DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• M••••••••• C••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.3B as of Mar 31, 2026
Mar 28, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)7 as of Mar 31, 2026
Mar 28, 201313 then
Private funds2 as of Mar 31, 2026
Mar 28, 20133 then
RAUM -54% over the last fiscal year-33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $581MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.3B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• C•••••• M••••••••• M••••• F•••• L••• | Hedge Fund | $11B | 435 | Feb 14, 2012 |
| A••••••• C•••••• M••••••••• F•••• L• | Private Equity Fund | $951M | 166 | Dec 15, 2021 |
| M••••• C•••••• M••••••••• F••• I•• L•no longer reported | Hedge Fund | $46.9M | 9 | Feb 14, 2012 |
| M••••• C•••••• M••••••••• R••••••••• I••••••••• F•••• L•no longer reported | Hedge Fund | $10.4M | 3 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••••• A••• · Chief Compliance Officer, G•••••• Counselcontrolsince 07/2022 · owns less than 5%
- F••••••••• T••••••• J••• · Chief Operating Officercontrolsince 11/2013 · owns less than 5%
- G•••• D••••• E••••• · Limited Partnercontrolsince 10/1999 · owns 50% to 75%
- J••••••• C••••••••• D•••• · Chief Financial Officercontrolsince 03/2006 · owns less than 5%
- B••••••• T••••••• A• · Trusteecontrolsince 07/2020 · owns F of P•• A•••• I• T••••
- F••••• M••••••• J••• · Trusteecontrolsince 12/2011 · owns F of F•••• G••••••••• T•••• • 1•••
- F••••• M••••••• J••• · Trusteecontrolsince 07/2020 · owns F of P•• A•••• I• T••••
- G•••• D••••• E••••• · Trusteecontrolsince 07/2020 · owns F of P•• A•••• I• T••••
- G•••• D••••• E••••• · Membercontrolsince 12/2014 · owns 75% or more of M••••• C•••••• M••••••••• G•• L••
- S••••••• J••••••• A••• · Trusteecontrolsince 03/2007 · owns F of F•••• G••••••••• T•••• • 1•••
- S••••••• J••••••• A••• · Trusteecontrolsince 07/2020 · owns F of P•• A•••• I• T••••
Entity owners
- M••••• C•••••• M••••••••• G•• L•• · G•••••• Partnerdirect · owns less than 5%
- F•••• G••••••••• T•••• • 1••• · Limited Partnerdirect · owns 10% to 25%
- P•• A•••• I• T•••• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••••• G•••••• P••••••• L••pooled vehicle sponsorn
- M••••• G•••••• P••••••• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palo Alto, CA3 employees
- Taipei,110, Taiwan, Republic of China2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 16.0 to 7.0 (-56.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 0.6% percentile
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,023,988,169 to $2,323,707,296 (-54.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 1.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 4Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $4.9B to $2.3BMar 27, 2025 to Mar 31, 2026
- Employees · 16 to 7Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.0B to $2.3BMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.0B to $2.3BMar 27, 2025 to Mar 31, 2026
- RAUM · $5.0B to $2.3BMar 27, 2025 to Mar 31, 2026
- Advisory employees · 10 to 8Jan 3, 2025 to Mar 27, 2025
- Assets in custody · $12B to $4.9BJan 3, 2025 to Mar 27, 2025
- Employees · 18 to 16Jan 3, 2025 to Mar 27, 2025
- Financial planning clients · unset to Jan 3, 2025 to Mar 27, 2025
- Other offices · 1 to 0Jan 3, 2025 to Mar 27, 2025
- Discretionary RAUM · $12B to $5.0BJan 3, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $12B to $5.0BJan 3, 2025 to Mar 27, 2025
- RAUM · $12B to $5.0BJan 3, 2025 to Mar 27, 2025
- Advisory employees · 17 to 10Apr 5, 2024 to Jan 3, 2025
- Employees · 33 to 18Apr 5, 2024 to Jan 3, 2025
- HQ city · WALTHAM to PORTSMOUTHApr 5, 2024 to Jan 3, 2025
- HQ state · MA to NHApr 5, 2024 to Jan 3, 2025
