 2024 to Mar 10, 2025
- Financial planning clients · unset to Aug 12, 2024 to Mar 10, 2025
- Private funds · 17 to 14Aug 12, 2024 to Mar 10, 2025
- Discretionary RAUM · $744M to $667MAug 12, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $744M to $667MAug 12, 2024 to Mar 10, 2025
- RAUM · $744M to $667MAug 12, 2024 to Mar 10, 2025
- Assets in custody · $1.0M to $175,290Aug 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $847M to $744MAug 22, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $847M to $744MAug 22, 2023 to Mar 25, 2024
- RAUM · $847M to $744MAug 22, 2023 to Mar 25, 2024
- Accounts · 17 to 16Dec 13, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 16Dec 13, 2022 to Mar 31, 2023
- Assets in custody · $2.8M to $1.0MDec 13, 2022 to Mar 31, 2023
- Private funds · 18 to 17Dec 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $978M to $847MDec 13, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $978M to $847MDec 13, 2022 to Mar 31, 2023
- RAUM · $978M to $847MDec 13, 2022 to Mar 31, 2023
- Assets in custody · $2.7M to $2.8MSep 7, 2021 to Mar 30, 2022
- Discretionary RAUM · $950M to $978MSep 7, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $950M to $978MSep 7, 2021 to Mar 30, 2022
- RAUM · $950M to $978MSep 7, 2021 to Mar 30, 2022
- Other offices · 0 to 1Mar 19, 2021 to Sep 7, 2021
- Accounts · 18 to 17Mar 5, 2020 to Mar 19, 2021
- Pooled vehicle clients · 18 to 17Mar 5, 2020 to Mar 19, 2021
- Assets in custody · $4.1M to $2.7MMar 5, 2020 to Mar 19, 2021
- Private funds · 19 to 18Mar 5, 2020 to Mar 19, 2021
- Discretionary RAUM · $788M to $950MMar 5, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $788M to $950MMar 5, 2020 to Mar 19, 2021
- RAUM · $788M to $950MMar 5, 2020 to Mar 19, 2021
- Advisory employees · 4 to 3Jul 18, 2019 to Mar 5, 2020
- Employees · 9 to 8Jul 18, 2019 to Mar 5, 2020
- Discretionary RAUM · $854M to $788MJul 18, 2019 to Mar 5, 2020
- Pooled vehicle RAUM · $854M to $788MJul 18, 2019 to Mar 5, 2020
- RAUM · $854M to $788MJul 18, 2019 to Mar 5, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- V•••••• I••••••••• A••••••••• · Independent Sponsorsshared crd · capital_provider
- V•••••• I••••••••• A••••••••• · Private Equityshared crd · organization
- V•••••• I••••••••• A••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.v•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 908-532-0020reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026