DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• C••••• F•••••••• A••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Dec 19, 2011 · 34 filings
SEC status approved since Mar 26, 2019
RAUM
$1.0B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
99%
$1.0B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$64.4M
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.0B as of Jun 1, 2026
Mar 31, 2019$109M then
HNW client RAUM$758M as of Jun 1, 2026
Mar 31, 2019$33.1M then
State-registered IARs (5.B.3)16 as of Jun 1, 2026
Mar 31, 20195 then
Employees (5.A)18 as of Jun 1, 2026
Mar 31, 20195 then
Private funds: no history
RAUM +41% over the last fiscal year+28% a year over threeIARs 13 to 16
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $64.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $325,911derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 8.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +23%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $239M, 735 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$758M73%
- Individuals$268M26%
- Charitable organizations$3.7M0.4%
- Corporations and businesses$1.6M0.2%
- Individual clients
- 472reported
- HNW clients
- 327reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 3,164reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $239M for 735 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• T••••• W•••••• | Verona, Wi | Jan 10, 2012 | 25 y | 2 |
| N••••• M•••••• C••••• | Verona, Wi | Jan 12, 2012 | 20 y | 2 |
| M••••••• T• D•••••Certified Financial Planner | Verona, Wi | Jan 19, 2018 | 10 y | 1 |
| K•••• A••• P••••••• | Verona, Wi | Jan 25, 2019 | 12 y | 2 |
| R•••••• S•••••• F•••••Certified Financial Planner | Verona, Wi | Sep 4, 2020 | 22 y | 3 |
| S•••••• E••••• M•••••••Chartered Financial Analyst | Verona, Wi | Sep 4, 2020 | 12 y | 2 |
| P•••••• H••••• P•••• | Verona, Wi | Jul 18, 2022 | 11 y | 0 |
| A••••• N••• V•••• V••Certified Financial Planner | Verona, Wi | Oct 4, 2022 | 15 y | 0 |
| M••• J• S••••••••• | Verona, Wi | May 4, 2023 | 25 y | 2 |
| E••• W••••Certified Financial Planner | Madison, Wi | Feb 8, 2024 | 12 y | 0 |
| A••••• J• K•••• | Madison, Wi | Jul 16, 2024 | 12 y | 3 |
| T••••• M•••• M•••••• | Verona, Wi | Nov 11, 2024 | 12 y | 0 |
| I•• B•••••••• | Verona, Wi | Jan 2, 2025 | 10 y | 0 |
| B•••• D••••• S••••••• | Verona, Wi | Mar 11, 2025 | 11 y | 1 |
| A••••• T•••••• K•••Certified Financial Planner | Verona, Wi | Jul 8, 2025 | 40 y | 1 |
| F••••• N•••••• Q••••••••• M•••••Chartered Financial Analyst | Verona, Wi | Jan 29, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••••• T••••• J••••• to S•••• P•••••• W••••• M•••••••••Dec 7, 2023 · RIA to a state-registered adviser
Joined, latest
- F••••• N•••••• Q••••••••• M••••• from T•••••• W•••••Jan 29, 2026 · Other
- A••••• T•••••• K••• from C••••••••• C•••••• S••••••••• I•••Jul 8, 2025 · RIA to RIA
- B•••• D••••• S••••••• from U•• F•••••••• S••••••• I•••Mar 11, 2025 · Wirehouse to independent RIA
- A••••• J• K•••• from G•••••• W••••• P•••••••• L••Jul 16, 2024 · RIA to RIA
- M••• J• S••••••••• from N••••••••• M••••• I••••••••• S•••••••••May 4, 2023 · Other
- R•••••• S•••••• F••••• from T••• F•••••••• A•••••••Sep 4, 2020 · RIA to RIA
- S•••••• E••••• M••••••• from T••• F•••••••• A•••••••Sep 4, 2020 · RIA to RIA
- K•••• A••• P••••••• from T••• F•••••••• A•••••••Jan 25, 2019 · Other
- M••••••• T• D••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 19, 2018 · Other
- J••••••• T••••• J••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 27, 2017 · Other
- N••••• M•••••• C••••• from S••••••••• A•••••• A•••••••• I•••Jan 12, 2012 · Other
- C•••••• T••••• W•••••• from S••••••••• A•••••• A•••••••• I•••Jan 10, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T••• F•••••••• A•••••••Sep 30, 2020 · Madison, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• N•••••• M•••••• · Managing Membercontrolsince 01/2012 · owns 25% to 50%
- W••••••• C••••••• T••••• · Managing Member/Chief Compliance Officercontrolsince 01/2012 · owns 25% to 50%
- D•••••• M•••••••• T• · Minority Ownersince 11/2021 · owns 5% to 10%
- F•••••• R••••••• S•••••• · Minority Ownersince 11/2021 · owns 10% to 25%
