DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

W••••••••• M••••••••• L•••

Former SEC-registered adviserDallas, TexasCRD 160045SEC 801-73340IAPD

Latest filing Jan 6, 2015

First filing on the tape Feb 10, 2012 · 7 filings

RAUM

$163M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

n/a

beyond the principal office

Private funds

$163M gross assets

History

7 filings and snapshots on the tape

RAUM$163M as of Mar 28, 2014

Mar 26, 2013$181M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 28, 2014

Mar 26, 20130 then

Employees (5.A)35 as of Mar 28, 2014

Mar 26, 201335 then

Private funds2 as of Mar 28, 2014

Mar 26, 20133 then

RAUM -10% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Jan 6, 2015; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $81.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -10%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
W••••••••• P••••••• I• L•••no longer reported	Other Private Fund	$9.2M	3	Feb 10, 2012
W••••••••• P••••••• I••• L••	Other Private Fund	$6.9M	68	Feb 10, 2012
W••••••••• P••••••• I•• L•••	Other Private Fund	$899,430	2	Feb 10, 2012

Owners and control persons

Schedule A and B, latest filing

C•••••• R•••••• W••• · Chief Executive Officer, W••• P••••••• I••• L••• ("Relying Adviser")control
since 07/2011 · owns less than 5%
K•••••• G••••• D••••• · Chief Legal Officer, W••• P••••••• I••• L••• ("Relying Adviser")control
since 07/2011 · owns less than 5%
S••••••••• D•••••• R•••••• · Chief Financial Officer, W••• P••••••• I••• L••• ("Relying Adviser")control
since 07/2011 · owns less than 5%
C••••••• J••• B• · Co-Trusteecontrol
since 07/2011 · owns F of R•••• L• A•• J•• B• C•••••• R•••••••• T••••
C••••••• R••••• L• · Co-Trusteecontrol
since 07/2011 · owns F of R•••• L• A•• J•• B• C•••••• R•••••••• T••••
C•••••• P••••• L•• · Shareholdercontrol
since 10/2004 · owns 50% to 75% of W••••••••• H•••••••• I•••
C•••••• P••••• L•• · L•••••• Partnercontrol
since 11/1995 · owns 25% to 50% of W••••••• F••••• L•••••• P•••••••••
C•••••• P••••• L•• · Shareholdercontrol
since 02/1992 · owns 25% to 50% of W••••••• O•• • G•• C••••••
C•••••• R•••••• W••• · Co-Trusteecontrol
since 02/2000 · owns F of B•••••••• C••••• M••••••••• T••••
C•••••• R•••••• W••• · Shareholder And Chief Executive Officercontrol
since 10/2004 · owns 50% to 75% of W••••••••• H•••••••• I•••
C•••••• R•••••• W••• · Shareholdercontrol
since 02/1992 · owns 25% to 50% of W••••••• O•• • G•• C••••••
C•••••• R•••••• W••• · L•••••• Partnercontrol
since 11/1995 · owns 25% to 50% of W••••••• F••••• L•••••• P•••••••••
E••••• J•••••• W••••• · Vice President Of Operations To W••• P••••••• I••• L••• ("Relying Advisor")
since 01/2014 · owns less than 5%
K•••• R••••••• E•••• · L•••••• Partner, W••• P••••••• I••• L••• ("Relying Adviser")
since 07/2011 · owns 5% to 10%
S••••• J••••• V••••• · L•••••• Partner, W••• P••••••• I••• L••• ("Relying Adviser")
since 07/2011 · owns 10% to 25%

Entity owners

W••••••• F••••• L•••••• P••••••••• · L•••••• Partner, W••• P••••••• I••• L••• ("Relying Adviser")
direct · owns 50% to 75%
W••••••••• H••••••• G•• L•• · General Partner, W••••••••• M••••••••• L•••
direct · owns less than 5%
W••••••••• H•••••••• I••• · L•••••• Partner, W••••••••• M••••••••• L•••
direct · owns 75% or more
W••••••••• I••••••••• L••• · General Partner, W••• P••••••• I•• L••• ("Relying Adviser")
direct · owns less than 5%
W••••••• O•• • G•• C•••••• · General Partner
indirect · owns F of W••••••• F••••• L•••••• P•••••••••
W••••••••• H•••••••• I••• · Sole Member
indirect · owns 75% or more of W••••••••• H••••••• G•• L••
B•••••••• C••••• M••••••••• T•••• · L•••••• Partner, W••• P••••••• I•• L••• ("Relying Adviser")
direct · owns 10% to 25%
R•••• L• A•• J•• B• C•••••• R•••••••• T•••• · L•••••• Partner, W••• P••••••• I••• L••• ("Relying Adviser")
direct · owns 5% to 10%

Related persons

Schedule D 7.A

W••• P••••••• I•• L•••
investment adviserpooled vehicle sponsory
W••• P••••••• I••• L•••
investment adviserpooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 2
Oct 14, 2013 to Mar 28, 2014
Private funds · 3 to 2
Oct 14, 2013 to Mar 28, 2014
Discretionary RAUM · $181M to $163M
Oct 14, 2013 to Mar 28, 2014
RAUM · $181M to $163M
Oct 14, 2013 to Mar 28, 2014
Advisory employees · unset to 8.0
Oct 4, 2012 to Mar 26, 2013
BD registered reps · unset to 0.0
Oct 4, 2012 to Mar 26, 2013
Employees · unset to 35.0
Oct 4, 2012 to Mar 26, 2013
State-registered IARs · unset to 0.0
Oct 4, 2012 to Mar 26, 2013
Discretionary RAUM · $181M to $181M
Oct 4, 2012 to Mar 26, 2013
RAUM · $181M to $181M
Oct 4, 2012 to Mar 26, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: W•••C•••••.COMreportedpublic record, Form ADV, Sep 19, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026