DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• P••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Feb 10, 2012 · 19 filings
SEC status approved since Mar 30, 2012
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$239M as of Mar 31, 2026
Mar 27, 2013$428M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)6 as of Mar 31, 2026
Mar 27, 201321 then
Private funds5 as of Mar 31, 2026
Mar 27, 20133 then
RAUM -2.8% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$239M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• P••••••• F••• I• L••• | Private Equity Fund | $263M | 22 | Mar 17, 2014 |
| C••••••• P••••••• I• C••••••••• F••• L• | Private Equity Fund | $90.0M | 14 | Mar 2, 2016 |
| C••••••• P••••••• F••• I•• L••• | Private Equity Fund | $37.0M | 22 | Feb 10, 2012 |
| C••••••• F••••• H••••••• I• L•• | Private Equity Fund | $19.0M | 9 | Mar 17, 2014 |
| C••••••• F••••• H••••••• L•• | Private Equity Fund | $7.0M | 10 | Feb 10, 2012 |
| C••••••• F••••• I••••••••• L•• | Private Equity Fund | $7.0M | 2 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• P•••• F•••••• · Chief Operating Officercontrolsince 01/2002 · owns less than 5%
- K•••• B••••• J••••••• · Managing Partnercontrolsince 07/2001 · owns 50% to 75%
- L•••• C••••••• P••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 01/2012 · owns less than 5%
- S••••• R•••••• A••• · Managing Partnercontrolsince 07/2001 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••••• F••••• H••••••• M• I• L••investment adviserpooled vehicle sponsorn
- C••••••• P••••••• F••• G• I•• L••investment adviserpooled vehicle sponsorn
- C••••••• P••••••• F••• I•• G• L••investment adviserpooled vehicle sponsorn
- C••••••• P••••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 7 to 6Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $246M to $239MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $246M to $239MMar 28, 2025 to Mar 31, 2026
- RAUM · $246M to $239MMar 28, 2025 to Mar 31, 2026
- Accounts · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Employees · 8 to 7Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $423M to $246MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $423M to $246MMar 28, 2024 to Mar 28, 2025
- RAUM · $423M to $246MMar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $715M to $423MSep 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $715M to $423MSep 8, 2023 to Mar 28, 2024
- RAUM · $715M to $423MSep 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $937M to $715MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $937M to $715MMar 30, 2022 to Mar 31, 2023
- RAUM · $937M to $715MMar 30, 2022 to Mar 31, 2023
- Advisory employees · 6 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $949M to $937MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $949M to $937MMar 30, 2021 to Mar 30, 2022
- RAUM · $949M to $937MMar 30, 2021 to Mar 30, 2022
- Advisory employees · 8 to 6Mar 20, 2020 to Mar 30, 2021
- Employees · 10 to 8Mar 20, 2020 to Mar 30, 2021
- Discretionary RAUM · $984M to $949MMar 20, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $984M to $949MMar 20, 2020 to Mar 30, 2021
- RAUM · $984M to $949MMar 20, 2020 to Mar 30, 2021
- Advisory employees · 24 to 8Mar 14, 2019 to Mar 20, 2020
- Employees · 26 to 10Mar 14, 2019 to Mar 20, 2020
- Discretionary RAUM · $1.1B to $984MMar 14, 2019 to Mar 20, 2020
- Pooled vehicle RAUM · $1.1B to $984MMar 14, 2019 to Mar 20, 2020
- RAUM · $1.1B to $984MMar 14, 2019 to Mar 20, 2020
- Advisory employees · 23 to 24Mar 27, 2018 to Mar 14, 2019
- Employees · 25 to 26Mar 27, 2018 to Mar 14, 2019
- Discretionary RAUM · $1.1B to $1.1BMar 27, 2018 to Mar 14, 2019
- Pooled vehicle RAUM · $1.1B to $1.1BMar 27, 2018 to Mar 14, 2019
- RAUM · $1.1B to $1.1BMar 27, 2018 to Mar 14, 2019
- Advisory employees · 24 to 23Mar 9, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 6.0Mar 9, 2017 to Mar 27, 2018
Signals
3 dated events
- C••••••• P••••••• I••• reported RAUM $246.0M, down 42% from $423.0M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- C••••••• P••••••• I••• reported RAUM $423.0M, down 41% from $715.0M (2023-09-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Thomas Steven Berg (Managing Partner) no longer on Schedule A of C••••••• P••••••• I••• (listed 2020-03-20, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Castanea Partners · Family Officesshared crd · office
- C••••••• P••••••• I••• · Independent Sponsorsshared crd · capital_provider
- C••••••• P••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C•••••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-630-2400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026