DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ocean Avenue Capital Partners, L.P.
Latest filing Jun 17, 2026
First filing on the tape Jan 27, 2012 · 25 filings
SEC status approved since Feb 10, 2012
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.0B as of Jun 17, 2026
Mar 22, 2013$211M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 22, 20130 then
Employees (5.A)15 as of Jun 17, 2026
Mar 22, 20135 then
Private funds18 as of Jun 17, 2026
Mar 22, 20136 then
RAUM -11% over the last fiscal year+0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $109MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ocean Avenue Fund V, L.P. | Private Equity Fund | $542M | 119 | Mar 24, 2023 |
| Ocean Avenue Fund IV, L.P. | Private Equity Fund | $433M | 73 | Mar 26, 2020 |
| Ocean Avenue Fund III, L.P. | Private Equity Fund | $271M | 40 | Feb 5, 2016 |
| Ocean Avenue Fund II, L.P. | Private Equity Fund | $206M | 17 | Mar 25, 2014 |
| Ocean Avenue Fund III-P, L.P. | Private Equity Fund | $149M | 2 | Feb 5, 2016 |
| Ocean Avenue Fund IV-Sa, L.P. | Private Equity Fund | $131M | 3 | Mar 8, 2019 |
| Ocean Avenue Fund IV Cayman, L.P. | Private Equity Fund | $125M | 16 | Mar 26, 2020 |
| Ocean Avenue Fund IV-Sa Cayman, L.P. | Private Equity Fund | $120M | 2 | Mar 8, 2019 |
| Ocean Avenue Fund III-Sa, L.P. | Private Equity Fund | $57.8M | 3 | Feb 5, 2016 |
| Ocean Avenue Aut III-Sa | Private Equity Fund | $55.4M | 2 | Feb 5, 2016 |
| Ocean Avenue Fund II-B, L.P. | Private Equity Fund | $49.4M | 2 | Jan 27, 2012 |
| Ocean Avenue Fund II Cayman, L.P. | Private Equity Fund | $46.4M | 3 | Mar 25, 2014 |
| Ocean Avenue Fund III Cayman, L.P. | Private Equity Fund | $27.2M | 2 | Feb 5, 2016 |
| Ocean Avenue Fund II-C, L.P. | Private Equity Fund | $22.1M | 3 | Mar 22, 2013 |
| Ocean Avenue Aut II-C | Private Equity Fund | $21.7M | 2 | Mar 22, 2013 |
| Ocean Avenue Special Situations Fund, L.P. | Private Equity Fund | $19.9M | 2 | Jan 27, 2012 |
| Ocean Avenue Fund II-A Cayman, L.P. | Private Equity Fund | $9.3M | 2 | Jan 27, 2012 |
| Ocean Avenue Fund II-A, L.P. | Private Equity Fund | $9.0M | 3 | Jan 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Melody Bamdad · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Soni Duran Curis · Partner/Limited Partnercontrolsince 01/2011 · owns 25% to 50%
- Lake Jeffrey Ennis · Partner/Limited Partnercontrolsince 01/2011 · owns 25% to 50%
- Peter Francis Notz · Partner/Limited Partnercontrolsince 03/2011 · owns 10% to 25%
- Nmm Jacques Youssefmir · Chief Compliance Officer/Partner/Limited Partnercontrolsince 01/2011 · owns 10% to 25%
- Soni Duran Curis · Membercontrolsince 01/2011 · owns 25% to 50% of Ocean Avenue Capital Partners, LLC
- Lake Jeffrey Ennis · Membercontrolsince 01/2011 · owns 25% to 50% of Ocean Avenue Capital Partners, LLC
- Nmm Jacques Youssefmir · Membercontrolsince 01/2011 · owns 25% to 50% of Ocean Avenue Capital Partners, LLC
Entity owners
- Ocean Avenue Capital Partners, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Ocean Avenue Gp II-A, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp II-B, LLCpooled vehicle sponsory
- Ocean Avenue Gp II-C, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp II, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp III-P, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp III-Sa, L.L.C .pooled vehicle sponsory
- Ocean Avenue Gp III, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp IV-Sa, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp IV, L.L.C.pooled vehicle sponsory
- Ocean Avenue Gp V, L.L.Cpooled vehicle sponsory
- Ocean Avenue Iiia Pty Ltd.pooled vehicle sponsory
