DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• L•••
Latest filing Feb 26, 2026
First filing on the tape Jan 19, 2012 · 22 filings
SEC status approved since Jan 26, 2012
RAUM
$488M
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
92%
$451M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$488M as of Feb 26, 2026
Mar 6, 2013$50.0M then
HNW client RAUM$451M as of Feb 26, 2026
Mar 28, 2018$109M then
State-registered IARs (5.B.3)0 as of Feb 26, 2026
Mar 6, 20131 then
Employees (5.A)9 as of Feb 26, 2026
Mar 6, 20134 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.2MderivedHNW RAUM over HNW clients
- Average account
- $7.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$451M92%
- Insurance companies$37.1M7.6%
- Individual clients
- 0reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 62reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• P••••••••• · Chairman Of The Boardcontrolsince 11/2012 · owns less than 5%
- D••••••• S••••••••• T••••• · Cfocontrolsince 04/2019 · owns less than 5%
- E••••• T•••••• J• · Ceocontrolsince 06/2012 · owns 5% to 10%
- H•••••• O••••••• N•• · Chief Investment Officer / Board Of Directors Member / Member Of Managementcontrolsince 11/2012 · owns 10% to 25%
- H•••••• M•••••• A•••• · Cco, Coocontrolsince 02/2011 · owns 10% to 25%
- E•••••••• M•••••• R••••• · Shareholder / Board Of Directors Member / Member Of Managementsince 11/2012 · owns 10% to 25%
- L••••••• M•••••• N•• · Shareholder / Member Of Managementsince 12/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••• P••••••• F•••••••• S•••••••• G•••investment advisery
- P••••••• U• L••investment adviseryRAUM $312M
Advisers that list P••••••• L••• as a related person
- 160172 y
Offices
Schedule D 1.F, the 25 largest
- Geneva, Switzerland1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Feb 26, 2026RAUM per account of $7,878,762 against a peer median of $439,994 (5433 comparable advisers, 100.0th percentile, 5.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,433) · 100% percentile
- unusually large average HNW clientStatic outlier · filing Feb 26, 2026HNW RAUM per HNW client of $8,207,524 against a peer median of $2,402,920 (4942 comparable advisers, 99.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 51 to 62Mar 10, 2025 to Feb 26, 2026
- HNW clients · 44 to 55Mar 10, 2025 to Feb 26, 2026
- Employees · 8 to 9Mar 10, 2025 to Feb 26, 2026
- Discretionary RAUM · $241M to $280MMar 10, 2025 to Feb 26, 2026
- HNW RAUM · $379M to $451MMar 10, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $171M to $209MMar 10, 2025 to Feb 26, 2026
- RAUM · $412M to $488MMar 10, 2025 to Feb 26, 2026
- Accounts · 41 to 51May 27, 2024 to Mar 10, 2025
- Advisory employees · 5 to 6May 27, 2024 to Mar 10, 2025
- HNW clients · 37 to 44May 27, 2024 to Mar 10, 2025
- Employees · 7 to 8May 27, 2024 to Mar 10, 2025
- Financial planning clients · unset to May 27, 2024 to Mar 10, 2025
- HQ state · unset to May 27, 2024 to Mar 10, 2025
- Discretionary RAUM · $240M to $241MMay 27, 2024 to Mar 10, 2025
- HNW RAUM · $371M to $379MMay 27, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $165M to $171MMay 27, 2024 to Mar 10, 2025
- RAUM · $405M to $412MMay 27, 2024 to Mar 10, 2025
- Accounts · 35 to 41Mar 20, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Mar 20, 2023 to Mar 28, 2024
- HNW clients · 31 to 37Mar 20, 2023 to Mar 28, 2024
- Employees · 5 to 7Mar 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $204M to $240MMar 20, 2023 to Mar 28, 2024
- HNW RAUM · $258M to $371MMar 20, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $85.0M to $165MMar 20, 2023 to Mar 28, 2024
- RAUM · $289M to $405MMar 20, 2023 to Mar 28, 2024
- Accounts · 29 to 35Nov 10, 2022 to Mar 20, 2023
- HNW clients · 26 to 31Nov 10, 2022 to Mar 20, 2023
- Employees · 6 to 5Nov 10, 2022 to Mar 20, 2023
- Discretionary RAUM · $139M to $204MNov 10, 2022 to Mar 20, 2023
- HNW RAUM · $191M to $258MNov 10, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $62.2M to $85.0MNov 10, 2022 to Mar 20, 2023
- RAUM · $201M to $289MNov 10, 2022 to Mar 20, 2023
- Accounts · 27 to 29Aug 3, 2021 to Mar 28, 2022
- Corporate clients · 2 to 0Aug 3, 2021 to Mar 28, 2022
- HNW clients · 24 to 26Aug 3, 2021 to Mar 28, 2022
- Discretionary RAUM · $137M to $139MAug 3, 2021 to Mar 28, 2022
- HNW RAUM · $196M to $191MAug 3, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $87.6M to $62.2MAug 3, 2021 to Mar 28, 2022
- RAUM · $225M to $201MAug 3, 2021 to Mar 28, 2022
- Accounts · 25 to 27Jun 26, 2020 to Mar 31, 2021
Signals
3 dated events
- P••••••• L••• reported RAUM $404.6M, up 40% from $288.8M (2023-03-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Sebastian Derungs (Cfo) appeared on Schedule A of P••••••• L•••Mar 31, 2021 · Control person joined · fact
- P••••••• L••• reported RAUM $242.2M, down 59% from $588.0M (2017-03-30 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 646-213-4980reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 917-397-3381reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- ch.linkedin.com/company/parkviewreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 44 283 40 80reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026