DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

N•• H•••••• C••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160211SEC 801-74244websiteIAPD
Latest filing Sep 4, 2026
First filing on the tape Feb 15, 2012 · 34 filings
SEC status approved since Mar 30, 2012
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$23B as of Aug 3, 2026
Mar 8, 2013$20B then
HNW client RAUM$0 as of Aug 3, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 3, 2026
Mar 8, 20130 then
Employees (5.A)32 as of Aug 3, 2026
Mar 8, 201328 then
Private funds9 as of Aug 3, 2026
Mar 29, 20201 then
RAUM +115% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
$1.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+115%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+17%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$17B, 13 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$23B100%
Individual clients
0reported
HNW clients
7reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
18reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$17B for 13 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• T••••••• A••••• · Chief Compliance Officercontrol
        since 03/2022 · owns less than 5%
      • R••••• S••••• J• · Chief Executive Officercontrol
        since 01/2019 · owns less than 5%
      • R•••••••• N•••••••• E••• · General Counselcontrol
        since 03/2013 · owns less than 5%
      • S•••••••• C••••••••• J•• · Chief Operating Officer / Chief Financial Officercontrol
        since 01/2019 · owns less than 5%
      • W•••••• D••••• F• · Co - Chief Investment Officercontrol
        since 10/2022 · owns less than 5%
      • Y••••• W••••••• P•••• · Co - Chief Investment Officercontrol
        since 10/2022 · owns less than 5%
      Entity owners
      • N•• I••••••••• P••••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • N•• B••••••• G• L••
        pooled vehicle sponsory
      • N•• G• L••
        pooled vehicle sponsory
      • N•• H••••• G• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $10,854,500,210 to $23,316,188,625 (+115.0%) between the annual amendments of 2025-02-04 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 98.0th percentile of changes)
        peers: asset managers, $20B and over (470) · 98% percentile
      What changed
      consecutive filings, newest first
      • Financial planning clients · to unset
        Aug 3, 2026 to Sep 4, 2026
      • Private funds · 9 to unset
        Aug 3, 2026 to Sep 4, 2026
      • Succession · false to unset
        Aug 3, 2026 to Sep 4, 2026
      • Accounts · 13 to 18
        Feb 17, 2026 to Mar 31, 2026
      • Advisory employees · 24 to 17
        Feb 17, 2026 to Mar 31, 2026
      • Corporate clients · 4 to 5
        Feb 17, 2026 to Mar 31, 2026
      • HNW clients · 6 to 7
        Feb 17, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 12 to 17
        Feb 17, 2026 to Mar 31, 2026
      • Employees · 26 to 32
        Feb 17, 2026 to Mar 31, 2026
      • Discretionary RAUM · $17B to $23B
        Feb 17, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $17B to $23B
        Feb 17, 2026 to Mar 31, 2026
      • RAUM · $17B to $23B
        Feb 17, 2026 to Mar 31, 2026
      • Financial planning clients · unset to
        May 1, 2025 to Jul 24, 2025
      • Private funds · 7 to 9
        May 1, 2025 to Jul 24, 2025
      • Advisory employees · 21 to 24
        Feb 4, 2025 to May 1, 2025
      • Assets in custody · $11B to $17B
        Feb 4, 2025 to May 1, 2025
      • Employees · 24 to 26
        Feb 4, 2025 to May 1, 2025
      • Discretionary RAUM · $11B to $17B
        Feb 4, 2025 to May 1, 2025
      • Pooled vehicle RAUM · $11B to $17B
        Feb 4, 2025 to May 1, 2025
      • RAUM · $11B to $17B
        Feb 4, 2025 to May 1, 2025
      • Advisory employees · 25 to 21
        Oct 3, 2023 to Mar 28, 2024
      • Charity clients · 0 to 1
        Oct 3, 2023 to Mar 28, 2024
      • Corporate clients · 1 to 4
        Oct 3, 2023 to Mar 28, 2024
      • HNW clients · 3 to 6
        Oct 3, 2023 to Mar 28, 2024
      • Assets in custody · $10B to $11B
        Oct 3, 2023 to Mar 28, 2024
      • Employees · 29 to 24
        Oct 3, 2023 to Mar 28, 2024
      • Discretionary RAUM · $11B to $11B
        Oct 3, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $10B to $11B
        Oct 3, 2023 to Mar 28, 2024
      • RAUM · $11B to $11B
        Oct 3, 2023 to Mar 28, 2024
      • Accounts · 11 to 13
        Nov 17, 2022 to Mar 30, 2023
      • Advisory employees · 29 to 25
        Nov 17, 2022 to Mar 30, 2023
      • Corporate clients · 0 to 1
        Nov 17, 2022 to Mar 30, 2023
      • HNW clients · 0 to 3
        Nov 17, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 10 to 12
        Nov 17, 2022 to Mar 30, 2023
      • Assets in custody · $10B to $10B
        Nov 17, 2022 to Mar 30, 2023
      • Employees · 38 to 29
        Nov 17, 2022 to Mar 30, 2023
      • Discretionary RAUM · $10B to $11B
        Nov 17, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $16B to $0
        Nov 17, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $26B to $10B
        Nov 17, 2022 to Mar 30, 2023
      • RAUM · $26B to $11B
        Nov 17, 2022 to Mar 30, 2023
      Signals
      9 dated events
      • N•• H•••••• C••••••• L•• reported RAUM $23.3B, up 33% from $17.5B (2026-02-17 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • N•• H•••••• C••••••• L•• reported RAUM $17.5B, up 61% from $10.9B (2025-02-04 to 2025-05-01)
        May 1, 2025 · RAUM change · derived
      • Greer Michael Jacobellis (Co - Chief Investment Officer) no longer on Schedule A of N•• H•••••• C••••••• L•• (listed 2023-09-06, absent 2023-10-03)
        Oct 3, 2023 · Control person left · inference
      • N•• H•••••• C••••••• L•• reported RAUM $10.5B, down 60% from $26.2B (2022-11-17 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Peter William Young (Co - Chief Investment Officer) appeared on Schedule A of N•• H•••••• C••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • F. David Wadler (Co - Chief Investment Officer) appeared on Schedule A of N•• H•••••• C••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Aldyth Teresha Miller (Chief Compliance Officer) appeared on Schedule A of N•• H•••••• C••••••• L••
        Mar 16, 2022 · Control person joined · fact
      • Otto Ira Handler (Managing Principal) no longer on Schedule A of N•• H•••••• C••••••• L•• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Todd Adam Feild (Managing Principal) no longer on Schedule A of N•• H•••••• C••••••• L•• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/new-holland-capitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      NEWH••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-600-9200reportedpublic record, Form ADV, Sep 4, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026