- Ocean Avenue Special Situations, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 12Mar 12, 2025 to Mar 20, 2026
- Employees · 14 to 15Mar 12, 2025 to Mar 20, 2026
- Discretionary RAUM · $2.2B to $2.0BMar 12, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $2.2B to $2.0BMar 12, 2025 to Mar 20, 2026
- RAUM · $2.2B to $2.0BMar 12, 2025 to Mar 20, 2026
- Advisory employees · 9 to 11Mar 19, 2024 to Mar 12, 2025
- Employees · 12 to 14Mar 19, 2024 to Mar 12, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 12, 2025
- Discretionary RAUM · $1.9B to $2.2BMar 19, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $1.9B to $2.2BMar 19, 2024 to Mar 12, 2025
- RAUM · $1.9B to $2.2BMar 19, 2024 to Mar 12, 2025
- Employees · 11 to 12Mar 28, 2023 to Mar 19, 2024
- Discretionary RAUM · $1.9B to $1.9BMar 28, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $1.9B to $1.9BMar 28, 2023 to Mar 19, 2024
- RAUM · $1.9B to $1.9BMar 28, 2023 to Mar 19, 2024
- Accounts · 17 to 18Apr 25, 2022 to Mar 24, 2023
- Pooled vehicle clients · 17 to 18Apr 25, 2022 to Mar 24, 2023
- Employees · 10 to 11Apr 25, 2022 to Mar 24, 2023
- Private funds · 17 to 18Apr 25, 2022 to Mar 24, 2023
- Discretionary RAUM · $1.4B to $1.9BApr 25, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $1.4B to $1.9BApr 25, 2022 to Mar 24, 2023
- RAUM · $1.4B to $1.9BApr 25, 2022 to Mar 24, 2023
- Employees · 11 to 10Mar 15, 2021 to Mar 16, 2022
- Discretionary RAUM · $1.4B to $1.4BMar 15, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $1.4B to $1.4BMar 15, 2021 to Mar 16, 2022
- RAUM · $1.4B to $1.4BMar 15, 2021 to Mar 16, 2022
- Advisory employees · 8 to 9Mar 26, 2020 to Mar 15, 2021
- Employees · 10 to 11Mar 26, 2020 to Mar 15, 2021
- Discretionary RAUM · $1.3B to $1.4BMar 26, 2020 to Mar 15, 2021
- Pooled vehicle RAUM · $1.3B to $1.4BMar 26, 2020 to Mar 15, 2021
- RAUM · $1.3B to $1.4BMar 26, 2020 to Mar 15, 2021
- Accounts · 15 to 17Mar 8, 2019 to Mar 26, 2020
- Advisory employees · 7 to 8Mar 8, 2019 to Mar 26, 2020
- Pooled vehicle clients · 15 to 17Mar 8, 2019 to Mar 26, 2020
- Employees · 7 to 10Mar 8, 2019 to Mar 26, 2020
- Private funds · 15 to 17Mar 8, 2019 to Mar 26, 2020
- Discretionary RAUM · $932M to $1.3BMar 8, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $932M to $1.3BMar 8, 2019 to Mar 26, 2020
- RAUM · $932M to $1.3BMar 8, 2019 to Mar 26, 2020
- Accounts · 13 to 15Mar 7, 2018 to Mar 8, 2019
Signals
5 dated events
- Nmn Melody Bamdad (Chief Financial Officer) appeared on Schedule A of Ocean Avenue Capital Partners, L.P.Mar 19, 2024 · Control person joined · fact
- Ocean Avenue Capital Partners, L.P. reported RAUM $1.9B, up 35% from $1.4B (2022-04-25 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Edward Bernard Francois (Trustee/Owner) no longer on Schedule A of Ocean Avenue Capital Partners, L.P. (listed 2021-03-15, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Alexander Kenneth Graham (Manager/Owner) no longer on Schedule A of Ocean Avenue Capital Partners, L.P. (listed 2021-03-15, absent 2022-03-16)Mar 16, 2022 · Control person left · inference
- Ocean Avenue Capital Partners, L.P. reported RAUM $1.3B, up 45% from $931.8M (2019-03-08 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Ocean Avenue Capital Partners, L.P. · Independent Sponsorsshared crd · capital_provider
- Ocean Avenue Capital Partners, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ocean-avenue-capital-partners-l.p./aboureportedpublic record, Form ADV, Sep 17, 2026
- Website
- OCEANAVENUECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (424) 238-0730reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026