DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• V••••• C••••••
Legal name N•• V••••• A••••••• L•
Latest filing May 5, 2026
First filing on the tape Feb 13, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$902M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.6%
$50.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$902M as of May 5, 2026
Apr 1, 2013$1.1B then
HNW client RAUM$50.1M as of May 5, 2026
Mar 30, 2018$14.6M then
State-registered IARs (5.B.3)0 as of May 5, 2026
Apr 1, 20130 then
Employees (5.A)14 as of May 5, 2026
Apr 1, 201320 then
Private funds5 as of May 5, 2026
Apr 1, 20132 then
RAUM -0.9% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $19.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$850M94%
- High-net-worth individuals$50.1M5.6%
- Charitable organizations$1.1M0.1%
- Pension and profit-sharing plans$422,0690.0%
- Individual clients
- 0reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.06 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• I• L• | Hedge Fund | $427M | 288 | Feb 13, 2012 |
| N•• V••••• M••••• F••• L• | Hedge Fund | $309M | 57 | Mar 30, 2017 |
| N•• D• L• | Real Estate Fund | $32.1M | 61 | Apr 1, 2013 |
| N•• V••••• F•••••••• S••••• F••• L• | Hedge Fund | $29.7M | 36 | Mar 30, 2018 |
| N•• V••••• M•••••••• • C•••• F• S••••• | Hedge Fund | $18.5M | 26 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••••• C••••••••• · Gc/Ccocontrolsince 02/2021 · owns less than 5%
- E••••••• J••••••• N••• · Coocontrolsince 08/2009 · owns less than 5%
- S••••••• J••••• N•• · Cfocontrolsince 04/2021 · owns less than 5%
- W••••••• B••••• S••••• · Vice Chairmancontrolsince 07/2017 · owns less than 5%
- Z••••••• A•••••• R•••• · Ceocontrolsince 11/2004 · owns less than 5%
- Z••••••• A•••••• R•••• · Membercontrolsince 11/2004 · owns 25% to 50% of N••• I• L••
Entity owners
- N•• V••••• A••••••• L•• · Gpdirect · owns 75% or more
- N••• I• L•• · Memberindirect · owns 75% or more of N•• V••••• A••••••• L••
Related persons
Schedule D 7.A
- N•• V••••• I••••••••• M••••••••• L••investment adviserbankn
- N•• V••••• M••••••••• I• L••pooled vehicle sponsory
- N•• V••••• M••••••••• I•• L••pooled vehicle sponsory
- N•• V••••• M••••••••• L••pooled vehicle sponsory
- N•• V••••• W••••• M••••••••• L••investment advisernRAUM $781M
Advisers that list N•• V••••• C•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 49 to 47Apr 4, 2025 to Mar 30, 2026
- HNW clients · 33 to 32Apr 4, 2025 to Mar 30, 2026
- Employees · 13 to 14Apr 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $911M to $902MApr 4, 2025 to Mar 30, 2026
- HNW RAUM · $32.4M to $50.1MApr 4, 2025 to Mar 30, 2026
- Pension RAUM · $372,971 to $422,069Apr 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $876M to $850MApr 4, 2025 to Mar 30, 2026
- RAUM · $911M to $902MApr 4, 2025 to Mar 30, 2026
- Accounts · 51 to 49Mar 28, 2024 to Apr 4, 2025
- HNW clients · 36 to 33Mar 28, 2024 to Apr 4, 2025
- Employees · 15 to 13Mar 28, 2024 to Apr 4, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 4, 2025
- Discretionary RAUM · $861M to $911MMar 28, 2024 to Apr 4, 2025
- HNW RAUM · $42.4M to $32.4MMar 28, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $1.2M to $0Mar 28, 2024 to Apr 4, 2025
- Pension RAUM · $789,422 to $372,971Mar 28, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $817M to $876MMar 28, 2024 to Apr 4, 2025
- RAUM · $862M to $911MMar 28, 2024 to Apr 4, 2025
- Accounts · 53 to 51Mar 31, 2023 to Mar 28, 2024
- HNW clients · 30 to 36Mar 31, 2023 to Mar 28, 2024
- Employees · 12 to 15Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $835M to $861MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $38.0M to $42.4MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $809,166 to $1.2MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $567,014 to $789,422Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $797M to $817MMar 31, 2023 to Mar 28, 2024
- RAUM · $836M to $862MMar 31, 2023 to Mar 28, 2024
- HNW clients · 28 to 30Mar 31, 2022 to Mar 31, 2023
- Employees · 13 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $955M to $835MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $39.9M to $38.0MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.8M to $809,166Mar 31, 2022 to Mar 31, 2023
- Pension RAUM · $749,417 to $567,014Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $915M to $797MMar 31, 2022 to Mar 31, 2023
- RAUM · $956M to $836MMar 31, 2022 to Mar 31, 2023
- Accounts · 49 to 53Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 5 to 4Mar 31, 2021 to Mar 30, 2022
- HNW clients · 23 to 28Mar 31, 2021 to Mar 30, 2022
- Employees · 14 to 13Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $871M to $955MMar 31, 2021 to Mar 30, 2022
Signals
7 dated events
- Harold Thomas Patrick (Chairman) no longer on Schedule A of N•• V••••• C•••••• (listed 2022-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- J•••• M•••• L•••• (Cfo) no longer on Schedule A of N•• V••••• C•••••• (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Nmn Jorge Sanchez (Cfo) appeared on Schedule A of N•• V••••• C••••••Mar 30, 2022 · Control person joined · fact
- S. Barton Aronson (Clo/Cco) no longer on Schedule A of N•• V••••• C•••••• (listed 2020-06-29, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Christopher Dennis Bertron (Clo/Cco) appeared on Schedule A of N•• V••••• C••••••Mar 5, 2021 · Control person joined · fact
- J•••• M•••• L•••• (Cfo) appeared on Schedule A of N•• V••••• C••••••Mar 30, 2019 · Control person joined · fact
- Sebastian Calabro (Cfo) no longer on Schedule A of N•• V••••• C•••••• (listed 2018-03-30, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- NEW-V•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-793-0570reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N•• V••••• C•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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