DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ra Capital Management, LP
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 34 filings
SEC status approved since Mar 30, 2012
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
185
95 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
6
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$16B as of Mar 31, 2026
Mar 28, 2013$391M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)185 as of Mar 31, 2026
Mar 28, 201315 then
Private funds6 as of Mar 31, 2026
Mar 28, 20131 then
RAUM +30% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B100%
- Corporations and businesses$62.2M0.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ra Capital Healthcare Fund, LP | Hedge Fund | $9.4B | 1,046 | Feb 14, 2012 |
| Ra Capital Nexus III Fund, L.P. | Venture Capital Fund | $1.0B | 234 | Feb 11, 2022 |
| Ra Capital Nexus II Fund, L.P. | Venture Capital Fund | $430M | 196 | Feb 26, 2021 |
| Ra Capital Nexus Fund, L.P. | Venture Capital Fund | $309M | 95 | Jul 12, 2019 |
| Ra Capital Planetary Health Fund, LP | Venture Capital Fund | $62.2M | 17 | Nov 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- James Christopher Caliri · Chief Information Officercontrolsince 12/2018 · owns less than 5%
- (Nmn) Peter Kolchinsky · Portfolio Managercontrolsince 10/2019 · owns less than 5%
- Watt Burgess Sarah Reed · General Counselcontrolsince 10/2019 · owns less than 5%
- Paul Eric Rose · Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- Michael Saulnier · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- Mahesh Rajeev Shah · Portfolio Managercontrolsince 10/2019 · owns less than 5%
- (Nmn) Peter Kolchinsky · Trusteecontrolsince 10/2019 · owns F of Peter Kolchinsky Revocable Trust
- Mahesh Rajeev Shah · Trusteecontrolsince 10/2019 · owns F of Rajeev M. Shah Family Revocable Trust
- H. (Mi Only) Richard Aldrich · Partnersince 10/2019 · owns 10% to 25%
Entity owners
- Peter Kolchinsky Revocable Trust · Partnerdirect · owns 50% to 75%
- Rajeev M. Shah Family Revocable Trust · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Ra Capital Healthcare Fund Gp, LLCpooled vehicle sponsory
- Ra Capital Nexus Fund Gp, LLCpooled vehicle sponsory
- Ra Capital Nexus Fund II Gp, LLCpooled vehicle sponsory
- Ra Capital Nexus Fund III Gp, LLCpooled vehicle sponsory
- Ra Capital Planetary Health Fund Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA2 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 13Aug 27, 2025 to Mar 31, 2026
- Advisory employees · 96 to 95Aug 27, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Aug 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 12Aug 27, 2025 to Mar 31, 2026
- Employees · 160 to 185Aug 27, 2025 to Mar 31, 2026
- Financial planning clients · to 0Aug 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $16BAug 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $13B to $16BAug 27, 2025 to Mar 31, 2026
- RAUM · $13B to $16BAug 27, 2025 to Mar 31, 2026
- Private funds · 5 to 6Mar 31, 2025 to Aug 27, 2025
- Advisory employees · 80 to 96Mar 29, 2024 to Mar 31, 2025
- Employees · 130 to 160Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Other offices · 1 to 2Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $11B to $13BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $11B to $13BMar 29, 2024 to Mar 31, 2025
- RAUM · $11B to $13BMar 29, 2024 to Mar 31, 2025
- Accounts · 9 to 11Nov 29, 2023 to Mar 29, 2024
- Advisory employees · 70 to 80Nov 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 8 to 10Nov 29, 2023 to Mar 29, 2024
- Employees · 122 to 130Nov 29, 2023 to Mar 29, 2024
- Other offices · 0 to 1Nov 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $9.7B to $11BNov 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $9.5B to $11BNov 29, 2023 to Mar 29, 2024
- RAUM · $9.7B to $11BNov 29, 2023 to Mar 29, 2024
- Private funds · 4 to 5Apr 3, 2023 to Nov 29, 2023
- Advisory employees · 61 to 70Mar 31, 2022 to Mar 31, 2023
- Employees · 113 to 122Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $10B to $9.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $10.0B to $9.5BMar 31, 2022 to Mar 31, 2023
- RAUM · $10B to $9.7BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 53 to 61Feb 11, 2022 to Mar 31, 2022
- Employees · 99 to 113Feb 11, 2022 to Mar 31, 2022
- Discretionary RAUM · $12B to $10BFeb 11, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $11B to $10.0BFeb 11, 2022 to Mar 31, 2022
- RAUM · $12B to $10BFeb 11, 2022 to Mar 31, 2022
- Accounts · 7 to 9Mar 31, 2021 to Feb 11, 2022
- Pooled vehicle clients · 6 to 8Mar 31, 2021 to Feb 11, 2022
- Private funds · 3 to 4Mar 31, 2021 to Feb 11, 2022
- Discretionary RAUM · $12B to $12BMar 31, 2021 to Feb 11, 2022
Signals
14 dated events
- Ra Capital Management, Lp reported RAUM $16.4B, up 30% from $12.6B (2025-08-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- James Alexander Pieter Boelhouwer (Managing Director Of Strategy And Operations) no longer on Schedule A of Ra Capital Management, Lp (listed 2023-11-29, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Ra Capital Management, Lp reported RAUM $11.5B, up 148% from $4.6B (2021-02-26 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Michael Saulnier (Chief Financial Officer) appeared on Schedule A of Ra Capital Management, LpMar 31, 2021 · Control person joined · fact
- Lynn Amanda Daniels (Chief Operating Officer) no longer on Schedule A of Ra Capital Management, Lp (listed 2021-02-26, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Cheong Kai Wu (Chief Financial Officer) no longer on Schedule A of Ra Capital Management, Lp (listed 2021-02-26, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Ra Capital Management, Lp reported RAUM $4.6B, up 39% from $3.3B (2019-11-06 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Ra Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 1, 2019 · Succession (Item 4) · fact
- Paul Eric Rose (Chief Compliance Officer) appeared on Schedule A of Ra Capital Management, LpNov 1, 2019 · Control person joined · fact
- Watt Burgess Sarah Reed (General Counsel) appeared on Schedule A of Ra Capital Management, LpNov 1, 2019 · Control person joined · fact
- Maria Natasha Kassian (General Counsel, Chief Compliance Officer) no longer on Schedule A of Ra Capital Management, Lp (listed 2019-08-20, absent 2019-11-01)Nov 1, 2019 · Control person left · inference
- Ra Capital Management, Lp reported RAUM $2.7B, up 57% from $1.7B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- James Christopher Caliri (Chief Information Officer) appeared on Schedule A of Ra Capital Management, LpMar 29, 2019 · Control person joined · fact
- Ra Capital Management, Lp reported RAUM $1.8B, up 33% from $1.3B (2017-04-06 to 2018-01-02)Jan 2, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- RA Capital Management, LP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rapport-bioreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/ra-capital-ravenreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rapport.bioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-778-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026