- M•••••••• S••••••• E••••• · Minority Ownersince 11/2021 · owns 5% to 10%
- P•••••••• K••••• A••• · Minority Ownersince 11/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Verona, Wi · principal | 16 | 1 | 0 | ||
| Madison, Wi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Madison, WI4 employees
What changed
consecutive filings, newest first
- HQ city · MADISON to VERONAMar 30, 2026 to Jun 1, 2026
- Other offices · 2 to 1Mar 30, 2026 to Jun 1, 2026
- Accounts · 2,556 to 3,164Jul 16, 2025 to Mar 30, 2026
- Advisory employees · 13 to 16Jul 16, 2025 to Mar 30, 2026
- Corporate clients · 1 to 2Jul 16, 2025 to Mar 30, 2026
- HNW clients · 292 to 327Jul 16, 2025 to Mar 30, 2026
- Individual clients · 335 to 472Jul 16, 2025 to Mar 30, 2026
- Assets in custody · $171M to $239MJul 16, 2025 to Mar 30, 2026
- Custody of client assets · false to trueJul 16, 2025 to Mar 30, 2026
- Employees · 13 to 18Jul 16, 2025 to Mar 30, 2026
- State-registered IARs · 13 to 16Jul 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $654M to $969MJul 16, 2025 to Mar 30, 2026
- HNW RAUM · $593M to $758MJul 16, 2025 to Mar 30, 2026
- Individual RAUM · $136M to $268MJul 16, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $78.4M to $62.4MJul 16, 2025 to Mar 30, 2026
- RAUM · $733M to $1.0BJul 16, 2025 to Mar 30, 2026
- Financial planning clients · More than 500 to More than 500Jun 16, 2025 to Jul 16, 2025
- Other offices · 1 to 2Mar 20, 2025 to Jun 16, 2025
- Accounts · 2,312 to 2,556Jan 19, 2024 to Feb 12, 2025
- Advisory employees · 9 to 13Jan 19, 2024 to Feb 12, 2025
- Charity clients · 2 to 4Jan 19, 2024 to Feb 12, 2025
- HNW clients · 281 to 292Jan 19, 2024 to Feb 12, 2025
- Individual clients · 308 to 335Jan 19, 2024 to Feb 12, 2025
- Assets in custody · unset to 170943107.0Jan 19, 2024 to Feb 12, 2025
- Employees · 11 to 13Jan 19, 2024 to Feb 12, 2025
- State-registered IARs · 9 to 13Jan 19, 2024 to Feb 12, 2025
- Discretionary RAUM · $571M to $654MJan 19, 2024 to Feb 12, 2025
- HNW RAUM · $519M to $593MJan 19, 2024 to Feb 12, 2025
- Individual RAUM · $112M to $136MJan 19, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $62.7M to $78.4MJan 19, 2024 to Feb 12, 2025
- RAUM · $633M to $733MJan 19, 2024 to Feb 12, 2025
- Related insurance company · false to trueJan 19, 2024 to Feb 12, 2025
- Accounts · 2,007 to 2,312Dec 7, 2023 to Jan 19, 2024
- Charity clients · 0 to 2Dec 7, 2023 to Jan 19, 2024
- Corporate clients · 0 to 1Dec 7, 2023 to Jan 19, 2024
- HNW clients · 215 to 281Dec 7, 2023 to Jan 19, 2024
- Individual clients · 327 to 308Dec 7, 2023 to Jan 19, 2024
- Financial planning clients · 101-250 to More than 500Dec 7, 2023 to Jan 19, 2024
- Other offices · 0 to 1Dec 7, 2023 to Jan 19, 2024
- Discretionary RAUM · $442M to $571MDec 7, 2023 to Jan 19, 2024
Signals
7 dated events
- W•••••• C••••• F•••••••• A••••••• L•• reported RAUM $1.0B, up 41% from $732.8M (2025-07-16 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- W•••••• C••••• F•••••••• A••••••• L•• reported RAUM $633.5M, up 30% from $486.7M (2023-12-07 to 2024-01-19)Jan 19, 2024 · RAUM change · derived
- J••••••• T••••• J••••• left W•••••• C••••• F•••••••• A••••••• L•• for S•••• P•••••• W••••• M••••••••• (registered 2024-06-14)Dec 7, 2023 · Advisor changed firm · fact
- W•••••• C••••• F•••••••• A••••••• L•• reported RAUM $459.2M, up 37% from $336.1M (2021-11-05 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- W•••••• C••••• F•••••••• A••••••• L•• reported RAUM $336.1M, up 145% from $137.2M (2021-03-01 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
- Thomas Jonathon Jordan (Member) appeared on Schedule A of W•••••• C••••• F•••••••• A••••••• L••Feb 22, 2019 · Control person joined · fact
- W•••••• C••••• F•••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 608-234-4127reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/walkner-condon-financial-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- usexpatinvesting.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 608-234-4127reportedpublic record, Form ADV, Jun 1, 2026
- Contact form
- usexpatinvesting.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- usexpatinvesting.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026