- Other offices · 2 to 1Apr 5, 2024 to Jan 3, 2025
- Advisory employees · 16 to 17Apr 18, 2023 to Mar 28, 2024
- Assets in custody · $7.3B to $12BApr 18, 2023 to Mar 28, 2024
- Employees · 30 to 33Apr 18, 2023 to Mar 28, 2024
- Other offices · 1 to 2Apr 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.6B to $12BApr 18, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.6B to $12BApr 18, 2023 to Mar 28, 2024
- RAUM · $7.6B to $12BApr 18, 2023 to Mar 28, 2024
- Advisory employees · 21 to 16Aug 30, 2022 to Mar 31, 2023
- Assets in custody · $11B to $7.3BAug 30, 2022 to Mar 31, 2023
- Employees · 31 to 30Aug 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $11B to $7.6BAug 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $11B to $7.6BAug 30, 2022 to Mar 31, 2023
- RAUM · $11B to $7.6BAug 30, 2022 to Mar 31, 2023
- Accounts · 3 to 4Dec 15, 2021 to Mar 31, 2022
- Advisory employees · 13 to 21Dec 15, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Dec 15, 2021 to Mar 31, 2022
- Assets in custody · $10B to $11BDec 15, 2021 to Mar 31, 2022
- Employees · 24 to 31Dec 15, 2021 to Mar 31, 2022
- Discretionary RAUM · $10B to $11BDec 15, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $10B to $11BDec 15, 2021 to Mar 31, 2022
- RAUM · $10B to $11BDec 15, 2021 to Mar 31, 2022
Signals
15 dated events
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $2.3B, down 54% from $5.0B (2025-03-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $5.0B, down 58% from $12.1B (2025-01-03 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $12.1B, up 59% from $7.6B (2023-04-18 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Jacob John Kaleba (General Counsel) no longer on Schedule A of M••••• C•••••• M••••••••• C••••••• L• (listed 2023-03-31, absent 2023-04-18)Apr 18, 2023 · Control person left · inference
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $7.6B, down 33% from $11.4B (2022-08-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A. Timothy Barrows (Trustee) appeared on Schedule A of M••••• C•••••• M••••••••• C••••••• L•Mar 31, 2023 · Control person joined · fact
- Steven Mark Audet (Chief Compliance Officer) no longer on Schedule A of M••••• C•••••• M••••••••• C••••••• L• (listed 2022-03-31, absent 2022-08-30)Aug 30, 2022 · Control person left · inference
- Alan Gregory Brown (Chief Compliance Officer) appeared on Schedule A of M••••• C•••••• M••••••••• C••••••• L•Aug 30, 2022 · Control person joined · fact
- Steven Mark Audet (Chief Compliance Officer) appeared on Schedule A of M••••• C•••••• M••••••••• C••••••• L•Mar 31, 2022 · Control person joined · fact
- James Dolce (Trustee) no longer on Schedule A of M••••• C•••••• M••••••••• C••••••• L• (listed 2021-03-31, absent 2021-12-15)Dec 15, 2021 · Control person left · inference
- Daniel Smith (Trustee) no longer on Schedule A of M••••• C•••••• M••••••••• C••••••• L• (listed 2021-03-31, absent 2021-12-15)Dec 15, 2021 · Control person left · inference
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $10.3B, up 96% from $5.3B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $5.3B, up 48% from $3.6B (2019-03-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M••••• C•••••• M••••••••• C••••••• L• reported RAUM $3.8B, up 28% from $3.0B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- M••••• C•••••• M••••••••• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 28, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- M••••• C•••••• M••••••••• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- M••••• C•••••• M••••••••• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/matrix-capital-management-lpreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (603) 956-9151reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026